SMCP vs. HSMV ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.78

Average Daily Volume

1,419

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.69

Average Daily Volume

1,249

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	HSMV
30 Days	-0.02%	1.24%
60 Days	-0.04%	1.79%
90 Days	6.01%	6.64%
12 Months	28.50%	12.41%

17 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in HSMV	Overlap
ABM	B	0.95%	0.31%	0.31%
ALE	B	0.93%	0.52%	0.52%
CNO	B	0.92%	0.51%	0.51%
COOP	A	1.16%	0.51%	0.51%
ESNT	C	0.97%	0.51%	0.51%
EVTC	F	0.9%	0.46%	0.46%
GATX	C	1.0%	0.51%	0.51%
IDCC	B	0.89%	0.59%	0.59%
KFY	D	0.99%	0.51%	0.51%
LXP	D	0.82%	0.66%	0.66%
NMIH	A	1.0%	0.53%	0.53%
NWE	B	0.95%	0.52%	0.52%
PECO	D	0.86%	0.52%	0.52%
PLXS	B	0.91%	0.58%	0.58%
SFM	A	1.34%	0.48%	0.48%
SIGI	F	0.98%	0.48%	0.48%
VRRM	A	1.01%	0.5%	0.5%

SMCP Overweight 82 Positions Relative to HSMV

Symbol	Grade	Weight
SMCI	D	3.0%
MOD	A	1.53%
JXN	A	1.31%
PBF	D	1.26%
PR	B	1.24%
LBRT	B	1.22%
AVAV	B	1.21%
PSN	D	1.21%
ITRI	A	1.2%
CNX	B	1.16%
HQY	D	1.16%
STRL	B	1.15%
STNG	A	1.14%
AEO	B	1.12%
ITGR	D	1.11%
HCC	B	1.11%
LRN	A	1.1%
GMS	C	1.09%
HP	F	1.08%
CHRD	B	1.06%
CMC	C	1.05%
TMHC	C	1.04%
ZWS	C	1.04%
REZI	D	1.03%
ARCB	F	1.03%
CVCO	C	1.03%
TPH	A	1.02%
BCC	D	1.02%
AIT	C	1.02%
HAE	A	1.02%
KBH	C	1.01%
PTEN	F	1.0%
SKY	D	1.0%
ASGN	D	0.98%
TEX	C	0.98%
ASB	A	0.97%
OTTR	B	0.97%
AEL	A	0.97%
PAGS	D	0.97%
MATX	B	0.96%
CALM	D	0.96%
HLNE	B	0.96%
AMR	D	0.96%
MMSI	B	0.95%
ARCH	D	0.95%
FFIN	C	0.94%
BTU	F	0.93%
ABG	C	0.93%
MTH	A	0.93%
SHOO	D	0.93%
CADE	B	0.92%
HWC	B	0.92%
VSH	C	0.92%
AX	B	0.9%
APAM	D	0.9%
ABCB	B	0.88%
ASO	D	0.88%
UFPI	C	0.88%
APLE	F	0.87%
SSB	D	0.87%
AEIS	D	0.86%
GBCI	C	0.86%
ALKS	F	0.86%
STNE	C	0.86%
TGNA	D	0.86%
TCBI	B	0.86%
CCS	D	0.85%
FTDR	B	0.85%
KWR	D	0.85%
CEIX	D	0.84%
UCBI	B	0.84%
MHO	D	0.84%
HUBG	C	0.84%
WD	B	0.81%
ACLS	D	0.77%
AMN	D	0.76%
CATY	D	0.75%
ZD	F	0.73%
HELE	F	0.73%
CORT	D	0.69%
VLY	F	0.63%
NEOG	F	0.59%

SMCP Underweight 179 Positions Relative to HSMV

Symbol	Grade	Weight
CUBE	D	-0.65%
CPK	B	-0.65%
EXP	A	-0.63%
NBIX	B	-0.63%
SWX	A	-0.62%
MTN	F	-0.61%
LANC	D	-0.59%
WU	C	-0.58%
CSL	B	-0.58%
LFUS	B	-0.58%
MAT	D	-0.57%
BJ	B	-0.57%
EME	A	-0.57%
FAF	D	-0.57%
EVR	C	-0.57%
AGCO	D	-0.56%
TNC	D	-0.56%
UTHR	A	-0.55%
CWT	B	-0.54%
BCPC	C	-0.54%
CLH	A	-0.54%
CVLT	A	-0.54%
TTEK	A	-0.54%
MIDD	D	-0.54%
ORI	A	-0.53%
WERN	D	-0.53%
WTRG	B	-0.53%
AWR	C	-0.53%
ELS	D	-0.53%
COLM	B	-0.53%
AIN	D	-0.53%
KBR	A	-0.52%
JHG	A	-0.52%
RDN	C	-0.52%
FHI	D	-0.52%
SF	A	-0.52%
ASH	A	-0.52%
INGR	A	-0.52%
FR	D	-0.52%
STAG	D	-0.52%
PRI	D	-0.52%
AMG	D	-0.52%
MMS	C	-0.52%
PCH	D	-0.52%
CACI	A	-0.52%
FCPT	B	-0.52%
WTS	C	-0.52%
EPC	B	-0.52%
LOPE	B	-0.52%
VOYA	B	-0.52%
OHI	B	-0.52%
GLPI	D	-0.52%
OGE	A	-0.52%
HRB	C	-0.52%
NYT	B	-0.52%
EPRT	A	-0.52%
NFG	A	-0.52%
OGS	B	-0.52%
EPR	C	-0.52%
CW	A	-0.52%
BKH	B	-0.52%
BRX	C	-0.52%
NNN	A	-0.52%
PNM	C	-0.52%
AVA	B	-0.52%
NJR	B	-0.52%
CTRE	B	-0.52%
RS	D	-0.51%
NVT	A	-0.51%
HXL	C	-0.51%
CHE	D	-0.51%
CRI	F	-0.51%
SAIC	C	-0.51%
MTG	C	-0.51%
VVV	C	-0.51%
LECO	D	-0.51%
PFGC	D	-0.51%
WEN	B	-0.51%
EXEL	D	-0.51%
ATR	A	-0.51%
WH	D	-0.51%
EHC	A	-0.51%
LSTR	D	-0.51%
INVA	B	-0.51%
KEX	A	-0.51%
AFG	D	-0.51%
MAN	B	-0.51%
JJSF	C	-0.51%
PBH	D	-0.51%
PRGS	D	-0.51%
IOSP	C	-0.51%
DLB	C	-0.51%
SR	B	-0.51%
EGP	D	-0.51%
WPC	C	-0.51%
THG	A	-0.51%
POR	B	-0.51%
SEIC	D	-0.51%
SBRA	A	-0.51%
ADC	B	-0.51%
ALV	A	-0.51%
ACM	C	-0.51%
DCI	A	-0.51%
RPM	D	-0.51%
G	D	-0.51%
JEF	B	-0.51%
FLS	A	-0.51%
FNF	B	-0.51%
RLI	A	-0.51%
IDA	B	-0.51%
AMH	C	-0.51%
CHH	C	-0.51%
FLO	B	-0.51%
ACHC	F	-0.51%
EFC	C	-0.51%
RGA	A	-0.51%
MDU	A	-0.51%
NSIT	A	-0.5%
OSK	D	-0.5%
FSS	B	-0.5%
VNT	D	-0.5%
MSM	F	-0.5%
RYN	F	-0.5%
GNTX	D	-0.5%
SNX	A	-0.5%
GMED	D	-0.5%
CASY	A	-0.5%
POST	B	-0.5%
MSA	C	-0.5%
AM	A	-0.5%
GGG	D	-0.5%
BWXT	D	-0.5%
DTM	A	-0.5%
AGO	D	-0.5%
ENSG	D	-0.5%
TXRH	B	-0.5%
USFD	C	-0.5%
MCRI	D	-0.5%
CBSH	A	-0.49%
ARW	B	-0.49%
REXR	D	-0.49%
SLGN	B	-0.49%
FELE	D	-0.49%
SCI	D	-0.49%
UNF	D	-0.49%
GPK	D	-0.49%
AVT	A	-0.49%
MSGS	B	-0.49%
SON	C	-0.49%
ITT	B	-0.48%
ROIC	D	-0.48%
FNB	B	-0.48%
LII	D	-0.47%
LAMR	B	-0.47%
KNX	D	-0.47%
MUSA	D	-0.47%
MOG.A	A	-0.46%
CHDN	B	-0.46%
RNR	D	-0.46%
ENOV	F	-0.45%
R	A	-0.45%
JAZZ	D	-0.43%
ENR	C	-0.42%
GO	F	-0.41%
RGLD	B	-0.4%
PB	B	-0.38%
AIR	B	-0.38%
NSA	D	-0.34%
ORA	C	-0.32%
EXPO	B	-0.31%
BLKB	B	-0.31%
IRT	B	-0.31%
FCN	B	-0.31%
ONB	A	-0.31%
CCOI	F	-0.3%
PDCO	D	-0.3%
CRUS	C	-0.29%
PZZA	F	-0.29%
LEG	F	-0.23%