FTC vs. ROBT ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

ROBT

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq CTA Artificial Intelligence and Robotics IndexSM (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies engaged in the artificial intelligence ("AI") and robotics segments of the technology, industrial and other economic sectors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.88

Average Daily Volume

50,394

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTC	ROBT
30 Days	9.08%	9.33%
60 Days	12.23%	10.05%
90 Days	15.96%	8.27%
12 Months	42.15%	13.55%

19 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in ROBT	Overlap
AAPL	C	0.33%	0.38%	0.33%
ADSK	A	0.37%	0.46%	0.37%
AMZN	C	0.38%	0.75%	0.38%
ANET	C	0.67%	0.43%	0.43%
CRM	B	0.2%	0.52%	0.2%
GOOGL	C	0.17%	0.68%	0.17%
IBM	C	0.63%	0.4%	0.4%
ISRG	A	0.53%	0.68%	0.53%
KLAC	D	0.13%	0.49%	0.13%
META	D	0.67%	1.81%	0.67%
MU	D	0.16%	0.65%	0.16%
NOW	A	0.77%	1.99%	0.77%
NVDA	C	0.81%	0.76%	0.76%
PANW	C	0.38%	1.8%	0.38%
PLTR	B	1.32%	3.13%	1.32%
QCOM	F	0.16%	0.57%	0.16%
SYK	C	0.17%	0.41%	0.17%
TSLA	B	0.4%	0.59%	0.4%
WDAY	B	0.18%	1.71%	0.18%

FTC Overweight 167 Positions Relative to ROBT

Symbol	Grade	Weight
APP	B	1.81%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
VRT	B	1.01%
DASH	A	1.01%
FICO	B	1.0%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
KKR	A	0.96%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
UTHR	C	0.9%
BK	A	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
TT	A	0.88%
HEI	B	0.88%
URI	B	0.87%
CPNG	D	0.86%
ALL	A	0.86%
PGR	A	0.85%
BURL	A	0.85%
NRG	B	0.84%
THC	D	0.82%
VTR	C	0.82%
AMP	A	0.8%
GRMN	B	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
FI	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	A	0.74%
ACGL	D	0.74%
GEN	B	0.73%
ORCL	B	0.73%
MSI	B	0.73%
CEG	D	0.72%
PCG	A	0.71%
HCA	F	0.71%
BSX	B	0.7%
CTAS	B	0.7%
PM	B	0.7%
BRO	B	0.7%
COST	B	0.69%
SHW	A	0.68%
LII	A	0.68%
AVGO	D	0.66%
CAT	B	0.66%
PEG	A	0.65%
FSLR	F	0.65%
APO	B	0.64%
ERIE	D	0.63%
GE	D	0.63%
RMD	C	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
NEE	D	0.59%
TDG	D	0.59%
NFLX	A	0.57%
BKNG	A	0.57%
TTD	B	0.56%
GWW	B	0.55%
DECK	A	0.54%
CASY	A	0.53%
HLT	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
COIN	C	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
BR	A	0.51%
TJX	A	0.5%
HUBB	B	0.5%
CSL	C	0.49%
MCO	B	0.49%
BRK.A	B	0.49%
SPGI	C	0.48%
MANH	D	0.48%
NTAP	C	0.47%
SO	D	0.47%
LVS	C	0.47%
ECL	D	0.47%
ICE	C	0.47%
UBER	D	0.46%
TSCO	D	0.46%
VLTO	D	0.45%
XYL	D	0.44%
PSA	D	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
APH	A	0.37%
ARES	A	0.36%
MO	A	0.36%
ETN	A	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	A	0.35%
SPG	B	0.35%
IT	C	0.35%
ORLY	B	0.35%
MCD	D	0.33%
ROL	B	0.33%
MMC	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
LLY	F	0.3%
BLD	D	0.3%
EXR	D	0.3%
KO	D	0.29%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
CRWD	B	0.2%
FAST	B	0.19%
PAYX	C	0.18%
AON	A	0.18%
ADP	B	0.18%
MKL	A	0.18%
DLR	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
ITW	B	0.17%
CHD	B	0.17%
MSCI	C	0.17%
CMG	B	0.17%
VRTX	F	0.17%
WAT	B	0.17%
DKNG	B	0.17%
MA	C	0.17%
WM	A	0.17%
PG	A	0.16%
EQIX	A	0.16%
AVB	B	0.16%
SBAC	D	0.15%
KMB	D	0.15%
GLPI	C	0.15%
LIN	D	0.15%
CCI	D	0.14%
A	D	0.14%
ZTS	D	0.14%
MTD	D	0.13%

FTC Underweight 48 Positions Relative to ROBT

Symbol	Grade	Weight
UPST	B	-2.59%
PEGA	A	-2.07%
APPN	B	-2.0%
S	B	-1.91%
AI	B	-1.9%
PRO	C	-1.88%
NICE	C	-1.86%
CDNS	B	-1.85%
ILMN	D	-1.81%
ANSS	B	-1.74%
SNPS	B	-1.74%
AVAV	D	-1.73%
DT	C	-1.72%
PATH	C	-1.71%
LAZR	F	-1.67%
OII	B	-1.67%
GNTX	C	-1.59%
AMBA	B	-1.58%
DDD	C	-1.0%
JBT	B	-0.84%
PRLB	A	-0.8%
ZBRA	B	-0.72%
TSM	B	-0.68%
ROK	B	-0.65%
CGNX	C	-0.64%
MSFT	F	-0.63%
ABBV	D	-0.61%
AMD	F	-0.58%
NXPI	D	-0.54%
JD	D	-0.51%
TER	D	-0.48%
EMR	A	-0.47%
GXO	B	-0.46%
KTOS	B	-0.46%
NIO	F	-0.44%
INTC	D	-0.43%
BABA	D	-0.42%
OMCL	C	-0.41%
PTC	A	-0.41%
DE	A	-0.39%
MDT	D	-0.38%
NOC	D	-0.38%
BIDU	F	-0.38%
SONY	B	-0.36%
JNJ	D	-0.35%
ADBE	C	-0.35%
AKAM	D	-0.33%
APTV	D	-0.3%

ROBT: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Diversified Industrials Software - Infrastructure Auto Parts Internet Content & Information Semiconductor Equipment & Materials Specialty Retail Aerospace & Defense Auto Manufacturers Computer Systems Consumer Electronics Drug Manufacturers - Major Information Technology Services Medical Devices Credit Services Diagnostics & Research Farm & Construction Equipment Health Information Services Medical Instruments & Supplies