FYC vs. LABU ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Direxion Daily S&P Biotech Bull 3X Shares (LABU)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$74.87

Average Daily Volume

14,423

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

LABU

Direxion Daily S&P Biotech Bull 3X Shares

LABU Description

The investment seeks daily investment results, of 300% of the performance of the S&P Biotechnology Select Industry Index ("index"). The index is provided by S&P and includes domestic companies from the biotechnology industry. The fund normally creates long positions by investing at least 80% of its assets in the securities that comprise the index and/or financial instruments that provide leveraged and unleveraged exposure to the index. These financial instruments include: swap agreements; options on securities and indices; forward contracts; reverse repurchase agreements; ETFs; and other financial instruments. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$129.75

Average Daily Volume

886,307

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	FYC	LABU
30 Days	2.68%	1.73%
60 Days	3.79%	-9.46%
90 Days	11.46%	2.64%
12 Months	39.83%	116.74%

29 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in LABU	Overlap
ACAD	F	0.12%	0.41%	0.12%
ACLX	B	0.64%	0.47%	0.47%
ADMA	B	0.52%	0.63%	0.52%
AGIO	B	0.51%	0.4%	0.4%
ARDX	D	0.22%	0.35%	0.22%
ARQT	D	0.23%	0.23%	0.23%
BCRX	A	0.54%	0.3%	0.3%
BEAM	F	0.11%	0.41%	0.11%
CLDX	F	0.1%	0.24%	0.1%
CPRX	A	0.56%	0.27%	0.27%
DNLI	C	0.23%	0.3%	0.23%
FOLD	B	0.13%	0.46%	0.13%
GERN	C	0.46%	0.58%	0.46%
HUMA	D	0.24%	0.12%	0.12%
IOVA	B	0.42%	0.68%	0.42%
JANX	A	0.61%	0.35%	0.35%
KYMR	C	0.62%	0.3%	0.3%
MIRM	B	0.5%	0.33%	0.33%
MNKD	A	0.57%	0.22%	0.22%
MYGN	F	0.3%	0.24%	0.24%
NRIX	B	0.41%	0.23%	0.23%
NVAX	F	0.29%	0.36%	0.29%
PTCT	B	0.55%	0.4%	0.4%
PTGX	B	0.65%	0.41%	0.41%
RLAY	F	0.1%	0.1%	0.1%
RYTM	D	0.58%	0.31%	0.31%
TGTX	A	0.68%	0.85%	0.68%
TWST	F	0.34%	0.56%	0.34%
VCYT	A	0.63%	0.3%	0.3%

FYC Overweight 211 Positions Relative to LABU

Symbol	Grade	Weight
EAT	A	0.86%
TRUP	A	0.83%
PAYO	B	0.73%
POWL	A	0.73%
PRCT	A	0.72%
ROAD	B	0.72%
YOU	A	0.71%
WULF	B	0.71%
LRN	A	0.7%
IESC	A	0.7%
RKLB	A	0.7%
PRIM	A	0.69%
GVA	A	0.68%
IDCC	A	0.68%
STRL	B	0.68%
QCRH	B	0.68%
CNK	A	0.68%
PTON	A	0.68%
ATGE	A	0.68%
MCY	B	0.68%
ALHC	A	0.67%
STEP	B	0.67%
FTDR	B	0.66%
ENVA	A	0.66%
PJT	B	0.66%
AMRX	B	0.65%
SGBX	F	0.65%
DSGR	C	0.64%
SATS	B	0.64%
PBI	A	0.64%
TRN	C	0.63%
PRM	A	0.63%
SLVM	B	0.63%
GSHD	A	0.62%
CHEF	D	0.61%
DOCS	A	0.61%
CDE	C	0.6%
CALM	B	0.6%
TBBK	D	0.6%
REVG	D	0.6%
NHC	C	0.59%
USLM	A	0.59%
ASTH	C	0.59%
ALKT	B	0.59%
HNI	D	0.58%
SKYW	A	0.57%
WWW	C	0.56%
VCTR	A	0.55%
SKWD	B	0.55%
CCOI	B	0.54%
OSW	A	0.54%
LMND	A	0.54%
NBHC	A	0.54%
CWAN	B	0.53%
CRAI	B	0.53%
SYBT	B	0.53%
HWKN	D	0.53%
INTA	B	0.53%
PRK	A	0.52%
MWA	B	0.51%
TGLS	B	0.51%
DORM	A	0.51%
VITL	C	0.5%
AORT	A	0.5%
OSCR	C	0.5%
LFST	C	0.49%
OUT	C	0.49%
SMTC	B	0.49%
NMIH	D	0.48%
PLMR	D	0.48%
PRGS	B	0.48%
LMAT	B	0.48%
CHWY	D	0.47%
NPAB	D	0.46%
FBP	D	0.46%
BLBD	F	0.45%
COLL	F	0.45%
SHAK	A	0.44%
SABR	C	0.44%
SEMR	D	0.43%
RNG	A	0.43%
CAKE	A	0.43%
UFPT	D	0.43%
MBIN	F	0.42%
EVH	D	0.42%
CENX	B	0.41%
HRMY	D	0.41%
ASPN	F	0.41%
HURN	A	0.4%
APOG	A	0.4%
VERX	B	0.4%
CARG	B	0.39%
BANF	B	0.39%
WT	B	0.39%
UE	B	0.39%
AMPH	A	0.39%
GABC	A	0.39%
LITE	A	0.38%
AAT	C	0.38%
ICFI	B	0.38%
BGC	A	0.38%
ESE	A	0.37%
KTOS	C	0.37%
DOCN	B	0.37%
OII	D	0.37%
SITM	B	0.37%
CHCO	A	0.37%
WTTR	D	0.36%
ESRT	C	0.36%
FLNC	B	0.36%
CWT	D	0.36%
IIPR	C	0.36%
KN	C	0.36%
AZZ	D	0.35%
BKD	D	0.35%
BRC	D	0.35%
BLFS	B	0.35%
ADUS	D	0.35%
PMT	D	0.35%
GFF	F	0.34%
MGNI	D	0.34%
NHI	C	0.34%
OSIS	F	0.33%
NSA	D	0.33%
CIFR	B	0.32%
OCUL	B	0.31%
HLIT	F	0.29%
TNDM	F	0.28%
IAS	A	0.28%
DRVN	A	0.27%
BANC	B	0.27%
EPAC	A	0.27%
LGND	A	0.27%
CEIX	A	0.27%
CDP	B	0.27%
HEES	B	0.27%
KNTK	B	0.27%
SKT	B	0.26%
SWI	B	0.26%
SXI	A	0.26%
WDFC	A	0.26%
RXST	D	0.26%
MAC	B	0.26%
WRBY	A	0.26%
TNL	A	0.26%
CPK	C	0.25%
KW	C	0.25%
AGM	D	0.25%
GTY	C	0.25%
AROC	D	0.25%
MGEE	C	0.25%
LKFN	B	0.25%
EPR	D	0.24%
AIV	D	0.24%
ALX	D	0.24%
FCPT	D	0.24%
SXT	C	0.24%
NXRT	D	0.24%
UMH	D	0.24%
JJSF	C	0.24%
ELME	D	0.24%
ANIP	F	0.24%
SCS	F	0.23%
AESI	F	0.23%
GTX	F	0.23%
CDRE	D	0.23%
AGYS	D	0.23%
NEO	D	0.23%
ACVA	F	0.22%
HLX	F	0.21%
CMPR	F	0.21%
PHR	F	0.2%
MIR	A	0.17%
PLAY	C	0.14%
WEN	A	0.14%
PAR	A	0.14%
BL	B	0.13%
APAM	A	0.13%
CLB	A	0.13%
CTS	A	0.13%
CBZ	B	0.13%
LTC	A	0.13%
WABC	B	0.13%
APPN	A	0.13%
MLNK	B	0.13%
TGI	C	0.13%
SOUN	B	0.13%
GNL	D	0.12%
STRA	F	0.12%
TR	F	0.12%
RRR	F	0.12%
NSSC	F	0.12%
CARS	D	0.12%
BXMT	C	0.12%
JAMF	D	0.12%
IRDM	B	0.12%
ENVX	D	0.12%
AMC	D	0.12%
SMPL	C	0.12%
PZZA	A	0.12%
YELP	F	0.12%
AWR	C	0.12%
FBRT	B	0.12%
AZTA	F	0.11%
VECO	F	0.11%
THR	F	0.11%
JOE	F	0.11%
TNC	F	0.11%
LPG	F	0.1%
ARLO	F	0.1%
XPRO	F	0.09%

FYC Underweight 99 Positions Relative to LABU

Symbol	Grade	Weight
INCY	A	-1.96%
UTHR	A	-1.86%
VKTX	A	-1.83%
GILD	A	-1.81%
ABBV	A	-1.77%
EXAS	A	-1.77%
SRPT	D	-1.7%
ALNY	C	-1.69%
NBIX	C	-1.66%
VRTX	D	-1.65%
AMGN	C	-1.62%
NTRA	B	-1.61%
INSM	D	-1.52%
BIIB	F	-1.5%
MRNA	F	-1.34%
BMRN	F	-1.31%
REGN	F	-1.22%
MDGL	A	-1.15%
CYTK	F	-1.09%
BPMC	C	-1.02%
CRSP	C	-0.99%
HALO	B	-0.93%
RVMD	A	-0.89%
RNA	C	-0.84%
KRYS	C	-0.79%
IONS	F	-0.76%
ROIV	D	-0.75%
EXEL	A	-0.73%
PCVX	C	-0.68%
ALKS	F	-0.65%
BBIO	D	-0.57%
APLS	F	-0.55%
CRNX	B	-0.54%
RARE	D	-0.5%
DYN	F	-0.47%
IMVT	F	-0.44%
RXRX	F	-0.42%
SWTX	D	-0.41%
NUVL	D	-0.38%
NTLA	F	-0.36%
IDYA	F	-0.35%
ARWR	F	-0.34%
SRRK	B	-0.33%
VERA	A	-0.32%
SNDX	F	-0.32%
DVAX	A	-0.31%
AKRO	A	-0.28%
CGON	F	-0.28%
VCEL	D	-0.24%
KROS	A	-0.24%
RCKT	F	-0.21%
DAWN	A	-0.2%
SMMT	C	-0.2%
VRDN	B	-0.19%
CGEM	F	-0.18%
IRWD	F	-0.16%
TVTX	B	-0.16%
IRON	D	-0.16%
CDNA	D	-0.15%
KURA	F	-0.15%
APLT	A	-0.14%
RCUS	F	-0.13%
ANNX	B	-0.13%
VIR	B	-0.13%
EBS	B	-0.13%
COGT	B	-0.13%
XNCR	A	-0.13%
ARCT	F	-0.12%
REPL	B	-0.12%
SPRY	B	-0.12%
VERV	C	-0.12%
PRTA	F	-0.11%
SANA	F	-0.11%
CDMO	C	-0.11%
ETNB	D	-0.1%
IMNM	F	-0.1%
STOK	C	-0.1%
OLMA	F	-0.1%
ALT	D	-0.1%
CELC	D	-0.09%
SAGE	F	-0.09%
AVXL	A	-0.09%
MDXG	C	-0.08%
CCCC	F	-0.08%
ALLO	D	-0.08%
ANAB	F	-0.08%
RGNX	F	-0.07%
FDMT	F	-0.07%
OCGN	F	-0.07%
ERAS	C	-0.06%
ORIC	D	-0.06%
SVRA	D	-0.06%
SCLX	D	-0.06%
FATE	F	-0.05%
YMAB	A	-0.05%
ALEC	D	-0.04%
ITOS	F	-0.04%
ABUS	D	-0.04%
KALV	D	-0.04%