FXN vs. LSEQ ETF Comparison

Comparison of First Trust Energy AlphaDEX Fund (FXN) to Harbor Long-Short Equity ETF (LSEQ)

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.08

Average Daily Volume

713,999

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LSEQ

Harbor Long-Short Equity ETF

LSEQ Description

Under normal market circumstances, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, in long and short positions in equity securities. The fund advisor seeks to achieve the fund's investment objective by establishing long and/or short positions in equity securities.

Grade (RS Rating)

Last Trade

$29.27

Average Daily Volume

596

Number of Holdings ^*

154

* may have additional holdings in another (foreign) market

Performance

Period	FXN	LSEQ
30 Days	10.78%	4.81%
60 Days	8.08%	6.50%
90 Days	5.03%	7.67%
12 Months	9.54%

14 Overlapping Holdings

Symbol	Grade	Weight in FXN	Weight in LSEQ	Overlap
AM	A	0.78%	0.88%	0.78%
APA	D	3.59%	-1.74%	-1.74%
CHRD	D	3.9%	-1.53%	-1.53%
CIVI	D	3.96%	-1.5%	-1.5%
DTM	B	1.96%	0.86%	0.86%
FANG	D	3.29%	-1.83%	-1.83%
FTI	A	0.84%	0.97%	0.84%
KMI	A	1.88%	1.08%	1.08%
NFE	D	1.57%	-2.39%	-2.39%
OKE	A	0.92%	0.84%	0.84%
OVV	B	4.53%	-2.47%	-2.47%
SLB	C	1.61%	-1.48%	-1.48%
TRGP	B	2.01%	0.93%	0.93%
WMB	A	0.95%	0.83%	0.83%

FXN Overweight 24 Positions Relative to LSEQ

Symbol	Grade	Weight
MTDR	B	4.63%
NOV	C	3.94%
DVN	F	3.91%
DINO	D	3.7%
PR	B	3.46%
CVX	A	3.41%
EOG	A	3.41%
MRO	B	3.36%
COP	C	3.33%
CTRA	B	3.3%
VLO	C	3.22%
EQT	B	2.72%
RRC	B	2.55%
HAL	C	2.41%
XOM	B	2.4%
PSX	C	2.3%
OXY	D	2.29%
MPC	D	2.26%
BKR	B	1.85%
HES	B	1.66%
TPL	A	1.19%
LNG	B	0.91%
AR	B	0.82%
FSLR	F	0.61%

FXN Underweight 140 Positions Relative to LSEQ

Symbol	Grade	Weight
APP	B	-3.65%
PLTR	B	-2.91%
CVNA	B	-2.27%
AAL	B	-2.23%
VSCO	B	-1.95%
CASY	A	-1.91%
KSS	F	-1.89%
CCL	B	-1.89%
HPE	B	-1.85%
WMT	A	-1.84%
USFD	A	-1.82%
COST	B	-1.77%
DOCS	C	-1.75%
CPNG	D	-1.66%
RGLD	C	-1.66%
PLTK	B	-1.55%
AXTA	A	-1.54%
OGN	D	-1.54%
BSX	B	-1.52%
EXEL	B	-1.49%
TMUS	B	-1.49%
SPOT	B	-1.46%
DECK	A	-1.45%
BKNG	A	-1.39%
ANET	C	-1.39%
DOCU	A	-1.38%
R	B	-1.37%
PFE	D	-1.26%
MTCH	D	-1.22%
PRGO	B	-1.21%
ZBRA	B	-1.19%
RCL	A	-1.19%
GDDY	A	-1.19%
MUSA	A	-1.16%
JWN	C	-1.15%
KEX	C	-1.13%
LIN	D	-1.11%
LLY	F	-1.11%
MSI	B	-1.09%
THC	D	-1.07%
WSM	B	-1.02%
PKG	A	-1.01%
RPM	A	-0.99%
T	A	-0.96%
META	D	-0.95%
PEGA	A	-0.94%
NTAP	C	-0.92%
TJX	A	-0.92%
EHC	B	-0.91%
TXRH	C	-0.91%
NOW	A	-0.9%
ECL	D	-0.88%
FICO	B	-0.88%
MANH	D	-0.88%
DASH	A	-0.87%
HLT	A	-0.86%
COR	B	-0.86%
UBER	D	-0.86%
NFLX	A	-0.83%
GWRE	A	-0.82%
FTNT	C	-0.81%
IT	C	-0.8%
FFIV	B	-0.78%
AMCR	D	-0.77%
EXP	A	-0.77%
UAL	A	-0.77%
ISRG	A	-0.76%
GLW	B	-0.76%
LPX	B	-0.76%
TYL	B	-0.76%
NTNX	A	-0.75%
HCA	F	-0.73%
ZM	B	-0.73%
VST	B	-0.73%
GMED	A	-0.72%
NTRA	B	-0.72%
ATR	B	-0.72%
DUOL	A	-0.72%
ROST	C	-0.72%
LOW	D	-0.71%
CAH	B	-0.7%
COHR	B	-0.7%
EBAY	D	-0.69%
INCY	C	-0.69%
PFGC	B	-0.69%
TKO	B	-0.69%
PANW	C	-0.69%
UTHR	C	-0.68%
SHW	A	-0.68%
TTD	B	-0.67%
JAZZ	B	-0.67%
BURL	A	-0.67%
BMY	B	-0.67%
RBLX	C	-0.67%
SO	D	-0.67%
SYK	C	-0.66%
AAPL	C	-0.65%
ITCI	C	-0.65%
HRB	D	-0.65%
DELL	C	-0.64%
NI	A	-0.64%
RMD	C	-0.63%
ILMN	D	-0.63%
SMAR	A	-0.61%
NRG	B	-0.61%
OMC	C	-0.57%
SMG	D	-0.57%
AMGN	D	-0.54%
IFF	D	-0.54%
ALNY	D	-0.52%
ABBV	D	-0.52%
CEG	D	-0.52%
BFAM	D	-0.49%
SMCI	F	--1.15%
IDXX	F	--1.41%
WDAY	B	--1.49%
AAP	C	--1.55%
SNOW	C	--1.59%
ACHC	F	--1.61%
CABO	C	--1.62%
ALB	C	--1.65%
DG	F	--1.73%
MEDP	D	--1.79%
SNPS	B	--1.79%
LITE	B	--1.79%
DLTR	F	--1.82%
MSFT	F	--1.86%
U	C	--1.89%
DXCM	D	--1.89%
WFRD	D	--1.91%
MTN	C	--1.93%
GO	C	--1.94%
WING	D	--1.98%
AMZN	C	--1.99%
TXG	F	--2.0%
DV	C	--2.05%
CAR	C	--2.13%
WBA	F	--2.17%
MCK	B	--2.19%
FIVN	C	--2.29%