QABA vs. OSCV ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to Opus Small Cap Value Plus ETF (OSCV)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.82

Average Daily Volume

23,222

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

OSCV

Opus Small Cap Value Plus ETF

OSCV Description

The investment seeks capital appreciation. The fund is an actively-managed exchange-traded fund ("ETF") that invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies. The fund's sub-adviser defines a small-capitalization company as an issuer whose market capitalization at the time of purchase is in the range of those found in the Russell 2000® Index. The fund will primarily invest in common stocks and real estate investment trusts ("REITs").

Grade (RS Rating)

Last Trade

$33.88

Average Daily Volume

56,079

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	OSCV
30 Days	-1.92%	-5.07%
60 Days	0.46%	-2.07%
90 Days	-2.31%	2.24%
12 Months	24.15%	12.77%

8 Overlapping Holdings

Symbol	Grade	Weight in QABA	Weight in OSCV	Overlap
EFSC	D	0.91%	1.22%	0.91%
GABC	C	0.61%	1.09%	0.61%
HIFS	B	0.23%	0.79%	0.23%
LKFN	C	1.01%	1.21%	1.01%
OSBC	B	0.4%	1.08%	0.4%
SBCF	D	1.26%	1.32%	1.26%
SYBT	A	0.83%	1.11%	0.83%
WASH	B	0.28%	0.72%	0.28%

QABA Overweight 115 Positions Relative to OSCV

Symbol	Grade	Weight
CBSH	A	4.42%
WTFC	C	3.79%
OZK	A	3.22%
UBSI	D	2.88%
FFIN	D	2.69%
UMBF	B	2.52%
HWC	A	2.45%
IBOC	A	2.16%
TFSL	B	2.13%
ABCB	A	2.04%
UCBI	B	1.93%
BANF	A	1.88%
TCBI	D	1.76%
FHB	A	1.73%
FIBK	A	1.7%
WSFS	A	1.67%
CATY	F	1.57%
FULT	A	1.56%
CVBF	D	1.47%
SFNC	D	1.46%
INDB	B	1.37%
PPBI	D	1.34%
FFBC	A	1.33%
TOWN	B	1.29%
FRME	A	1.27%
TBBK	F	1.14%
WAFD	D	1.14%
CLBK	F	1.09%
MBIN	B	1.07%
WSBC	D	1.06%
NBTB	A	1.05%
TRMK	A	1.04%
IBTX	F	1.03%
BANR	D	0.98%
HTLF	A	0.95%
CHCO	A	0.95%
FBNC	D	0.87%
NWBI	D	0.86%
HOPE	D	0.82%
CASH	B	0.8%
WABC	A	0.79%
BUSE	B	0.79%
SRCE	B	0.77%
STBA	B	0.74%
TCBK	A	0.72%
VBTX	B	0.7%
PFBC	A	0.66%
PEBO	A	0.64%
QCRH	D	0.61%
SASR	D	0.61%
OCFC	F	0.56%
SBSI	D	0.53%
RBCAA	A	0.53%
BRKL	F	0.52%
BFC	D	0.5%
FBMS	F	0.49%
CTBI	A	0.48%
FMBH	A	0.47%
DCOM	B	0.47%
CNOB	F	0.46%
PFC	A	0.45%
CFFN	D	0.44%
AMAL	A	0.43%
EGBN	F	0.41%
HFWA	C	0.4%
GSBC	B	0.39%
FCBC	A	0.38%
CFB	C	0.38%
MBWM	B	0.37%
HBT	C	0.37%
CASS	C	0.36%
UVSP	A	0.36%
CCB	B	0.34%
BFST	D	0.34%
IBCP	A	0.33%
TRST	C	0.33%
HBNC	B	0.33%
MSBI	D	0.32%
HTBK	D	0.31%
HAFC	B	0.29%
FMNB	D	0.29%
SMBC	F	0.29%
PGC	F	0.28%
CAC	C	0.28%
HONE	A	0.28%
CCBG	D	0.28%
SPFI	B	0.27%
THFF	D	0.27%
HTBI	B	0.27%
NBN	B	0.26%
BHRB	D	0.25%
CCNE	D	0.25%
ESQ	C	0.24%
AROW	C	0.24%
NFBK	D	0.24%
KRNY	F	0.23%
SHBI	D	0.22%
FFIC	F	0.22%
MOFG	D	0.21%
BWB	B	0.21%
MPB	B	0.21%
RBB	A	0.21%
NEWT	F	0.17%
FRST	F	0.17%
FISI	D	0.17%
PFIS	D	0.17%
BMRC	F	0.16%
NRIM	B	0.16%
CARE	C	0.16%
WSBF	B	0.15%
FLIC	F	0.15%
NECB	A	0.14%
OVLY	B	0.13%
CZFS	F	0.13%
BLFY	D	0.13%

QABA Underweight 62 Positions Relative to OSCV

Symbol	Grade	Weight
ENSG	C	-2.82%
CASY	A	-2.4%
CHE	D	-2.36%
KBH	C	-2.33%
VVV	C	-2.33%
LECO	D	-2.32%
TXRH	A	-2.29%
CHRD	B	-2.24%
TTEK	A	-2.21%
NOG	B	-2.18%
OC	A	-1.9%
UFPI	D	-1.77%
THG	A	-1.77%
FIX	D	-1.76%
KAI	D	-1.76%
ICFI	C	-1.75%
PRI	D	-1.72%
CODI	D	-1.6%
EHC	A	-1.59%
ACA	D	-1.54%
KFRC	D	-1.49%
OTTR	A	-1.48%
GNTX	D	-1.47%
HP	D	-1.45%
CW	A	-1.43%
MUSA	B	-1.35%
ATR	A	-1.35%
SPNS	B	-1.34%
CWT	A	-1.31%
EGP	F	-1.31%
EPRT	A	-1.21%
POOL	D	-1.18%
GGG	D	-1.16%
BYD	F	-1.15%
HOMB	A	-1.14%
CIVI	D	-1.14%
LSTR	D	-1.14%
ASH	B	-1.12%
GPK	D	-1.08%
NJR	A	-1.06%
EVTC	D	-1.04%
HCKT	D	-1.04%
WTBA	D	-1.02%
CPA	D	-1.0%
LADR	A	-0.99%
KRP	A	-0.98%
SCI	B	-0.96%
AMH	B	-0.94%
TRNO	D	-0.9%
KMPR	B	-0.9%
MSM	D	-0.88%
BRKR	D	-0.86%
DOX	D	-0.82%
RICK	F	-0.81%
ADC	B	-0.81%
FELE	D	-0.76%
VAC	B	-0.73%
APLE	D	-0.7%
NSA	C	-0.67%
FCPT	C	-0.63%
AUDC	D	-0.42%
CHCT	F	-0.41%