FXO vs. FDL ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to First Trust Morningstar ETF (FDL)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.27

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

FDL

First Trust Morningstar ETF

FDL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Morningstar(R) Dividend Leaders Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The objective of the index is to offer investors a benchmark for dividend portfolios as well as a means to invest in a portfolio of stocks that have a consistent record of growing dividends as well as the ability to sustain them. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.34

Average Daily Volume

362,157

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	FXO	FDL
30 Days	9.92%	2.77%
60 Days	13.83%	4.11%
90 Days	15.69%	6.49%
12 Months	52.15%	33.82%

22 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in FDL	Overlap
BEN	C	1.62%	0.28%	0.28%
CFG	B	0.65%	0.64%	0.64%
CMA	A	0.68%	0.33%	0.33%
COLB	A	1.38%	0.28%	0.28%
FAF	A	0.28%	0.16%	0.16%
FHB	A	0.68%	0.11%	0.11%
FHN	A	1.18%	0.31%	0.31%
FITB	A	0.64%	0.78%	0.64%
FNF	B	0.28%	0.37%	0.28%
HBAN	A	1.08%	0.78%	0.78%
JHG	A	1.82%	0.19%	0.19%
KEY	B	0.33%	0.66%	0.33%
LNC	B	1.28%	0.26%	0.26%
OMF	A	1.34%	0.42%	0.42%
OZK	B	1.28%	0.15%	0.15%
PNC	B	0.65%	2.12%	0.65%
PRU	A	0.3%	1.46%	0.3%
RF	A	0.65%	0.75%	0.65%
STT	A	0.97%	0.67%	0.67%
TROW	B	1.67%	0.9%	0.9%
USB	A	0.63%	2.44%	0.63%
ZION	B	1.15%	0.23%	0.23%

FXO Overweight 79 Positions Relative to FDL

Symbol	Grade	Weight
JEF	A	1.81%
GS	A	1.8%
KKR	A	1.75%
AGO	B	1.74%
TPG	A	1.73%
WTM	A	1.72%
CINF	A	1.66%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
WBS	A	1.48%
MTG	C	1.46%
BPOP	B	1.45%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
BX	A	1.37%
SEIC	B	1.36%
FNB	A	1.35%
ACGL	D	1.35%
HLI	B	1.34%
EQH	B	1.31%
MKL	A	1.26%
RYAN	B	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	B	1.19%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
MS	A	1.15%
EWBC	A	1.14%
CNA	B	1.14%
WTFC	A	1.1%
MTB	A	1.09%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	A	0.98%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
HIG	B	0.9%
CB	C	0.9%
AFL	B	0.89%
AMP	A	0.69%
OWL	A	0.68%
VIRT	B	0.67%
BAC	A	0.67%
PB	A	0.66%
JPM	A	0.66%
TRV	B	0.63%
BOKF	B	0.63%
BK	A	0.62%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
RJF	A	0.38%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	A	0.35%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
AJG	B	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
XP	F	0.27%
AGNC	D	0.26%

FXO Underweight 78 Positions Relative to FDL

Symbol	Grade	Weight
CVX	A	-9.22%
VZ	C	-7.42%
ABBV	D	-6.79%
PFE	D	-5.94%
PM	B	-5.87%
MO	A	-4.96%
IBM	C	-4.35%
UPS	C	-3.49%
GILD	C	-3.11%
CVS	D	-2.33%
TFC	A	-2.19%
DUK	C	-2.18%
KMI	A	-2.06%
OKE	A	-1.96%
F	C	-1.78%
FANG	D	-1.25%
DOW	F	-1.23%
AEP	D	-1.21%
KMB	D	-1.08%
EXC	C	-1.04%
XEL	A	-0.93%
KHC	F	-0.91%
LYB	F	-0.87%
EIX	B	-0.83%
ETR	B	-0.82%
WEC	A	-0.76%
ES	D	-0.64%
FE	C	-0.57%
AEE	A	-0.54%
BBY	D	-0.49%
EVRG	A	-0.44%
CLX	B	-0.43%
K	A	-0.42%
CAG	D	-0.41%
LNT	A	-0.35%
WHR	B	-0.33%
IPG	D	-0.33%
CNH	C	-0.32%
SJM	D	-0.31%
SWK	D	-0.31%
PNW	B	-0.29%
OGE	B	-0.25%
MTN	C	-0.24%
HAS	D	-0.24%
UGI	A	-0.22%
SNV	B	-0.21%
WU	D	-0.2%
FMC	D	-0.19%
APAM	B	-0.17%
VLY	B	-0.17%
UBSI	B	-0.16%
NXST	C	-0.15%
POR	C	-0.14%
FIBK	A	-0.14%
SR	A	-0.13%
WEN	D	-0.13%
TNL	A	-0.13%
FLO	D	-0.13%
BKH	A	-0.13%
ALE	A	-0.12%
CC	C	-0.12%
NJR	A	-0.12%
ASB	B	-0.12%
NWE	B	-0.11%
PRGO	B	-0.11%
PNM	F	-0.11%
MSM	C	-0.11%
MAN	D	-0.1%
OGS	A	-0.1%
AVA	A	-0.1%
CATY	B	-0.09%
AGR	B	-0.09%
SMG	D	-0.09%
FHI	A	-0.09%
LCII	C	-0.08%
CRI	D	-0.06%
SIRI	C	-0.05%
GEF	A	-0.01%