QABA vs. NSCS ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to Nuveen Small Cap Select ETF (NSCS)
QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.82

Average Daily Volume

12,254

Number of Holdings *

123

* may have additional holdings in another (foreign) market
NSCS

Nuveen Small Cap Select ETF

NSCS Description The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$26.69

Average Daily Volume

80

Number of Holdings *

79

* may have additional holdings in another (foreign) market
Performance
Period QABA NSCS
30 Days 5.71% 5.67%
60 Days 2.68% 0.89%
90 Days 3.18% 5.77%
12 Months 28.68% 26.00%
3 Overlapping Holdings
Symbol Grade Weight in QABA Weight in NSCS Overlap
BANR B 0.95% 1.12% 0.95%
PFBC A 0.66% 1.23% 0.66%
WTFC B 3.75% 2.17% 2.17%
QABA Overweight 120 Positions Relative to NSCS
Symbol Grade Weight
CBSH A 4.38%
OZK B 3.27%
UBSI C 2.78%
FFIN C 2.66%
HWC B 2.49%
UMBF C 2.48%
IBOC A 2.24%
TFSL B 2.23%
ABCB B 2.05%
UCBI B 1.9%
FULT A 1.88%
BANF B 1.77%
TCBI B 1.73%
FIBK B 1.72%
FHB B 1.67%
WSFS B 1.66%
CATY C 1.64%
WAFD B 1.43%
CVBF C 1.43%
SFNC D 1.36%
FFBC B 1.34%
PPBI B 1.33%
INDB C 1.31%
FRME B 1.26%
TOWN B 1.23%
SBCF B 1.21%
HTLF A 1.15%
TRMK A 1.11%
MBIN B 1.1%
NBTB B 1.06%
IBTX C 1.05%
TBBK D 1.03%
WSBC C 1.01%
CLBK D 0.99%
LKFN C 0.97%
CHCO B 0.92%
EFSC B 0.89%
NWBI C 0.85%
SYBT B 0.85%
CASH B 0.82%
FBNC D 0.78%
BUSE B 0.78%
WABC B 0.78%
HOPE C 0.77%
TCBK B 0.76%
SRCE B 0.76%
STBA B 0.73%
VBTX B 0.68%
PEBO B 0.65%
SASR B 0.63%
QCRH B 0.59%
GABC D 0.58%
OCFC B 0.56%
RBCAA B 0.55%
SBSI D 0.5%
BFC C 0.5%
FBMS C 0.48%
FMBH B 0.47%
CTBI B 0.47%
BRKL D 0.47%
DCOM C 0.46%
AMAL B 0.46%
CNOB B 0.46%
PFC B 0.44%
CFFN D 0.41%
UVSP A 0.4%
CFB C 0.39%
HFWA B 0.39%
FCBC B 0.39%
OSBC B 0.39%
MBWM B 0.38%
CASS D 0.37%
HBT B 0.37%
GSBC B 0.37%
EGBN F 0.36%
CCB B 0.35%
HBNC B 0.33%
BFST D 0.32%
IBCP B 0.32%
TRST B 0.32%
HAFC B 0.3%
MSBI D 0.3%
HTBK C 0.3%
SMBC D 0.29%
CAC B 0.29%
HTBI B 0.29%
HONE B 0.29%
WASH B 0.28%
FMNB C 0.28%
CCBG C 0.28%
THFF B 0.27%
NBN B 0.26%
SPFI B 0.26%
AROW C 0.25%
PGC D 0.25%
NFBK D 0.25%
CCNE C 0.25%
ESQ B 0.24%
HIFS B 0.24%
KRNY F 0.23%
FFIC D 0.22%
SHBI C 0.22%
BHRB F 0.22%
RBB B 0.21%
MPB B 0.21%
MOFG D 0.2%
NEWT C 0.2%
BWB B 0.19%
CARE C 0.18%
NRIM B 0.18%
FISI C 0.17%
PFIS D 0.16%
NECB B 0.15%
BMRC D 0.15%
WSBF B 0.15%
FRST D 0.15%
FLIC D 0.14%
BLFY B 0.13%
OVLY D 0.12%
CZFS C 0.11%
QABA Underweight 76 Positions Relative to NSCS
Symbol Grade Weight
PR C -2.39%
NOG C -2.11%
EVR B -2.08%
ONTO B -1.78%
SMTC B -1.77%
QTWO A -1.74%
PRMW B -1.72%
PIPR A -1.67%
HQY D -1.65%
MTDR D -1.63%
SMCI D -1.61%
CVLT A -1.56%
FIX B -1.52%
ASGN C -1.49%
EHC A -1.47%
ICHR D -1.46%
SSB C -1.46%
ASO F -1.45%
HOMB B -1.43%
MMS B -1.41%
ESE C -1.4%
AIT C -1.4%
STAG D -1.38%
OPCH D -1.37%
SLGN B -1.36%
NPO D -1.32%
EGP D -1.32%
ACA A -1.32%
KEX A -1.28%
BKH B -1.28%
KTOS B -1.26%
SHOO C -1.25%
SUM D -1.23%
AVAV A -1.19%
AVNT B -1.19%
SLAB D -1.17%
MODG C -1.17%
DAN C -1.08%
SPT F -1.05%
DO B -1.04%
BRBR C -1.01%
PWSC D -1.0%
LADR B -1.0%
WK D -0.99%
FRSH F -0.97%
SEM A -0.97%
ARCB D -0.96%
TTMI A -0.96%
ZD D -0.93%
SR B -0.92%
MGNI F -0.92%
EVRI F -0.89%
GKOS A -0.89%
ENV B -0.87%
PGNY F -0.83%
ARRY F -0.83%
BYD F -0.81%
SIG D -0.8%
PRI D -0.76%
ESTA B -0.76%
INN F -0.74%
ATRC F -0.73%
HALO B -0.7%
THC A -0.7%
KRYS D -0.66%
SIBN F -0.66%
PCRX D -0.63%
VKTX C -0.57%
CRNX B -0.56%
RBRK F -0.54%
TCMD F -0.5%
IMVT F -0.49%
GDYN F -0.44%
MYGN A -0.42%
MDGL D -0.39%
CYTK D -0.38%
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