OSCV vs. QABA ETF Comparison

Comparison of Opus Small Cap Value Plus ETF (OSCV) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

OSCV

Opus Small Cap Value Plus ETF

OSCV Description

The investment seeks capital appreciation. The fund is an actively-managed exchange-traded fund ("ETF") that invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies. The fund's sub-adviser defines a small-capitalization company as an issuer whose market capitalization at the time of purchase is in the range of those found in the Russell 2000® Index. The fund will primarily invest in common stocks and real estate investment trusts ("REITs").

Grade (RS Rating)

Last Trade

$34.27

Average Daily Volume

55,706

Number of Holdings ^*

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.96

Average Daily Volume

27,334

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

Performance

Period	OSCV	QABA
30 Days	-2.20%	0.88%
60 Days	0.01%	0.23%
90 Days	3.57%	-7.35%
12 Months	15.59%	17.85%

8 Overlapping Holdings

Symbol	Grade	Weight in OSCV	Weight in QABA	Overlap
EFSC	D	1.21%	0.91%	0.91%
GABC	C	1.06%	0.61%	0.61%
HIFS	B	0.76%	0.23%	0.23%
LKFN	C	1.21%	1.01%	1.01%
OSBC	B	1.03%	0.4%	0.4%
SBCF	D	1.24%	1.26%	1.24%
SYBT	B	1.04%	0.83%	0.83%
WASH	C	0.68%	0.28%	0.28%

OSCV Overweight 62 Positions Relative to QABA

Symbol	Grade	Weight
ENSG	C	2.85%
CHE	D	2.54%
LECO	D	2.46%
CASY	A	2.38%
VVV	C	2.31%
CHRD	A	2.26%
KBH	C	2.26%
TXRH	A	2.23%
TTEK	A	2.2%
NOG	A	2.19%
OC	A	1.9%
KAI	D	1.85%
UFPI	D	1.81%
ICFI	C	1.77%
THG	B	1.76%
FIX	A	1.74%
PRI	C	1.7%
CODI	D	1.62%
ACA	D	1.6%
EHC	A	1.56%
KFRC	D	1.51%
HP	B	1.49%
OTTR	B	1.45%
GNTX	C	1.44%
EGP	F	1.42%
CW	A	1.42%
ATR	B	1.35%
MUSA	A	1.35%
SPNS	A	1.33%
GGG	D	1.26%
CWT	C	1.21%
BYD	D	1.2%
POOL	D	1.19%
EPRT	A	1.18%
CIVI	A	1.15%
LSTR	D	1.13%
ASH	A	1.11%
GPK	A	1.1%
HCKT	D	1.08%
HOMB	B	1.05%
EVTC	D	1.02%
NJR	A	1.02%
WTBA	D	0.99%
TRNO	D	0.97%
CPA	C	0.97%
KRP	A	0.97%
LADR	B	0.95%
SCI	C	0.94%
AMH	B	0.92%
BRKR	D	0.91%
MSM	D	0.88%
KMPR	B	0.87%
DOX	D	0.82%
RICK	F	0.82%
ADC	B	0.78%
FELE	B	0.75%
APLE	D	0.73%
VAC	A	0.71%
NSA	D	0.69%
FCPT	C	0.61%
AUDC	F	0.44%
CHCT	D	0.4%

OSCV Underweight 115 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.42%
WTFC	B	-3.79%
OZK	A	-3.22%
UBSI	D	-2.88%
FFIN	C	-2.69%
UMBF	B	-2.52%
HWC	A	-2.45%
IBOC	A	-2.16%
TFSL	D	-2.13%
ABCB	B	-2.04%
UCBI	C	-1.93%
BANF	B	-1.88%
TCBI	D	-1.76%
FHB	B	-1.73%
FIBK	B	-1.7%
WSFS	A	-1.67%
CATY	F	-1.57%
FULT	B	-1.56%
CVBF	D	-1.47%
SFNC	D	-1.46%
INDB	C	-1.37%
PPBI	D	-1.34%
FFBC	B	-1.33%
TOWN	B	-1.29%
FRME	B	-1.27%
TBBK	D	-1.14%
WAFD	B	-1.14%
CLBK	C	-1.09%
MBIN	C	-1.07%
WSBC	D	-1.06%
NBTB	B	-1.05%
TRMK	A	-1.04%
IBTX	F	-1.03%
BANR	C	-0.98%
HTLF	A	-0.95%
CHCO	A	-0.95%
FBNC	D	-0.87%
NWBI	D	-0.86%
HOPE	B	-0.82%
CASH	B	-0.8%
WABC	C	-0.79%
BUSE	B	-0.79%
SRCE	B	-0.77%
STBA	B	-0.74%
TCBK	C	-0.72%
VBTX	A	-0.7%
PFBC	A	-0.66%
PEBO	A	-0.64%
QCRH	B	-0.61%
SASR	D	-0.61%
OCFC	D	-0.56%
SBSI	D	-0.53%
RBCAA	B	-0.53%
BRKL	F	-0.52%
BFC	D	-0.5%
FBMS	C	-0.49%
CTBI	A	-0.48%
FMBH	B	-0.47%
DCOM	B	-0.47%
CNOB	F	-0.46%
PFC	A	-0.45%
CFFN	F	-0.44%
AMAL	B	-0.43%
EGBN	F	-0.41%
HFWA	C	-0.4%
GSBC	A	-0.39%
FCBC	B	-0.38%
CFB	C	-0.38%
MBWM	C	-0.37%
HBT	D	-0.37%
CASS	D	-0.36%
UVSP	B	-0.36%
CCB	B	-0.34%
BFST	B	-0.34%
IBCP	B	-0.33%
TRST	D	-0.33%
HBNC	C	-0.33%
MSBI	C	-0.32%
HTBK	D	-0.31%
HAFC	C	-0.29%
FMNB	D	-0.29%
SMBC	D	-0.29%
PGC	F	-0.28%
CAC	D	-0.28%
HONE	C	-0.28%
CCBG	D	-0.28%
SPFI	B	-0.27%
THFF	B	-0.27%
HTBI	B	-0.27%
NBN	C	-0.26%
BHRB	B	-0.25%
CCNE	D	-0.25%
ESQ	D	-0.24%
AROW	C	-0.24%
NFBK	F	-0.24%
KRNY	D	-0.23%
SHBI	D	-0.22%
FFIC	F	-0.22%
MOFG	D	-0.21%
BWB	B	-0.21%
MPB	C	-0.21%
RBB	A	-0.21%
NEWT	F	-0.17%
FRST	D	-0.17%
FISI	D	-0.17%
PFIS	D	-0.17%
BMRC	D	-0.16%
NRIM	C	-0.16%
CARE	D	-0.16%
WSBF	C	-0.15%
FLIC	D	-0.15%
NECB	C	-0.14%
OVLY	D	-0.13%
CZFS	F	-0.13%
BLFY	D	-0.13%