CZA vs. FTHI ETF Comparison

Comparison of Guggenheim Mid-Cap Core ETF (CZA) to First Trust High Income ETF (FTHI)

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$112.45

Average Daily Volume

3,102

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.68

Average Daily Volume

244,323

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

Performance

Period	CZA	FTHI
30 Days	3.26%	2.96%
60 Days	5.04%	3.94%
90 Days	7.69%	5.68%
12 Months	30.18%	18.62%

10 Overlapping Holdings

Symbol	Grade	Weight in CZA	Weight in FTHI	Overlap
ALSN	B	0.64%	0.53%	0.53%
ATR	B	0.71%	0.25%	0.25%
BAH	F	1.16%	0.31%	0.31%
CNA	B	0.85%	0.23%	0.23%
EHC	B	0.62%	0.39%	0.39%
FLO	D	0.3%	0.2%	0.2%
GGG	B	0.99%	0.27%	0.27%
IDA	A	0.41%	0.59%	0.41%
INGR	B	0.58%	0.64%	0.58%
PFGC	B	0.83%	0.22%	0.22%

CZA Overweight 84 Positions Relative to FTHI

Symbol	Grade	Weight
VMC	B	2.4%
WAB	B	2.18%
AVB	B	2.11%
ETR	B	2.06%
WTW	B	2.04%
BRO	B	1.98%
XYL	D	1.94%
STT	A	1.86%
EQR	B	1.86%
PPG	F	1.84%
DOV	A	1.77%
LYB	F	1.73%
FTV	C	1.7%
KEYS	A	1.7%
VLTO	D	1.62%
AEE	A	1.58%
WRB	A	1.53%
CINF	A	1.53%
ES	D	1.46%
NTRS	A	1.44%
LPLA	A	1.43%
TDY	B	1.41%
IFF	D	1.41%
PKG	A	1.38%
LDOS	C	1.38%
CSL	C	1.31%
ESS	B	1.3%
PFG	D	1.3%
J	F	1.3%
CHKP	D	1.27%
FOX	A	1.24%
AER	B	1.24%
JBHT	C	1.2%
CRBG	B	1.16%
PNR	A	1.12%
IEX	B	1.11%
BAX	D	1.1%
TRMB	B	1.1%
WMG	C	1.1%
MAS	D	1.09%
WLK	D	1.05%
UDR	B	0.95%
AMCR	D	0.94%
ACM	A	0.94%
WES	C	0.93%
GLPI	C	0.89%
REG	B	0.85%
LOGI	D	0.81%
NVT	B	0.8%
WPC	D	0.79%
ITT	A	0.79%
EMN	D	0.76%
RRX	B	0.76%
AIZ	A	0.73%
BWXT	B	0.72%
CHDN	B	0.69%
SEIC	B	0.67%
AOS	F	0.66%
WWD	B	0.65%
CACI	D	0.64%
CR	A	0.61%
KNTK	B	0.58%
TFX	F	0.58%
CHE	D	0.53%
VOYA	B	0.5%
IVZ	B	0.5%
ESAB	B	0.48%
BLCO	D	0.47%
BPOP	B	0.46%
OSK	B	0.46%
FLS	B	0.46%
MDU	D	0.45%
ESI	A	0.43%
AWI	A	0.43%
FNB	A	0.4%
ESNT	D	0.39%
COLD	D	0.39%
SLGN	A	0.38%
SIGI	C	0.38%
SNDR	B	0.35%
CWEN	C	0.35%
RRR	D	0.34%
ACT	D	0.34%
ST	F	0.31%

CZA Underweight 155 Positions Relative to FTHI

Symbol	Grade	Weight
NVDA	C	-6.56%
MSFT	F	-6.53%
AAPL	C	-5.63%
AMZN	C	-3.92%
META	D	-2.55%
GOOGL	C	-2.17%
GOOG	C	-1.84%
BRK.A	B	-1.73%
AVGO	D	-1.65%
BXMT	C	-1.55%
SLG	B	-1.44%
JPM	A	-1.41%
TSLA	B	-1.36%
LLY	F	-1.18%
JXN	C	-1.11%
UNH	C	-1.08%
V	A	-1.01%
XOM	B	-1.0%
CRNX	C	-0.99%
CCEP	C	-0.98%
VST	B	-0.97%
UL	D	-0.94%
MO	A	-0.9%
MA	C	-0.88%
HD	A	-0.88%
LADR	B	-0.87%
COST	B	-0.83%
PG	A	-0.79%
BRBR	A	-0.77%
CALM	A	-0.76%
NFLX	A	-0.72%
WMT	A	-0.69%
CRM	B	-0.65%
PTVE	B	-0.64%
ABBV	D	-0.62%
BAC	A	-0.56%
ORCL	B	-0.53%
CCI	D	-0.53%
WFC	A	-0.49%
MRK	F	-0.49%
NVS	D	-0.49%
EXP	A	-0.48%
SLM	A	-0.48%
BMY	B	-0.48%
CVLT	B	-0.48%
GILD	C	-0.47%
DTM	B	-0.46%
KO	D	-0.46%
IDCC	A	-0.45%
PEP	F	-0.45%
AMD	F	-0.45%
TOL	B	-0.45%
SFM	A	-0.45%
DELL	C	-0.45%
MDT	D	-0.45%
INSM	C	-0.44%
HLI	B	-0.44%
ADBE	C	-0.44%
EWBC	A	-0.43%
INTU	C	-0.43%
UMBF	B	-0.43%
MEDP	D	-0.42%
ARES	A	-0.42%
MMC	B	-0.42%
NOW	A	-0.42%
ITW	B	-0.41%
LIN	D	-0.41%
PPC	C	-0.41%
CAT	B	-0.41%
DECK	A	-0.41%
AM	A	-0.38%
TMO	F	-0.38%
USFD	A	-0.38%
PM	B	-0.37%
CME	A	-0.37%
ISRG	A	-0.37%
IBM	C	-0.36%
TXN	C	-0.36%
BKNG	A	-0.36%
LANC	C	-0.36%
SLVM	B	-0.35%
FNF	B	-0.35%
VZ	C	-0.35%
KNSL	B	-0.35%
GE	D	-0.35%
T	A	-0.35%
HESM	B	-0.34%
FTI	A	-0.34%
SPGI	C	-0.33%
WSO	A	-0.33%
GS	A	-0.33%
RTX	C	-0.33%
ADP	B	-0.33%
SCCO	F	-0.33%
TJX	A	-0.32%
MGEE	C	-0.32%
QCOM	F	-0.32%
HON	B	-0.31%
LOW	D	-0.31%
AMGN	D	-0.31%
DUK	C	-0.31%
DHR	F	-0.31%
VEEV	C	-0.31%
AMAT	F	-0.31%
KRC	C	-0.31%
BKU	A	-0.3%
LOPE	B	-0.3%
PSA	D	-0.3%
TMUS	B	-0.3%
SBRA	C	-0.3%
MATX	C	-0.3%
AMT	D	-0.29%
UNP	C	-0.29%
GAP	C	-0.27%
DHT	F	-0.27%
IIPR	D	-0.27%
CVX	A	-0.26%
LMT	D	-0.26%
NVO	D	-0.25%
SBLK	F	-0.24%
O	D	-0.24%
NEE	D	-0.24%
BLK	C	-0.24%
COP	C	-0.24%
AMH	D	-0.22%
STNG	F	-0.22%
EQIX	A	-0.21%
PAYX	C	-0.21%
CVBF	A	-0.2%
SO	D	-0.2%
OTTR	C	-0.2%
MUSA	A	-0.19%
XEL	A	-0.19%
GEV	B	-0.17%
MSI	B	-0.17%
NEU	C	-0.17%
REYN	D	-0.16%
KAR	B	-0.15%
WEC	A	-0.15%
EXR	D	-0.14%
SFNC	B	-0.14%
OGN	D	-0.13%
BX	A	-0.13%
NHI	D	-0.12%
TGT	F	-0.11%
PFE	D	-0.1%
D	C	-0.08%
BDX	F	-0.07%
AJG	B	-0.05%
SPG	B	-0.05%
SYK	C	-0.05%
CL	D	-0.05%
MDLZ	F	-0.03%
GIS	D	-0.03%
ELV	F	-0.03%