SMCP vs. SQLV ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Legg Mason Small-Cap Quality Value ETF (SQLV)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.17

Average Daily Volume

1,741

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$39.11

Average Daily Volume

4,350

Number of Holdings ^*

232

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	SQLV
30 Days	-3.75%	-4.97%
60 Days	1.04%	-3.65%
90 Days	3.10%	-3.39%
12 Months	27.87%	14.89%

21 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in SQLV	Overlap
ALE	A	0.96%	0.68%	0.68%
APAM	D	0.95%	0.7%	0.7%
ARCH	B	0.96%	0.74%	0.74%
AX	B	0.93%	0.51%	0.51%
BTU	D	0.97%	0.74%	0.74%
CALM	B	1.02%	0.68%	0.68%
CATY	F	0.81%	0.59%	0.59%
CEIX	B	0.82%	0.66%	0.66%
CORT	D	0.67%	0.38%	0.38%
HAE	A	0.96%	0.49%	0.49%
HLNE	B	0.97%	0.59%	0.59%
IDCC	C	0.89%	0.47%	0.47%
ITGR	B	1.16%	0.5%	0.5%
KFY	D	1.04%	0.57%	0.57%
LRN	B	0.96%	0.47%	0.47%
NMIH	B	1.01%	0.53%	0.53%
STRL	B	1.09%	0.44%	0.44%
TEX	B	1.04%	0.66%	0.66%
TGNA	F	0.89%	0.63%	0.63%
VSH	C	0.86%	0.57%	0.57%
ZD	F	0.74%	0.41%	0.41%

SMCP Overweight 78 Positions Relative to SQLV

Symbol	Grade	Weight
SMCI	C	2.48%
MOD	B	1.42%
SFM	A	1.34%
JXN	A	1.29%
PBF	A	1.26%
PR	A	1.24%
PSN	C	1.22%
LBRT	A	1.2%
HQY	C	1.2%
ITRI	A	1.19%
COOP	A	1.18%
CNX	A	1.18%
AVAV	A	1.17%
ARCB	B	1.14%
STNG	A	1.13%
HP	B	1.12%
CHRD	A	1.08%
HCC	A	1.08%
CMC	D	1.08%
GMS	C	1.08%
ZWS	D	1.07%
GATX	D	1.06%
AEO	B	1.05%
AIT	D	1.04%
PTEN	F	1.03%
ASGN	D	1.02%
CVCO	C	1.02%
VRRM	A	1.02%
REZI	C	1.01%
BCC	C	1.01%
SIGI	D	1.01%
TMHC	B	1.01%
ESNT	C	1.0%
KBH	C	0.99%
FFIN	C	0.99%
SKY	C	0.99%
TPH	A	0.98%
AEL	A	0.98%
NWE	A	0.97%
ABM	B	0.97%
OTTR	C	0.97%
ASB	B	0.96%
MATX	C	0.96%
AMR	B	0.96%
ABG	A	0.95%
MMSI	C	0.95%
PAGS	C	0.93%
SHOO	C	0.93%
CNO	C	0.93%
EVTC	C	0.92%
HWC	A	0.92%
CADE	A	0.92%
SSB	D	0.92%
APLE	D	0.91%
GBCI	C	0.9%
PECO	D	0.9%
TCBI	D	0.9%
UFPI	C	0.88%
ABCB	B	0.87%
KWR	C	0.87%
ASO	C	0.86%
PLXS	A	0.86%
UCBI	C	0.86%
MTH	B	0.86%
LXP	F	0.86%
CCS	D	0.86%
FTDR	D	0.86%
HUBG	D	0.85%
ALKS	D	0.85%
STNE	C	0.83%
WD	C	0.82%
AEIS	D	0.82%
HELE	F	0.81%
MHO	C	0.8%
AMN	D	0.74%
ACLS	D	0.73%
VLY	F	0.71%
NEOG	D	0.58%

SMCP Underweight 211 Positions Relative to SQLV

Symbol	Grade	Weight
CVI	D	-0.91%
NYCB	F	-0.8%
ANDE	B	-0.78%
WIRE	B	-0.78%
DXC	F	-0.78%
XRX	F	-0.77%
BKE	C	-0.68%
INSW	A	-0.66%
VCTR	A	-0.66%
CAR	F	-0.65%
IBOC	A	-0.63%
OMI	C	-0.63%
RYI	F	-0.62%
FHI	F	-0.62%
WOR	C	-0.61%
ODP	C	-0.61%
NVST	D	-0.58%
SANM	B	-0.58%
HTZ	F	-0.58%
CCSI	F	-0.57%
CRCT	B	-0.57%
SLVM	A	-0.57%
PARR	D	-0.55%
WHD	A	-0.54%
VGR	D	-0.54%
EVC	F	-0.54%
LE	A	-0.54%
CNS	C	-0.54%
CRI	F	-0.53%
SCS	C	-0.52%
BXC	C	-0.51%
STBA	B	-0.51%
RMR	C	-0.5%
REX	A	-0.5%
RES	D	-0.49%
AGX	A	-0.49%
PRG	B	-0.49%
CNXN	C	-0.49%
TDC	D	-0.49%
YELP	B	-0.49%
ACDC	D	-0.49%
GIII	C	-0.49%
PFC	B	-0.48%
MCBC	A	-0.48%
PBH	C	-0.48%
PFBC	A	-0.47%
TH	B	-0.47%
ZEUS	D	-0.47%
MRVI	F	-0.47%
SWIM	D	-0.46%
MCRI	D	-0.46%
MED	F	-0.46%
IART	F	-0.46%
SD	B	-0.46%
NPK	A	-0.45%
INVA	B	-0.45%
CLW	B	-0.45%
IRDM	B	-0.45%
LXU	B	-0.45%
WTTR	A	-0.45%
WNC	D	-0.45%
AMK	D	-0.45%
PRGS	F	-0.45%
HAFC	C	-0.44%
FOR	D	-0.44%
JBSS	D	-0.44%
MD	D	-0.44%
OMCL	D	-0.44%
PLUS	C	-0.43%
ROCK	D	-0.43%
MSBI	F	-0.43%
IIIN	F	-0.43%
NX	D	-0.43%
YOU	F	-0.43%
PRDO	A	-0.43%
AVNS	F	-0.42%
GIC	D	-0.42%
LGND	D	-0.42%
ASTH	D	-0.42%
KFRC	C	-0.41%
COHU	D	-0.41%
PLAB	C	-0.41%
NTCT	D	-0.41%
ADUS	D	-0.41%
DHIL	C	-0.41%
CCRN	F	-0.41%
QUAD	F	-0.41%
UIS	B	-0.41%
HWKN	B	-0.41%
SGC	A	-0.4%
EXTR	F	-0.4%
PAHC	B	-0.4%
AMPY	A	-0.4%
EBF	D	-0.4%
WINA	D	-0.4%
DVAX	F	-0.39%
SSTK	D	-0.39%
THRY	A	-0.39%
OSBC	B	-0.39%
TWI	F	-0.39%
FWRD	F	-0.39%
BBW	A	-0.39%
HRMY	D	-0.39%
CTS	B	-0.39%
DFIN	A	-0.38%
PCRX	F	-0.38%
MBWM	C	-0.38%
VREX	F	-0.38%
STAA	B	-0.38%
SUPN	C	-0.38%
CVEO	B	-0.37%
THFF	B	-0.37%
MPX	B	-0.37%
COLL	C	-0.37%
SMMF	A	-0.36%
HBB	B	-0.36%
USNA	F	-0.36%
IRWD	F	-0.36%
AMPH	D	-0.36%
BELFB	D	-0.36%
AIRS	D	-0.35%
CRVL	C	-0.35%
FLWS	C	-0.35%
NATR	A	-0.35%
NTGR	C	-0.35%
IMXI	B	-0.35%
ANGO	D	-0.35%
CIVB	D	-0.34%
CASS	D	-0.34%
CVGI	F	-0.34%
PLPC	D	-0.34%
PTSI	D	-0.34%
RGP	F	-0.34%
GNE	F	-0.34%
SGH	D	-0.34%
SPFI	B	-0.34%
MCFT	F	-0.34%
OLPX	F	-0.33%
CPRX	D	-0.33%
FISI	D	-0.33%
LMAT	B	-0.33%
MGNI	D	-0.33%
RLGT	D	-0.33%
OSG	C	-0.33%
PETQ	D	-0.33%
MYPS	F	-0.32%
PETS	F	-0.32%
ARC	B	-0.32%
BCBP	F	-0.32%
ANIP	D	-0.32%
PKBK	D	-0.32%
ATEN	B	-0.31%
AMSWA	F	-0.31%
HCKT	D	-0.31%
ATRI	F	-0.31%
UNTY	B	-0.31%
RNGR	F	-0.31%
SGA	A	-0.31%
MCB	B	-0.31%
NVEC	D	-0.31%
ZIP	F	-0.31%
POWL	B	-0.31%
ACIC	C	-0.3%
HSTM	C	-0.3%
POWW	A	-0.3%
DAKT	B	-0.3%
OFLX	F	-0.3%
PKE	D	-0.3%
BSIG	B	-0.3%
NBN	C	-0.3%
NECB	B	-0.3%
JAKK	F	-0.29%
LQDT	D	-0.29%
NRC	F	-0.29%
VPG	C	-0.29%
BTMD	D	-0.29%
KRT	C	-0.29%
SPOK	C	-0.29%
MITK	B	-0.29%
HOFT	F	-0.28%
VRA	D	-0.28%
DXLG	D	-0.28%
CMT	B	-0.27%
EVBN	F	-0.27%
UTMD	F	-0.27%
TRDA	F	-0.26%
IMMR	C	-0.26%
MNSB	F	-0.26%
ANIK	B	-0.26%
CTKB	F	-0.25%
IRMD	D	-0.25%
TCMD	F	-0.24%
EGRX	F	-0.23%
PBYI	D	-0.23%
OSUR	F	-0.23%
ASRT	F	-0.22%
INTT	F	-0.22%
ZYXI	D	-0.22%
CCRD	C	-0.21%
PRTS	F	-0.21%
VYGR	F	-0.21%
MDXG	F	-0.2%
ARCT	F	-0.19%
SMLR	F	-0.18%
DERM	F	-0.18%
RCMT	F	-0.16%
LTRX	F	-0.16%
BWFG	F	-0.14%
TZOO	D	-0.13%
HBCP	D	-0.11%
SURG	F	-0.09%