FXO vs. EQIN ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to Columbia U.S. Equity Income ETF (EQIN)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.13

Average Daily Volume

54,562

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

EQIN

Columbia U.S. Equity Income ETF

EQIN Description

Under normal market conditions, the fund invests at least 80% of its assets (including the amount of any borrowings for investment purposes) in income-producing (dividend-paying) equity securities of U.S. companies. The fund typically invests in common stocks.

Grade (RS Rating)

Last Trade

$47.78

Average Daily Volume

17,193

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	EQIN
30 Days	7.73%	0.15%
60 Days	12.20%	1.57%
90 Days	14.01%	3.47%
12 Months	49.93%	23.46%

7 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in EQIN	Overlap
AFL	B	0.89%	0.83%	0.83%
AIG	B	0.3%	0.72%	0.3%
BK	A	0.62%	0.85%	0.62%
HIG	B	0.9%	0.51%	0.51%
PFG	D	0.29%	0.29%	0.29%
RJF	A	0.38%	0.45%	0.38%
STT	B	0.97%	0.42%	0.42%

FXO Overweight 94 Positions Relative to EQIN

Symbol	Grade	Weight
JHG	B	1.82%
JEF	A	1.81%
GS	A	1.8%
KKR	A	1.75%
AGO	B	1.74%
TPG	A	1.73%
WTM	A	1.72%
TROW	B	1.67%
CINF	A	1.66%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
WBS	A	1.48%
MTG	C	1.46%
BPOP	C	1.45%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
COLB	B	1.38%
BX	A	1.37%
SEIC	B	1.36%
FNB	A	1.35%
ACGL	C	1.35%
OMF	A	1.34%
HLI	A	1.34%
EQH	C	1.31%
LNC	C	1.28%
OZK	B	1.28%
MKL	A	1.26%
RYAN	A	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	C	1.19%
FHN	A	1.18%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
ZION	B	1.15%
MS	A	1.15%
EWBC	A	1.14%
CNA	C	1.14%
WTFC	A	1.1%
MTB	A	1.09%
HBAN	A	1.08%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	B	0.98%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
CB	C	0.9%
AMP	A	0.69%
CMA	B	0.68%
OWL	A	0.68%
FHB	B	0.68%
VIRT	A	0.67%
BAC	A	0.67%
PB	B	0.66%
JPM	A	0.66%
PNC	B	0.65%
RF	A	0.65%
CFG	B	0.65%
FITB	B	0.64%
TRV	B	0.63%
BOKF	B	0.63%
USB	A	0.63%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	B	0.35%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
PRU	A	0.3%
AJG	A	0.3%
RGA	A	0.3%
AFG	A	0.3%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	C	0.26%

FXO Underweight 91 Positions Relative to EQIN

Symbol	Grade	Weight
HD	B	-4.92%
UNH	B	-4.43%
XOM	B	-4.42%
AVGO	D	-4.34%
CVX	A	-4.32%
KO	D	-3.88%
PEP	F	-3.19%
IBM	C	-2.81%
CAT	B	-2.73%
QCOM	F	-2.69%
VZ	C	-2.61%
T	A	-2.42%
CMCSA	B	-2.42%
AMGN	F	-2.2%
SCHW	B	-2.0%
COP	C	-1.94%
LMT	D	-1.86%
ADP	A	-1.78%
MMC	B	-1.62%
DE	B	-1.52%
ADI	D	-1.52%
ICE	C	-1.32%
CI	D	-1.3%
MDLZ	F	-1.25%
CME	B	-1.2%
GD	D	-1.15%
EMR	B	-1.08%
TGT	F	-1.06%
NOC	D	-1.05%
WMB	A	-1.03%
SLB	C	-0.91%
SRE	A	-0.86%
JCI	B	-0.82%
NXPI	D	-0.82%
PSX	C	-0.81%
MPC	D	-0.78%
AEP	C	-0.75%
CMI	A	-0.72%
OXY	D	-0.68%
PEG	A	-0.65%
KR	B	-0.61%
LEN	D	-0.58%
XEL	A	-0.57%
CTSH	B	-0.56%
STZ	D	-0.53%
GIS	D	-0.51%
ED	C	-0.49%
EIX	B	-0.48%
KDP	F	-0.48%
WTW	B	-0.47%
ETR	B	-0.47%
WEC	A	-0.46%
TSCO	D	-0.44%
CAH	B	-0.43%
PPG	F	-0.42%
HPE	B	-0.41%
BR	A	-0.39%
HAL	C	-0.39%
DTE	C	-0.37%
AEE	A	-0.36%
CDW	F	-0.35%
HUBB	B	-0.35%
K	A	-0.34%
ES	C	-0.33%
ATO	A	-0.33%
IP	A	-0.29%
SNA	A	-0.27%
BBY	D	-0.26%
DGX	A	-0.26%
OC	A	-0.25%
EXPD	C	-0.25%
IEX	C	-0.25%
NI	A	-0.24%
WSM	C	-0.24%
AVY	F	-0.23%
LNT	A	-0.23%
EVRG	A	-0.21%
SWKS	F	-0.2%
NDSN	B	-0.2%
CHRW	B	-0.19%
ALLE	C	-0.18%
OVV	B	-0.17%
CCK	D	-0.16%
DKS	D	-0.16%
FOXA	A	-0.15%
TAP	C	-0.15%
AOS	F	-0.13%
CNH	C	-0.13%
FBIN	D	-0.13%
MOS	F	-0.12%
HII	F	-0.11%