GRID vs. FNY ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to First Trust Mid Cap Growth AlphaDEX (FNY)
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$124.56

Average Daily Volume

117,063

Number of Holdings *

44

* may have additional holdings in another (foreign) market
FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$85.99

Average Daily Volume

13,841

Number of Holdings *

214

* may have additional holdings in another (foreign) market
Performance
Period GRID FNY
30 Days -0.30% 6.87%
60 Days -0.51% 8.79%
90 Days 2.48% 10.74%
12 Months 31.06% 41.52%
4 Overlapping Holdings
Symbol Grade Weight in GRID Weight in FNY Overlap
AES F 0.06% 0.29% 0.06%
BDC C 0.03% 0.43% 0.03%
ITRI C 0.77% 0.77% 0.77%
TRMB B 0.12% 0.16% 0.12%
GRID Overweight 40 Positions Relative to FNY
Symbol Grade Weight
ETN A 9.28%
JCI B 9.12%
ABBV F 7.75%
PWR A 4.63%
HUBB B 4.04%
TSLA B 2.86%
NVDA B 2.42%
ORCL A 2.21%
APTV F 2.07%
NVT B 1.81%
CSCO B 1.62%
ENPH F 1.37%
IBM C 1.34%
TXN C 1.31%
QCOM F 1.27%
HON C 1.11%
ADI D 0.74%
GEV B 0.61%
AEIS C 0.56%
EMR B 0.55%
ATKR D 0.52%
NXPI D 0.36%
MYRG B 0.33%
FLNC D 0.19%
AMSC B 0.18%
SEDG F 0.11%
WLDN C 0.1%
GNRC C 0.08%
MTZ B 0.06%
PLPC B 0.06%
WCC B 0.06%
VMI B 0.05%
LFUS D 0.04%
ENS F 0.03%
ACA A 0.03%
ESE B 0.02%
DGII C 0.01%
AZZ A 0.01%
STM F 0.01%
EBR F 0.0%
GRID Underweight 210 Positions Relative to FNY
Symbol Grade Weight
AFRM A -1.08%
SOFI B -1.0%
SFM A -0.91%
AX B -0.9%
ALSN B -0.87%
QTWO A -0.86%
NTRA A -0.86%
PIPR A -0.84%
FIX A -0.82%
SFBS C -0.82%
CORT B -0.81%
RDNT B -0.81%
CRS B -0.8%
TOST B -0.8%
FOUR A -0.8%
HLNE B -0.8%
KTB B -0.79%
CSWI B -0.79%
DUOL A -0.77%
KNF B -0.76%
ACIW B -0.76%
COHR B -0.76%
CW C -0.76%
MOG.A B -0.76%
CVLT B -0.76%
EXEL B -0.75%
IBKR A -0.74%
IOT A -0.73%
ENSG C -0.71%
EWBC A -0.71%
LTH C -0.7%
DY D -0.7%
AAON B -0.69%
AIT B -0.68%
DVA C -0.68%
MOD A -0.67%
EXLS B -0.66%
HLI A -0.66%
PEGA B -0.66%
HIMS B -0.65%
GMED A -0.65%
COKE C -0.65%
TPG A -0.65%
PSN D -0.64%
TXRH B -0.63%
CACI D -0.63%
FFIN B -0.63%
PODD C -0.63%
CRVL B -0.62%
TTEK F -0.62%
SLG B -0.62%
FRPT A -0.62%
RL C -0.61%
MMSI A -0.6%
GWRE A -0.6%
ATI C -0.6%
ITGR B -0.59%
AUR C -0.59%
KEX B -0.59%
EXP B -0.59%
ADC A -0.58%
ANF F -0.58%
ITT A -0.58%
EHC B -0.58%
BOOT C -0.57%
TKO A -0.57%
AVAV C -0.56%
BCO F -0.56%
CRDO B -0.56%
BFAM D -0.55%
FSS B -0.55%
CBT D -0.55%
BMI B -0.55%
EPRT B -0.55%
DOCU B -0.54%
HRB D -0.54%
NCLH B -0.54%
PLNT A -0.51%
BRBR A -0.51%
AYI B -0.5%
KAI B -0.5%
IBOC B -0.5%
SMG C -0.49%
FLS B -0.49%
LNTH D -0.49%
BWXT B -0.49%
AWI A -0.49%
HOMB A -0.48%
PRI B -0.48%
ONB C -0.48%
WHD B -0.47%
S B -0.47%
IBP D -0.47%
PI D -0.46%
FFIV B -0.46%
SCI B -0.46%
ZETA D -0.46%
HASI D -0.45%
TW A -0.45%
RYAN A -0.45%
AXSM B -0.44%
BOX B -0.44%
CNS B -0.44%
CLH C -0.43%
DT D -0.42%
AZEK A -0.42%
WWD C -0.42%
HALO F -0.42%
DKS D -0.41%
OHI C -0.41%
SBRA C -0.41%
NYT D -0.4%
WYNN C -0.4%
ALLE C -0.4%
INSM C -0.39%
OLLI D -0.39%
RNA C -0.38%
DTM A -0.37%
VRNS D -0.37%
CRUS D -0.35%
CFR B -0.35%
INSP D -0.35%
PCTY C -0.34%
RVMD C -0.34%
MTCH D -0.34%
CBSH B -0.34%
ESAB C -0.33%
GME C -0.33%
WING D -0.33%
RARE F -0.33%
WTM A -0.32%
ITCI C -0.32%
RLI A -0.32%
CWST A -0.31%
AXTA B -0.31%
RUN F -0.31%
MKTX D -0.3%
BRX A -0.3%
GKOS B -0.3%
MSGS A -0.3%
BCPC B -0.29%
KRG B -0.29%
REG A -0.29%
EEFT B -0.29%
CHDN B -0.29%
TMDX F -0.29%
ORA B -0.29%
IRT A -0.29%
RHP B -0.29%
DBX B -0.29%
ATR B -0.29%
BLKB B -0.28%
BPMC B -0.28%
CTRE C -0.28%
KNSL B -0.28%
CROX D -0.28%
LAMR C -0.27%
GPK C -0.27%
GAP C -0.27%
CPT B -0.27%
CUBE C -0.26%
AGNC C -0.26%
EXPO D -0.24%
FCN F -0.24%
AOS F -0.23%
VRRM F -0.23%
FND D -0.23%
CLSK C -0.2%
PAYC B -0.19%
GTLS A -0.19%
LYFT C -0.19%
GH B -0.18%
OWL A -0.17%
MASI B -0.17%
DAY B -0.17%
KD B -0.17%
MARA B -0.16%
CHH A -0.16%
LOPE C -0.16%
GATX A -0.16%
NTNX B -0.16%
AM A -0.15%
ESI B -0.15%
DCI B -0.15%
RGLD C -0.15%
MORN B -0.15%
CRNX C -0.15%
MAIN A -0.15%
RBC A -0.15%
GOLF B -0.15%
IPAR B -0.14%
ROIV C -0.14%
APPF B -0.14%
NEU D -0.14%
UDR B -0.14%
CNM D -0.14%
H B -0.14%
LNW F -0.14%
NNN C -0.13%
ELAN D -0.13%
CHE D -0.13%
EGP D -0.13%
MEDP D -0.13%
SSD F -0.13%
FR D -0.13%
TECH F -0.12%
U C -0.11%
TDW F -0.1%
BRKR D -0.1%
LCID F -0.09%
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