DFND vs. QQQI ETF Comparison

Comparison of Realty Shares DIVCON Dividend Defender ETF (DFND) to NEOS Nasdaq 100 High Income ETF (QQQI)

DFND

Realty Shares DIVCON Dividend Defender ETF

DFND Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Dividend Defender Index. The index is designed to select the companies for a long position that have the highest probability of increasing their dividend in a 12-month period and select the companies for a short position that have the highest probability of decreasing their dividend in a 12-month period. Under normal circumstances, at least 80% of the fund's assets (other than collateral held from securities lending, if any) will be invested in component securities of the benchmark index. It is non-diversified.

Grade (RS Rating)

Last Trade

$43.63

Average Daily Volume

862

Number of Holdings ^*

70

* may have additional holdings in another (foreign) market

QQQI

NEOS Nasdaq 100 High Income ETF

QQQI Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing in a portfolio of stocks that make up the Nasdaq-100® Index and a call options strategy, that consists of written (sold) call options on the Nasdaq-100® Index. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the reference index.

Grade (RS Rating)

Last Trade

$52.18

Average Daily Volume

233,343

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	DFND	QQQI
30 Days	5.89%	2.44%
60 Days	1.30%	4.07%
90 Days	14.77%	6.80%
12 Months	14.91%

18 Overlapping Holdings

	Symbol	Grade	Weight in DFND	Weight in QQQI	Overlap
	AAPL	B	0.95%	8.58%	0.95%
	ADI	D	1.37%	0.7%	0.7%
	AMAT	F	1.59%	1.04%	1.04%
	AVGO	D	0.86%	4.85%	0.86%
	CMCSA	C	1.15%	1.07%	1.07%
	COST	B	1.2%	2.71%	1.2%
	CSCO	A	1.5%	1.51%	1.5%
	CTAS	B	2.6%	0.46%	0.46%
	FAST	B	1.13%	0.33%	0.33%
	HON	B	1.45%	0.98%	0.98%
	INTC	C	-1.08%	0.73%	-1.08%
	INTU	C	0.78%	1.27%	0.78%
	KLAC	F	2.42%	0.56%	0.56%
	LIN	D	1.2%	1.33%	1.2%
	MCHP	F	0.08%	0.24%	0.08%
	MSFT	D	1.0%	7.71%	1.0%
	ODFL	B	0.88%	0.32%	0.32%
	VRSK	A	2.44%	0.25%	0.25%

DFND Overweight 52 Positions Relative to QQQI

	Symbol	Grade	Weight
	V	A	2.68%
	SNA	A	2.66%
	PG	A	2.27%
	GWW	A	2.25%
	SHW	A	2.25%
	FDS	B	2.22%
	NDSN	B	2.22%
	MCD	D	2.2%
	BRO	B	2.13%
	MPC	F	2.11%
	CMI	A	2.09%
	LMT	D	2.05%
	PHM	C	2.0%
	MSI	C	1.86%
	MCO	A	1.85%
	PPG	D	1.77%
	MA	B	1.75%
	ETN	A	1.74%
	ITW	A	1.71%
	ROK	B	1.65%
	AON	A	1.52%
	ALLE	D	1.51%
	DHI	D	1.47%
	J	F	1.42%
	CB	D	1.39%
	HSY	F	1.36%
	MSCI	C	1.33%
	MPWR	F	1.31%
	HUBB	B	1.27%
	CBOE	B	1.26%
	CME	A	1.24%
	MMC	A	1.21%
	LW	C	1.13%
	AOS	D	1.09%
	ALB	C	1.01%
	GL	C	0.93%
	MLM	B	0.8%
	BR	A	0.75%
	ACN	B	0.34%
	PARA	C	-0.33%
	APA	F	-0.82%
	VFC	C	-1.1%
	DVN	F	-1.12%
	FCX	F	-1.86%
	NWS	B	-1.96%
	LUV	B	-2.05%
	SW	B	-2.15%
	T	A	-2.19%
	IP	B	-2.32%
	F	C	-2.41%
	CNP	A	-2.56%
	D	C	-2.96%

DFND Underweight 83 Positions Relative to QQQI

	Symbol	Grade	Weight
	NVDA	C	-8.91%
	AMZN	C	-5.13%
	META	D	-5.03%
	TSLA	B	-3.68%
	GOOGL	C	-2.6%
	GOOG	C	-2.51%
	NFLX	B	-2.3%
	TMUS	A	-1.9%
	ADBE	C	-1.56%
	PEP	F	-1.54%
	AMD	F	-1.41%
	ISRG	C	-1.28%
	TXN	D	-1.27%
	QCOM	F	-1.15%
	AMGN	D	-1.04%
	PANW	C	-0.86%
	ADP	B	-0.83%
	VRTX	D	-0.79%
	GILD	B	-0.79%
	SBUX	B	-0.79%
	MU	D	-0.7%
	PYPL	A	-0.62%
	MDLZ	F	-0.61%
	LRCX	F	-0.6%
	BKNG	B	-0.6%
	MRVL	B	-0.56%
	MAR	A	-0.56%
	CDNS	B	-0.55%
	REGN	F	-0.54%
	PDD	F	-0.52%
	FTNT	C	-0.49%
	CEG	D	-0.49%
	CRWD	B	-0.49%
	CSX	B	-0.48%
	SNPS	B	-0.48%
	DASH	A	-0.45%
	ADSK	B	-0.44%
	PCAR	B	-0.42%
	MNST	B	-0.4%
	ROP	B	-0.39%
	WDAY	C	-0.39%
	TTD	B	-0.39%
	ORLY	B	-0.38%
	CPRT	A	-0.38%
	ABNB	C	-0.37%
	NXPI	D	-0.36%
	PAYX	B	-0.35%
	ROST	C	-0.34%
	CHTR	C	-0.34%
	ASML	F	-0.34%
	AEP	D	-0.33%
	KDP	D	-0.32%
	BKR	C	-0.3%
	EA	C	-0.3%
	CTSH	B	-0.28%
	KHC	D	-0.27%
	GEHC	F	-0.26%
	EXC	D	-0.26%
	DDOG	A	-0.26%
	TEAM	B	-0.26%
	AZN	F	-0.25%
	XEL	A	-0.25%
	LULU	C	-0.23%
	MELI	C	-0.23%
	CCEP	B	-0.23%
	CSGP	C	-0.21%
	IDXX	F	-0.21%
	ON	C	-0.2%
	DXCM	C	-0.19%
	TTWO	B	-0.19%
	FANG	F	-0.19%
	ZS	C	-0.18%
	GFS	C	-0.17%
	WBD	C	-0.17%
	ANSS	B	-0.17%
	CDW	F	-0.16%
	ILMN	C	-0.15%
	BIIB	F	-0.14%
	MRNA	F	-0.1%
	MDB	C	-0.09%
	DLTR	D	-0.09%
	ARM	D	-0.06%
	SMCI	D	-0.01%

DFND: Top Represented Industries & Keywords

Industries: Diversified Industrials Semiconductors Specialty Chemicals Business Services Capital Markets Insurance Brokers Communication Equipment Credit Services Financial Data & Stock Exchanges Industrial Distribution Oil & Gas E&P Packaging & Containers Residential Construction Semiconductor Equipment & Materials Aerospace & Defense Airlines Apparel Manufacturing Auto Manufacturers Broadcasting - TV Building Materials

Keywords: S&P 500 Nasdaq 100 Dow Jones Component Natural Gas Insurance Mining Risk Management Semiconductor Telecommunications Chemical Computing Integrated Circuits Oil And Gas Aerospace Electronics Payment Systems Power Management Smartphones Adhesives Broadband

QQQI: Top Represented Industries & Keywords

Industries: Semiconductors Software - Application Beverages - Soft Drinks Business Services Drug Manufacturers - Major Semiconductor Equipment & Materials Specialty Retail Biotechnology Diagnostics & Research Internet Content & Information Software - Infrastructure Apparel Stores Discount Stores Diversified Industrials Electronic Gaming & Multimedia Information Technology Services Internet Content & Information Pay TV Utilities - Regulated Electric Auto & Truck Dealerships

Keywords: Nasdaq 100 S&P 500 Computing Integrated Circuits Semiconductor Mobile Devices Work From Home Smartphones Dow Jones Component Software Cloud Computing Electronics Fabless Semiconductor Companies Electronic Design Medicine Natural Gas Power Management Cloud Infrastructure Electricity Ethernet