SURI vs. FYC ETF Comparison

Comparison of Simplify Exchange Traded Funds Simplify Propel Opportunities ETF (SURI) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
SURI

Simplify Exchange Traded Funds Simplify Propel Opportunities ETF

SURI Description

The fund is an actively managed exchange-traded fund. The Sub-Adviser concentrates the fund's investments (i.e., invests more than 25% of its net assets) in the securities of issuers in the biotechnology, pharmaceuticals, healthcare technology, and life science tools and services industries. The Sub-Adviser employs an actively managed opportunistic multi-asset strategy that focuses on common stock, preferred stock, convertible bonds, structured notes, corporate notes and bonds, and ETFs that primarily invest in the preceding security types. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.15

Average Daily Volume

5,416

Number of Holdings *

15

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.66

Average Daily Volume

25,816

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period SURI FYC
30 Days -7.52% 2.92%
60 Days 4.34% 8.18%
90 Days -1.99% 13.09%
12 Months 38.05% 41.14%
2 Overlapping Holdings
Symbol Grade Weight in SURI Weight in FYC Overlap
ARDX F 3.93% 0.22% 0.22%
KYMR C 1.37% 0.61% 0.61%
SURI Overweight 13 Positions Relative to FYC
Symbol Grade Weight
APLT C 24.2%
PAGP A 21.27%
PHAT F 8.7%
AKRO C 6.84%
MDGL C 5.87%
RNA C 5.13%
TSAT D 1.83%
SNDX D 1.47%
KURA F 1.3%
ACHV F 0.99%
ATHA D 0.62%
CMPS F 0.56%
VRCA F 0.27%
SURI Underweight 238 Positions Relative to FYC
Symbol Grade Weight
POWL C -0.92%
EAT A -0.88%
PAYO A -0.8%
PRIM A -0.78%
RKLB B -0.78%
WULF C -0.77%
IESC B -0.77%
ROAD B -0.76%
IDCC A -0.73%
PRCT B -0.72%
PJT A -0.72%
QCRH A -0.72%
STRL B -0.71%
ENVA A -0.71%
FTDR B -0.7%
RYTM C -0.7%
TRUP A -0.7%
ALHC C -0.7%
GVA A -0.7%
SGBX F -0.69%
ATGE B -0.69%
MCY A -0.68%
YOU D -0.68%
TGTX B -0.68%
STEP A -0.68%
LRN A -0.68%
USLM A -0.66%
CNK A -0.65%
ACLX C -0.65%
SATS D -0.64%
SLVM B -0.64%
PBI C -0.64%
VCYT B -0.63%
REVG A -0.62%
DSGR C -0.62%
PTGX D -0.62%
SKYW A -0.62%
TBBK A -0.62%
TRN A -0.62%
NHC B -0.61%
LMND A -0.61%
PRM C -0.61%
AMRX C -0.6%
ASTH F -0.6%
ALKT B -0.59%
CHEF B -0.59%
HNI A -0.59%
PTON B -0.58%
DORM B -0.57%
CALM A -0.57%
DOCS C -0.57%
NBHC A -0.57%
GSHD A -0.57%
INTA B -0.57%
PRK A -0.57%
ADMA C -0.57%
SYBT A -0.56%
JANX C -0.56%
VCTR B -0.55%
HWKN C -0.55%
MNKD B -0.55%
WWW A -0.54%
OSW B -0.54%
CRAI B -0.54%
SKWD A -0.54%
AGIO B -0.54%
PTCT B -0.54%
CWAN B -0.53%
CPRX C -0.53%
MWA A -0.52%
AORT B -0.52%
CCOI B -0.52%
UFPT C -0.51%
LMAT A -0.51%
CDE D -0.5%
SMTC C -0.49%
FBP A -0.49%
VITL F -0.49%
MIRM A -0.49%
PLMR A -0.48%
BCRX D -0.48%
LFST C -0.48%
TGLS A -0.48%
CENX A -0.47%
PRGS B -0.47%
CHWY B -0.47%
OUT C -0.46%
NMIH D -0.45%
SABR B -0.44%
MBIN D -0.44%
GERN F -0.44%
SHAK B -0.44%
VERX A -0.44%
IOVA D -0.44%
OSCR F -0.43%
WTTR A -0.43%
COLL F -0.42%
CAKE A -0.42%
CIFR B -0.42%
BGC B -0.42%
HURN B -0.41%
BLBD F -0.41%
RNG B -0.41%
EVH F -0.41%
SEMR D -0.41%
APOG B -0.41%
NRIX C -0.41%
GABC A -0.41%
BANF A -0.41%
HRMY D -0.4%
OII B -0.4%
NPAB F -0.4%
LITE A -0.39%
CHCO A -0.39%
CARG A -0.38%
AMPH F -0.38%
SITM B -0.38%
ESE A -0.38%
BLFS D -0.37%
KN B -0.37%
UE B -0.37%
WT A -0.37%
ASPN F -0.36%
KTOS B -0.36%
AAT C -0.36%
TWST F -0.35%
ICFI F -0.35%
AZZ B -0.35%
OSIS A -0.34%
ADUS D -0.34%
ESRT D -0.34%
BRC C -0.34%
BKD F -0.33%
MGNI A -0.33%
GFF A -0.33%
DOCN D -0.33%
CWT C -0.33%
PMT D -0.32%
NHI D -0.31%
IIPR F -0.31%
NSA C -0.3%
OCUL C -0.29%
FLNC D -0.29%
TNDM F -0.28%
HEES B -0.28%
HLIT F -0.28%
CEIX A -0.28%
EPAC B -0.28%
LKFN A -0.27%
TNL A -0.27%
DRVN A -0.27%
AGM A -0.27%
BANC A -0.27%
KNTK A -0.27%
WRBY A -0.27%
LGND B -0.27%
IAS D -0.27%
RXST F -0.26%
SXI A -0.26%
AROC A -0.26%
KW C -0.25%
AGYS A -0.25%
MGEE A -0.25%
SWI B -0.25%
WDFC A -0.25%
CDP C -0.25%
SXT C -0.24%
DNLI C -0.24%
SKT A -0.24%
MAC A -0.24%
ARQT D -0.24%
JJSF C -0.24%
NVAX F -0.24%
NEO C -0.24%
SCS A -0.23%
ANIP D -0.23%
CDRE D -0.23%
ELME D -0.23%
AESI D -0.23%
GTY C -0.23%
CMPR F -0.23%
NXRT A -0.23%
HUMA F -0.23%
CPK A -0.23%
PHR F -0.22%
GTX D -0.22%
FCPT C -0.22%
ACVA A -0.22%
MYGN F -0.22%
UMH C -0.22%
ALX D -0.22%
AIV C -0.22%
EPR D -0.21%
HLX D -0.21%
MIR A -0.16%
PAR A -0.15%
WABC A -0.14%
APPN B -0.14%
CTS B -0.14%
TGI A -0.14%
SOUN C -0.14%
PLAY C -0.14%
APAM A -0.13%
CBZ B -0.13%
WEN C -0.13%
CLB C -0.13%
MLNK C -0.13%
CARS B -0.12%
AMC C -0.12%
FBRT C -0.12%
JAMF F -0.12%
ACAD C -0.12%
AWR A -0.12%
LTC B -0.12%
SMPL B -0.12%
RRR D -0.12%
STRA C -0.12%
YELP C -0.12%
FOLD F -0.12%
BL B -0.12%
PZZA D -0.12%
BEAM D -0.12%
JOE F -0.11%
NSSC F -0.11%
GNL D -0.11%
AZTA F -0.11%
TNC F -0.11%
ARLO D -0.11%
ENVX F -0.11%
BXMT D -0.11%
TR A -0.11%
THR C -0.11%
IRDM C -0.11%
XPRO F -0.1%
RLAY F -0.1%
VECO F -0.1%
CLDX F -0.09%
LPG F -0.09%
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