SAEF vs. DWAS ETF Comparison

Comparison of Schwab Ariel ESG ETF (SAEF) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$28.64

Average Daily Volume

2,718

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$100.97

Average Daily Volume

32,294

Number of Holdings ^*

182

* may have additional holdings in another (foreign) market

Performance

Period	SAEF	DWAS
30 Days	4.74%	5.56%
60 Days	6.56%	5.99%
90 Days	11.13%	10.53%
12 Months	37.37%	34.31%

0 Overlapping Holdings

	Symbol	Grade	Weight in SAEF	Weight in DWAS	Overlap

SAEF Overweight 57 Positions Relative to DWAS

Symbol	Grade	Weight
OSW	B	4.39%
BCO	F	4.21%
NCLH	B	3.64%
FI	A	3.4%
LIND	B	3.32%
KKR	B	2.42%
FAF	A	2.41%
GNRC	B	2.41%
ZBRA	B	2.3%
NVT	C	2.29%
JLL	D	2.28%
GS	B	2.24%
REZI	A	2.14%
NTRS	A	2.09%
FICO	A	2.08%
PBH	A	2.04%
MAT	D	1.81%
KMT	C	1.8%
CBRE	B	1.79%
CRL	D	1.78%
GNTX	F	1.76%
MIDD	D	1.71%
KEYS	A	1.65%
LFUS	D	1.57%
WEX	F	1.54%
KN	B	1.53%
MTB	A	1.53%
DNB	A	1.5%
AXTA	B	1.41%
MSI	A	1.41%
MANU	C	1.41%
NVST	C	1.31%
MAS	D	1.29%
BIO	C	1.28%
MSGS	A	1.26%
ZBH	C	1.25%
ADTN	B	1.24%
LH	B	1.23%
MHK	D	1.22%
IPG	D	1.22%
SSD	D	1.21%
ST	F	1.21%
SNA	B	1.19%
BRC	C	1.16%
ATGE	B	1.15%
AFL	C	1.13%
MSGE	F	1.1%
BWA	D	1.09%
KMX	C	0.98%
KFY	B	0.97%
SJM	D	0.94%
PGR	B	0.92%
REYN	D	0.91%
LESL	D	0.86%
HCKT	B	0.83%
PARA	D	0.56%
PHIN	A	0.28%

SAEF Underweight 182 Positions Relative to DWAS

Symbol	Grade	Weight
LMB	A	-1.64%
STRL	B	-1.57%
MOD	B	-1.55%
ADMA	B	-1.49%
KNTK	A	-1.18%
COOP	B	-1.1%
NUVL	D	-1.02%
AMSC	C	-0.95%
CRS	A	-0.92%
SFM	B	-0.89%
CSWI	B	-0.88%
UFPT	C	-0.88%
DFIN	D	-0.85%
HRTG	C	-0.82%
BELFB	D	-0.8%
RNA	C	-0.79%
CVNA	B	-0.78%
GRBK	D	-0.78%
BYRN	B	-0.74%
USLM	B	-0.74%
OSCR	D	-0.7%
CECO	B	-0.7%
NBN	B	-0.7%
USAP	B	-0.68%
GPI	B	-0.66%
VCTR	B	-0.64%
RXST	F	-0.61%
RDW	B	-0.61%
ATI	C	-0.61%
SKYW	B	-0.61%
MLI	B	-0.6%
AMRX	C	-0.6%
ENVA	B	-0.59%
PAY	A	-0.57%
AROC	A	-0.55%
HWKN	B	-0.54%
BMI	B	-0.54%
AGX	B	-0.53%
COMM	D	-0.52%
GVA	A	-0.51%
TPC	C	-0.51%
CCB	A	-0.5%
TDS	B	-0.49%
PCT	B	-0.49%
KRYS	C	-0.49%
VERX	A	-0.49%
PIPR	B	-0.49%
TRAK	A	-0.48%
IDCC	B	-0.48%
SKT	A	-0.48%
PRIM	A	-0.48%
ALSN	B	-0.47%
VSEC	B	-0.47%
CNX	A	-0.47%
JXN	C	-0.46%
CRVL	A	-0.46%
RUSHA	B	-0.46%
RDNT	B	-0.46%
CORT	B	-0.46%
QTWO	A	-0.45%
KTB	B	-0.45%
NECB	B	-0.45%
LPX	B	-0.44%
UTI	B	-0.44%
FSS	B	-0.44%
ROAD	B	-0.44%
AUR	C	-0.43%
HROW	D	-0.43%
BSIG	A	-0.43%
TGTX	B	-0.43%
PRDO	B	-0.43%
SKY	A	-0.43%
APLT	B	-0.43%
LMAT	A	-0.42%
SLVM	B	-0.42%
SNEX	A	-0.42%
CASH	B	-0.42%
TVTX	C	-0.42%
OFG	B	-0.42%
AGYS	A	-0.42%
APOG	B	-0.42%
MATX	B	-0.42%
AVAV	C	-0.41%
ESQ	B	-0.41%
SXI	B	-0.41%
RYAN	B	-0.41%
NRIX	C	-0.41%
NRIM	A	-0.41%
ZETA	D	-0.41%
NGVC	A	-0.41%
WT	A	-0.41%
INBK	B	-0.41%
ALKT	B	-0.41%
MLR	C	-0.4%
FRPT	B	-0.4%
AGM	B	-0.4%
RYTM	C	-0.4%
PRCT	B	-0.4%
BBSI	A	-0.4%
RYAM	C	-0.4%
GKOS	A	-0.4%
R	B	-0.4%
MMSI	A	-0.4%
SPNT	A	-0.39%
ACVA	A	-0.39%
RSI	A	-0.39%
AMAL	B	-0.39%
BDC	B	-0.39%
MOG.A	B	-0.39%
HURN	B	-0.39%
WEAV	B	-0.39%
CVLT	A	-0.39%
BGC	C	-0.39%
NPO	A	-0.38%
CVCO	A	-0.38%
OCUL	C	-0.38%
REVG	B	-0.38%
SLG	B	-0.38%
GOLF	B	-0.38%
INSM	C	-0.37%
DY	D	-0.37%
WLDN	C	-0.37%
PBI	C	-0.37%
TBBK	B	-0.37%
AXSM	B	-0.37%
VNO	C	-0.37%
AVAH	B	-0.37%
MHO	D	-0.37%
IMNM	F	-0.37%
DSGR	C	-0.36%
FBP	B	-0.36%
SMTC	B	-0.36%
NMRK	C	-0.36%
CRNX	B	-0.36%
KEX	A	-0.36%
SAVA	D	-0.35%
MTG	C	-0.35%
CDMO	A	-0.35%
BVS	D	-0.35%
CBT	C	-0.35%
ALHC	C	-0.35%
TREE	F	-0.34%
AQST	D	-0.34%
GIII	F	-0.34%
PLCE	C	-0.34%
CXT	C	-0.34%
SERA	F	-0.34%
CDE	C	-0.34%
AXGN	D	-0.33%
TPH	D	-0.33%
SWIM	C	-0.33%
TWST	F	-0.33%
PI	D	-0.33%
PNTG	D	-0.33%
KYMR	D	-0.33%
PTGX	D	-0.32%
GCI	D	-0.32%
VRNS	D	-0.32%
PATK	C	-0.32%
MBIN	F	-0.31%
KBH	D	-0.31%
ICFI	F	-0.31%
COGT	D	-0.3%
ALDX	D	-0.29%
MG	F	-0.29%
THRD	D	-0.29%
BOOT	D	-0.29%
MEC	F	-0.29%
LSEA	F	-0.28%
ATRO	D	-0.28%
DFH	F	-0.28%
PLUS	F	-0.28%
BKD	F	-0.27%
HBB	F	-0.25%
UWMC	D	-0.25%
RKT	F	-0.25%
MAX	F	-0.24%
TNDM	D	-0.23%
RDFN	F	-0.22%
IGMS	F	-0.19%
PHAT	F	-0.17%
NOVA	F	-0.12%