TRFM vs. ARKX ETF Comparison

Comparison of AAM Transformers ETF (TRFM) to ARK Space Exploration & Innovation ETF (ARKX)
TRFM

AAM Transformers ETF

TRFM Description

AAM Transformers ETF is an exchange traded fund launched by ETF Series Solutions. The fund is co-managed by Advisors Asset Management, Inc. and Vident Investment Advisory, LLC. It invests in public equity markets of the United States. It invests in stocks of companies operating across aerospace & defense, electronic components, IT consulting & other services, alternative carriers, electronic equipment & instruments, oil & gas refining & marketing, application software, heavy electrical equipment, independent power and renewable electricity producers, automobile manufacturers, hotels, resorts & cruise lines and leisure, semiconductors and semiconductor equipment, communications equipment, industrial machinery, consumer electronics, interactive home entertainment, specialty chemicals, copper, interactive media & services, systems software, data processing & outsourced services, internet & direct marketing retail, technology hardware and equipment, storage & peripherals, electrical components & equipment, internet services & infrastructure, trucking, communication services, media and entertainment, telecommunication services, diversified telecommunication services, consumer discretionary, automobiles and components, consumer durables and apparel, household durables, consumer services, retailing, energy, oil, gas and consumable fuels, industrials, capital goods, machinery, transportation, road and rail, information technology, software and services, IT services, materials, chemicals, metals and mining, and utilities sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. The fund seeks to track the performance of the Pence Transformers Index, by using full replication technique. AAM Transformers ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.98

Average Daily Volume

3,436

Number of Holdings *

174

* may have additional holdings in another (foreign) market
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$15.60

Average Daily Volume

64,911

Number of Holdings *

27

* may have additional holdings in another (foreign) market
Performance
Period TRFM ARKX
30 Days 7.61% 11.27%
60 Days 3.89% 7.36%
90 Days 3.68% 5.19%
12 Months 30.94% 12.31%
10 Overlapping Holdings
Symbol Grade Weight in TRFM Weight in ARKX Overlap
AMZN C 0.9% 3.52% 0.9%
ANSS D 0.72% 1.14% 0.72%
AVAV B 0.51% 9.52% 0.51%
HEI B 0.81% 1.43% 0.81%
KTOS B 0.38% 9.14% 0.38%
PATH D 0.29% 2.85% 0.29%
RKLB D 0.32% 2.59% 0.32%
SNPS C 0.71% 1.43% 0.71%
TER B 0.41% 5.93% 0.41%
U F 0.28% 1.28% 0.28%
TRFM Overweight 164 Positions Relative to ARKX
Symbol Grade Weight
MU B 1.11%
GOOGL A 1.06%
APP C 1.04%
QCOM B 0.97%
ETN C 0.96%
NVDA C 0.94%
AAPL C 0.89%
CPNG B 0.88%
PINS B 0.86%
MSFT B 0.85%
AMAT B 0.84%
V B 0.84%
WDC C 0.83%
XYL A 0.83%
AVGO B 0.82%
MA D 0.82%
INTU B 0.81%
NOW C 0.81%
TDG C 0.81%
ANET B 0.81%
META D 0.8%
EMR B 0.8%
ABNB D 0.8%
HUBB D 0.78%
LRCX D 0.78%
FICO A 0.77%
ABBV D 0.76%
CRWD C 0.76%
BA D 0.76%
KLAC B 0.75%
CRM D 0.75%
PANW C 0.75%
PDD B 0.74%
TSLA D 0.73%
TSM B 0.73%
PTC C 0.72%
AXON D 0.72%
TTWO D 0.72%
STX C 0.72%
ADBE F 0.72%
AME D 0.71%
MPWR C 0.71%
HUBS D 0.71%
GFS D 0.71%
UBER D 0.7%
ENTG D 0.7%
NXPI B 0.69%
DASH D 0.69%
MELI B 0.69%
CDNS D 0.68%
DDOG D 0.68%
MRVL C 0.67%
SAP B 0.67%
SQ D 0.66%
SMCI D 0.65%
WDAY D 0.64%
AMD D 0.64%
FTNT D 0.64%
SNOW D 0.64%
ADSK F 0.62%
MDB D 0.62%
ASML D 0.62%
INTC F 0.6%
ZS F 0.6%
NTES C 0.6%
TEAM F 0.59%
RBLX F 0.56%
NET F 0.55%
ARM F 0.55%
ZETA A 0.54%
SHOP F 0.51%
PI B 0.5%
SNAP C 0.49%
SQSP A 0.47%
BE C 0.45%
BILI C 0.45%
AES B 0.45%
ST C 0.43%
GNRC C 0.43%
LI F 0.42%
FSLR C 0.42%
TOST B 0.41%
CGNX C 0.41%
FLNC D 0.4%
IOT B 0.4%
ONTO C 0.4%
ORA C 0.38%
YMM B 0.38%
LFUS C 0.38%
AY B 0.37%
LYFT D 0.37%
GTLS C 0.37%
POWI C 0.37%
SPSC C 0.36%
NTNX B 0.36%
SE B 0.36%
ALKT B 0.36%
ERJ B 0.36%
APPF C 0.36%
BZ B 0.36%
AGYS A 0.36%
AEIS C 0.35%
OLED C 0.35%
TCOM B 0.35%
BMBL D 0.35%
HXL C 0.34%
RIVN D 0.34%
GRAB C 0.33%
TENB F 0.33%
SMAR C 0.33%
DT D 0.33%
MKSI C 0.33%
OLLI D 0.33%
RUN D 0.33%
NVT C 0.33%
SLAB D 0.32%
OKTA D 0.32%
ESTC C 0.32%
SPR D 0.32%
ALB D 0.32%
CLSK D 0.31%
LITE D 0.31%
CFLT C 0.31%
VSAT D 0.31%
RMBS F 0.31%
BILL F 0.31%
UMC C 0.3%
ASX D 0.3%
SIMO C 0.3%
ENPH D 0.3%
COHR D 0.3%
FIVN F 0.3%
PCOR D 0.3%
EVTC F 0.29%
WOLF F 0.29%
CRDO D 0.28%
KLIC D 0.28%
AMBA D 0.28%
LPL F 0.27%
ZI F 0.27%
S D 0.27%
STNE F 0.27%
CLBT C 0.26%
BRZE F 0.26%
LSPD C 0.26%
RNW D 0.26%
PLUG F 0.26%
NIO D 0.26%
CYBR D 0.25%
GLBE F 0.25%
GTLB D 0.25%
FRSH F 0.24%
DLO F 0.23%
RIOT F 0.23%
XPEV D 0.23%
DV F 0.22%
OTEX F 0.22%
MARA C 0.22%
GLOB F 0.22%
MNDY C 0.22%
FROG D 0.21%
FLYW F 0.21%
PSNY F 0.19%
SPT F 0.15%
TRFM Underweight 17 Positions Relative to ARKX
Symbol Grade Weight
IRDM D -8.06%
TRMB D -6.75%
LHX A -5.21%
ACHR F -3.38%
GRMN A -2.95%
DE D -2.87%
PRNT F -2.83%
BLDE C -2.82%
JOBY F -2.13%
GOOG A -2.13%
HON B -1.49%
PLTR D -1.27%
MYNA C -1.18%
LMT B -1.12%
TDY D -1.05%
OSPN C -0.59%
DDD F -0.4%
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