FYC vs. IBBQ ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Invesco Nasdaq Biotechnology ETF (IBBQ)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.91

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

IBBQ

Invesco Nasdaq Biotechnology ETF

IBBQ Description

The investment seeks to track the investment results (before fees and expenses) of the Nasdaq Biotechnology Index ®. The fund generally will invest at least 90% of its total assets in the securities that comprise the index. Strictly in accordance with its guidelines and mandated procedures, Nasdaq compiles the underlying index, which is a modified market capitalization weighted index that is designed to measure the performance of securities listed on the Nasdaq Stock Market that are classified as either biotechnology or pharmaceutical companies. The index may include securities of large-, mid- and small-capitalization companies. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.29

Average Daily Volume

17,582

Number of Holdings ^*

195

* may have additional holdings in another (foreign) market

Performance

Period	FYC	IBBQ
30 Days	9.32%	-6.27%
60 Days	10.25%	-8.87%
90 Days	13.41%	-8.76%
12 Months	44.40%	17.68%

32 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in IBBQ	Overlap
ACAD	C	0.13%	0.3%	0.13%
ACLX	C	0.68%	0.51%	0.51%
ADMA	B	0.6%	0.48%	0.48%
AGIO	C	0.59%	0.33%	0.33%
AMPH	F	0.33%	0.23%	0.23%
ANIP	F	0.24%	0.13%	0.13%
ARDX	F	0.16%	0.13%	0.13%
ARQT	B	0.25%	0.12%	0.12%
BCRX	D	0.47%	0.16%	0.16%
BEAM	D	0.13%	0.21%	0.13%
COLL	F	0.37%	0.1%	0.1%
DNLI	D	0.23%	0.39%	0.23%
FOLD	F	0.11%	0.31%	0.11%
GERN	D	0.39%	0.24%	0.24%
HRMY	D	0.39%	0.2%	0.2%
HUMA	F	0.21%	0.06%	0.06%
IOVA	F	0.32%	0.27%	0.27%
JANX	C	0.54%	0.27%	0.27%
KYMR	D	0.58%	0.29%	0.29%
LGND	C	0.28%	0.22%	0.22%
MIRM	B	0.57%	0.23%	0.23%
MNKD	C	0.53%	0.2%	0.2%
MYGN	F	0.2%	0.15%	0.15%
NRIX	C	0.42%	0.16%	0.16%
NVAX	F	0.2%	0.13%	0.13%
OCUL	D	0.27%	0.15%	0.15%
PTCT	B	0.54%	0.32%	0.32%
PTGX	D	0.54%	0.26%	0.26%
RLAY	F	0.09%	0.07%	0.07%
RYTM	C	0.68%	0.37%	0.37%
TWST	F	0.3%	0.23%	0.23%
VCYT	B	0.65%	0.3%	0.3%

FYC Overweight 208 Positions Relative to IBBQ

Symbol	Grade	Weight
RKLB	A	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	C	0.79%
ROAD	B	0.76%
IDCC	B	0.76%
STRL	A	0.75%
WWW	A	0.75%
TRUP	B	0.74%
QCRH	B	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	C	0.69%
USLM	A	0.69%
FTDR	B	0.69%
MCY	A	0.69%
CNK	C	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	B	0.64%
AMRX	C	0.64%
REVG	C	0.63%
SKYW	C	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	A	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	C	0.59%
CALM	A	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
SGBX	F	0.57%
INTA	B	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	C	0.55%
PRK	B	0.55%
MWA	B	0.54%
PRM	C	0.54%
CDE	C	0.54%
OSW	B	0.54%
PLMR	A	0.53%
CHWY	B	0.53%
SATS	D	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	C	0.51%
NPAB	F	0.49%
CCOI	B	0.49%
LFST	B	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	C	0.47%
LITE	B	0.47%
FBP	C	0.47%
CENX	B	0.46%
VERX	A	0.45%
WTTR	A	0.43%
MBIN	F	0.43%
ASTH	F	0.43%
NMIH	C	0.43%
OSCR	D	0.43%
APOG	C	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	B	0.42%
SHAK	C	0.42%
MGNI	B	0.42%
RNG	C	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	C	0.4%
BGC	C	0.4%
SEMR	C	0.4%
WT	A	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
CHCO	B	0.39%
HURN	C	0.39%
UE	B	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
AZZ	A	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	A	0.35%
BRC	D	0.34%
ICFI	F	0.33%
DOCN	C	0.33%
ESRT	C	0.33%
PMT	C	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	D	0.32%
CWT	C	0.32%
ASPN	F	0.32%
NSA	C	0.31%
WRBY	A	0.31%
HLIT	D	0.3%
KNTK	A	0.3%
BLFS	C	0.3%
HEES	C	0.29%
BKD	F	0.28%
MGEE	B	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
LKFN	C	0.27%
EPAC	C	0.27%
AROC	A	0.27%
NEO	C	0.26%
SKT	A	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	B	0.26%
AGYS	A	0.26%
AGM	B	0.26%
SWI	C	0.25%
MAC	B	0.25%
CDP	C	0.24%
TNDM	D	0.24%
UMH	B	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	C	0.23%
JJSF	C	0.23%
SXT	C	0.23%
KW	C	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	A	0.23%
ACVA	B	0.23%
EPR	C	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
SOUN	B	0.17%
TGI	B	0.16%
MIR	A	0.16%
PAR	A	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	C	0.13%
CARS	C	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	D	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	F	0.11%
NSSC	D	0.11%
RRR	F	0.11%
ARLO	C	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
LPG	F	0.09%

FYC Underweight 163 Positions Relative to IBBQ

Symbol	Grade	Weight
GILD	C	-9.95%
VRTX	D	-8.34%
AMGN	F	-7.56%
REGN	F	-5.67%
AZN	F	-3.97%
ALNY	D	-3.26%
BIIB	F	-2.52%
ILMN	C	-2.32%
ARGX	B	-1.96%
UTHR	C	-1.75%
VTRS	A	-1.65%
INCY	C	-1.58%
MRNA	F	-1.53%
SNY	F	-1.51%
SMMT	D	-1.43%
BMRN	F	-1.3%
NBIX	C	-1.28%
RPRX	D	-1.24%
INSM	C	-1.23%
SRPT	F	-1.08%
EXEL	B	-1.06%
BNTX	C	-1.05%
MEDP	D	-1.04%
PCVX	D	-1.04%
RVMD	C	-0.99%
ITCI	C	-0.95%
BGNE	D	-0.91%
ROIV	C	-0.89%
JAZZ	B	-0.81%
ASND	F	-0.79%
MDGL	B	-0.67%
CYTK	F	-0.64%
HALO	F	-0.62%
BPMC	B	-0.61%
NUVL	C	-0.56%
IONS	F	-0.54%
KRYS	C	-0.53%
RNA	C	-0.53%
ALKS	C	-0.5%
AXSM	B	-0.48%
BBIO	F	-0.48%
CRNX	C	-0.47%
RARE	F	-0.44%
CRSP	D	-0.43%
IMVT	F	-0.42%
GH	B	-0.39%
LEGN	D	-0.34%
MRUS	F	-0.34%
APLS	F	-0.34%
XENE	D	-0.33%
EWTX	C	-0.32%
DYN	F	-0.31%
SWTX	C	-0.29%
VRNA	B	-0.28%
VCEL	B	-0.28%
VERA	C	-0.27%
ARWR	D	-0.25%
IDYA	F	-0.24%
SRRK	C	-0.23%
KROS	D	-0.23%
AKRO	B	-0.21%
SUPN	C	-0.21%
FTRE	D	-0.19%
NVCR	C	-0.19%
IRON	B	-0.19%
RXRX	F	-0.18%
TARS	C	-0.18%
WVE	C	-0.18%
ARVN	F	-0.17%
DVAX	C	-0.17%
ZLAB	C	-0.15%
TVTX	C	-0.15%
SPRY	C	-0.15%
HROW	D	-0.15%
NTLA	F	-0.15%
XNCR	B	-0.15%
RCKT	F	-0.14%
DAWN	D	-0.14%
SNDX	F	-0.14%
AUPH	B	-0.13%
INVA	D	-0.13%
IMCR	D	-0.13%
KURA	F	-0.13%
VIR	D	-0.12%
CNTA	B	-0.12%
ELVN	D	-0.12%
GRFS	C	-0.12%
COGT	D	-0.1%
CGEM	F	-0.09%
BCYC	F	-0.09%
ETNB	C	-0.09%
GMAB	F	-0.09%
REPL	D	-0.08%
ADPT	C	-0.08%
PLRX	D	-0.08%
ERAS	C	-0.08%
PRTA	F	-0.08%
EOLS	D	-0.08%
PCRX	C	-0.08%
ABCL	D	-0.08%
CSTL	D	-0.08%
AUTL	F	-0.07%
MRVI	F	-0.07%
AVXL	B	-0.07%
IRWD	F	-0.07%
ABUS	D	-0.07%
HCM	D	-0.06%
OLMA	F	-0.06%
SANA	F	-0.06%
GLPG	F	-0.06%
CVAC	F	-0.06%
MLYS	F	-0.06%
ANAB	F	-0.06%
PHAT	F	-0.06%
ORIC	F	-0.06%
TSHA	C	-0.05%
SIGA	F	-0.05%
ARCT	F	-0.05%
XERS	C	-0.05%
PACB	F	-0.05%
TERN	F	-0.05%
RVNC	F	-0.05%
FDMT	F	-0.05%
OABI	F	-0.05%
TBPH	B	-0.05%
URGN	F	-0.05%
ALLO	F	-0.05%
RGNX	D	-0.05%
SVRA	F	-0.05%
EYPT	D	-0.05%
YMAB	F	-0.05%
PAHC	C	-0.05%
MGTX	C	-0.05%
THRD	F	-0.05%
LXRX	F	-0.04%
ALEC	F	-0.04%
PRME	F	-0.04%
VERV	F	-0.04%
KALV	F	-0.04%
PGEN	F	-0.03%
BMEA	F	-0.03%
ZNTL	F	-0.03%
ATAI	C	-0.03%
LYEL	F	-0.03%
VNDA	C	-0.03%
ITOS	F	-0.03%
QURE	C	-0.03%
VYGR	F	-0.03%
SAGE	F	-0.03%
ACIU	D	-0.03%
ACRS	B	-0.02%
CABA	F	-0.02%
CRBU	D	-0.02%
FULC	F	-0.02%
AMRN	F	-0.02%
EDIT	F	-0.02%
MGNX	F	-0.02%
BLUE	F	-0.01%
ALXO	F	-0.01%
OVID	F	-0.01%
CHRS	D	-0.01%
VTYX	F	-0.01%
RAPT	F	-0.0%