FXO vs. PFUT ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to Putnam Sustainable Future ETF (PFUT)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.27

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

PFUT

Putnam Sustainable Future ETF

PFUT Description

The investment seeks long-term capital appreciation. The fund invests mainly in common stocks of U.S. companies of any size, with a focus on companies whose products and services provide solutions that directly contribute to sustainable social, environmental and economic development (Impact Companies). Under normal circumstances, the fund invests at least 80% of the value of its net assets in securities that meet Putnam Management?s sustainability criteria. In applying these criteria, Putnam Management will assign each company a proprietary environmental, social and/or corporate governance (ESG) rating ranging from 1 to 4.

Grade (RS Rating)

Last Trade

$26.45

Average Daily Volume

23,002

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	PFUT
30 Days	9.92%	5.25%
60 Days	13.83%	5.80%
90 Days	15.69%	7.43%
12 Months	52.15%	33.33%

2 Overlapping Holdings

	Symbol	Grade	Weight in FXO	Weight in PFUT	Overlap
	KKR	A	1.75%	0.7%	0.7%
	TPG	A	1.73%	1.71%	1.71%

FXO Overweight 99 Positions Relative to PFUT

Symbol	Grade	Weight
JHG	A	1.82%
JEF	A	1.81%
GS	A	1.8%
AGO	B	1.74%
WTM	A	1.72%
TROW	B	1.67%
CINF	A	1.66%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
WBS	A	1.48%
MTG	C	1.46%
BPOP	B	1.45%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
COLB	A	1.38%
BX	A	1.37%
SEIC	B	1.36%
FNB	A	1.35%
ACGL	D	1.35%
OMF	A	1.34%
HLI	B	1.34%
EQH	B	1.31%
LNC	B	1.28%
OZK	B	1.28%
MKL	A	1.26%
RYAN	B	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	B	1.19%
FHN	A	1.18%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
ZION	B	1.15%
MS	A	1.15%
EWBC	A	1.14%
CNA	B	1.14%
WTFC	A	1.1%
MTB	A	1.09%
HBAN	A	1.08%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	A	0.98%
STT	A	0.97%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
HIG	B	0.9%
CB	C	0.9%
AFL	B	0.89%
AMP	A	0.69%
CMA	A	0.68%
OWL	A	0.68%
FHB	A	0.68%
VIRT	B	0.67%
BAC	A	0.67%
PB	A	0.66%
JPM	A	0.66%
PNC	B	0.65%
RF	A	0.65%
CFG	B	0.65%
FITB	A	0.64%
TRV	B	0.63%
BOKF	B	0.63%
USB	A	0.63%
BK	A	0.62%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
RJF	A	0.38%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	A	0.35%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
PRU	A	0.3%
AJG	B	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	D	0.26%

FXO Underweight 77 Positions Relative to PFUT

Symbol	Grade	Weight
ISRG	A	-2.13%
ROP	B	-2.1%
VRT	B	-2.09%
SFM	A	-2.07%
DDOG	A	-2.02%
IT	C	-1.92%
TMO	F	-1.88%
VRSK	A	-1.88%
CEG	D	-1.86%
MSCI	C	-1.86%
DHR	F	-1.83%
MA	C	-1.77%
NEE	D	-1.72%
FSS	B	-1.67%
NOW	A	-1.64%
XYL	D	-1.6%
PWR	A	-1.58%
PINS	D	-1.54%
COF	B	-1.52%
HASI	D	-1.52%
RMD	C	-1.49%
CDNS	B	-1.46%
HUBS	A	-1.39%
CWST	A	-1.38%
EXAS	D	-1.36%
MTN	C	-1.36%
FWRG	C	-1.36%
PEN	B	-1.34%
DAR	C	-1.33%
RRX	B	-1.32%
ZBRA	B	-1.31%
ADBE	C	-1.27%
GPK	C	-1.27%
CTAS	B	-1.25%
CPB	D	-1.24%
STX	D	-1.24%
SUM	B	-1.23%
ICLR	D	-1.22%
HQY	B	-1.2%
WY	D	-1.2%
COIN	C	-1.19%
ADI	D	-1.16%
VERX	B	-1.15%
ZTS	D	-1.13%
ALTR	B	-1.12%
FICO	B	-1.1%
ONON	A	-1.06%
AMAT	F	-1.05%
TRMB	B	-1.05%
IDXX	F	-1.01%
CMG	B	-0.99%
ASML	F	-0.98%
SNPS	B	-0.98%
MTD	D	-0.96%
CNM	D	-0.95%
UBER	D	-0.95%
LULU	C	-0.94%
LEVI	F	-0.85%
TTEK	F	-0.79%
VRRM	D	-0.76%
NRG	B	-0.76%
HAS	D	-0.76%
REGN	F	-0.73%
AZN	D	-0.7%
GEV	B	-0.69%
ARGX	A	-0.67%
BMRN	D	-0.62%
FSLR	F	-0.61%
PL	A	-0.55%
GWRE	A	-0.52%
ECL	D	-0.51%
SGBX	F	-0.51%
ASND	D	-0.44%
TWST	D	-0.4%
URI	B	-0.38%
RCKT	F	-0.27%
CMPS	F	-0.19%