RFG vs. FXO ETF Comparison

Comparison of Guggenheim S&P Midcap 400 Pure Growth ETF (RFG) to First Trust Financials AlphaDEX (FXO)

RFG

Guggenheim S&P Midcap 400 Pure Growth ETF

RFG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.41

Average Daily Volume

45,637

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$45.35

Average Daily Volume

74,967

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	RFG	FXO
30 Days	-4.19%	-4.06%
60 Days	4.37%	3.05%
90 Days	16.12%	2.58%
12 Months	35.14%	25.57%

2 Overlapping Holdings

	Symbol	Grade	Weight in RFG	Weight in FXO	Overlap
	KNSL	F	1.75%	1.23%	1.23%
	PRI	D	0.85%	0.85%	0.85%

RFG Overweight 79 Positions Relative to FXO

Symbol	Grade	Weight
CNX	A	2.53%
SWN	A	2.5%
CELH	C	2.35%
DUOL	B	2.34%
VST	A	2.28%
WFRD	A	2.16%
PR	A	2.13%
ELF	C	2.02%
BLD	C	2.0%
FIX	B	2.0%
MEDP	C	1.88%
WING	A	1.85%
TOL	B	1.76%
APPF	B	1.71%
H	C	1.7%
MUSA	A	1.59%
OC	A	1.53%
PK	C	1.52%
EME	A	1.52%
OVV	A	1.49%
RRC	A	1.49%
CHRD	A	1.47%
VAL	D	1.42%
RS	D	1.41%
SSD	D	1.4%
EXP	B	1.38%
CLH	B	1.35%
ONTO	B	1.3%
RMBS	D	1.3%
SAIA	F	1.27%
VVV	C	1.26%
DT	D	1.24%
CIVI	A	1.21%
NVT	A	1.21%
LNTH	B	1.18%
CHDN	A	1.15%
WSM	B	1.13%
TXRH	A	1.11%
NEU	D	1.1%
WLK	B	1.08%
FND	C	1.07%
CROX	C	1.07%
MTDR	A	1.03%
UFPI	C	1.03%
ESAB	A	1.01%
GTLS	B	1.01%
TPX	C	0.98%
LII	B	0.97%
MANH	F	0.97%
TREX	C	0.97%
CASY	A	0.96%
SKX	B	0.96%
QLYS	A	0.96%
LECO	D	0.95%
EXEL	A	0.91%
PSTG	A	0.91%
LOPE	C	0.87%
AIT	D	0.83%
WMS	C	0.81%
OLED	D	0.8%
COKE	C	0.79%
PGNY	F	0.78%
VNT	C	0.77%
WSO	A	0.76%
ARWR	F	0.73%
LNW	C	0.72%
ACHC	D	0.71%
RBC	D	0.7%
GDDY	A	0.66%
PLNT	D	0.64%
FIVE	F	0.64%
BCO	A	0.64%
PEN	F	0.62%
COTY	D	0.59%
BYD	F	0.56%
DBX	C	0.56%
FCN	A	0.53%
HALO	D	0.51%
CAR	F	0.5%

RFG Underweight 99 Positions Relative to FXO

Symbol	Grade	Weight
PGR	B	-1.79%
OZK	A	-1.76%
ACGL	B	-1.76%
APO	B	-1.75%
SLM	A	-1.74%
OWL	A	-1.72%
FCNCA	A	-1.72%
CINF	B	-1.69%
KKR	C	-1.69%
JHG	B	-1.68%
BRK.A	D	-1.68%
AMG	C	-1.67%
UNM	C	-1.67%
WTM	B	-1.66%
RNR	D	-1.62%
EG	D	-1.61%
NU	C	-1.59%
TROW	C	-1.59%
AGO	C	-1.57%
MTG	B	-1.57%
MTB	A	-1.4%
COLB	C	-1.37%
OMF	A	-1.37%
C	A	-1.37%
ALLY	A	-1.36%
L	C	-1.36%
MKL	D	-1.35%
HBAN	A	-1.35%
FHN	B	-1.34%
FNB	B	-1.34%
CMA	A	-1.33%
AIG	B	-1.33%
STT	B	-1.33%
BRO	D	-1.31%
AMP	D	-1.29%
RYAN	D	-1.28%
BEN	D	-1.25%
WBS	D	-1.23%
ARES	B	-1.02%
VIRT	A	-1.02%
LPLA	B	-1.0%
BAC	A	-1.0%
BK	A	-0.99%
FHB	A	-0.99%
BOKF	A	-0.98%
AFL	B	-0.97%
EQH	A	-0.97%
HIG	D	-0.96%
WTFC	B	-0.95%
ZION	B	-0.95%
CFG	A	-0.95%
CB	D	-0.95%
PNFP	C	-0.94%
EWBC	B	-0.94%
SEIC	C	-0.92%
WAL	C	-0.92%
RF	B	-0.91%
LNC	D	-0.89%
WFC	A	-0.73%
GS	A	-0.7%
FITB	A	-0.69%
BPOP	A	-0.69%
MORN	D	-0.68%
PNC	A	-0.68%
RGA	A	-0.68%
ORI	A	-0.68%
TPG	C	-0.68%
NTRS	B	-0.66%
FAF	D	-0.66%
PB	B	-0.66%
AXS	D	-0.66%
WTW	D	-0.66%
JPM	B	-0.66%
USB	C	-0.64%
SNV	C	-0.63%
UWMC	C	-0.61%
RKT	C	-0.6%
GL	D	-0.45%
CFR	B	-0.34%
CBSH	A	-0.34%
RJF	B	-0.33%
MS	A	-0.33%
SF	A	-0.33%
JEF	B	-0.33%
FNF	C	-0.32%
STWD	C	-0.32%
CBOE	D	-0.32%
TW	C	-0.32%
KEY	C	-0.31%
TRV	D	-0.31%
VOYA	D	-0.31%
AIZ	D	-0.31%
AFG	D	-0.31%
CRBG	B	-0.31%
AJG	D	-0.31%
PRU	C	-0.31%
WRB	D	-0.3%
BLK	C	-0.3%
XP	F	-0.26%