SQLV vs. ARKQ ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to ARK Autonomous Technology & Robotics ETF (ARKQ)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$40.59

Average Daily Volume

4,103

Number of Holdings ^*

232

* may have additional holdings in another (foreign) market

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$56.11

Average Daily Volume

101,486

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	ARKQ
30 Days	2.92%	6.13%
60 Days	0.55%	1.14%
90 Days	-0.01%	-0.21%
12 Months	19.31%	19.54%

1 Overlapping Holdings

	Symbol	Grade	Weight in SQLV	Weight in ARKQ	Overlap
	IRDM	D	0.52%	6.85%	0.52%

SQLV Overweight 231 Positions Relative to ARKQ

Symbol	Grade	Weight
NYCB	D	0.93%
CRCT	C	0.89%
CVI	F	0.77%
DXC	F	0.76%
WIRE	B	0.74%
VCTR	B	0.74%
INSW	A	0.73%
CAR	D	0.72%
ALE	B	0.71%
ARCH	F	0.7%
APAM	C	0.7%
IBOC	A	0.7%
ANDE	F	0.68%
BKE	C	0.68%
TGNA	B	0.67%
BTU	D	0.65%
SLVM	A	0.64%
CALM	C	0.63%
CEIX	C	0.63%
TEX	C	0.62%
SANM	B	0.62%
AX	A	0.61%
XRX	F	0.61%
CATY	C	0.61%
HLNE	C	0.6%
VSH	C	0.59%
WOR	D	0.59%
PRDO	B	0.59%
CCSI	D	0.58%
NMIH	B	0.58%
KFY	B	0.58%
LRN	B	0.57%
LE	C	0.57%
FHI	D	0.57%
CNS	C	0.56%
EVC	D	0.56%
SCS	B	0.55%
VGR	C	0.55%
PRG	C	0.54%
STBA	C	0.54%
NVST	F	0.54%
WHD	B	0.53%
STRL	B	0.53%
CLW	B	0.53%
AGX	A	0.52%
MRVI	C	0.52%
HAE	A	0.52%
ODP	F	0.51%
PFC	C	0.51%
SWIM	C	0.51%
PAHC	B	0.51%
CRI	F	0.5%
GIII	C	0.49%
CNXN	C	0.49%
TH	C	0.49%
OMCL	D	0.49%
RMR	C	0.49%
MCBC	A	0.49%
REX	B	0.49%
IDCC	C	0.49%
PFBC	B	0.49%
PBH	C	0.48%
PARR	F	0.48%
HAFC	C	0.48%
SGC	B	0.47%
LXU	C	0.47%
YELP	D	0.47%
OMI	F	0.46%
INVA	B	0.46%
ITGR	D	0.46%
NPK	D	0.46%
JBSS	C	0.45%
ACDC	D	0.45%
BXC	D	0.45%
WTTR	A	0.45%
MCRI	D	0.44%
ADUS	B	0.44%
CTS	B	0.44%
PRGS	D	0.44%
TDC	F	0.43%
AMK	D	0.43%
MSBI	D	0.43%
MBWM	B	0.43%
PLAB	C	0.43%
ZD	F	0.43%
PLUS	B	0.43%
HWKN	C	0.42%
NTCT	F	0.42%
NX	D	0.42%
RYI	F	0.42%
FOR	D	0.42%
AVNS	C	0.42%
SD	D	0.42%
IIIN	D	0.42%
ROCK	D	0.42%
HTZ	F	0.42%
QUAD	F	0.41%
CORT	C	0.41%
LGND	B	0.41%
MD	F	0.41%
HRMY	F	0.41%
DHIL	C	0.41%
EBF	B	0.41%
ASTH	C	0.41%
RES	F	0.41%
BBW	B	0.4%
WNC	F	0.4%
OSBC	C	0.4%
PTSI	D	0.4%
SUPN	F	0.4%
MPX	D	0.4%
PCRX	C	0.4%
AMPY	D	0.4%
COLL	D	0.39%
WINA	C	0.39%
OLPX	F	0.39%
THFF	C	0.39%
CCRN	F	0.39%
POWL	C	0.39%
KFRC	D	0.39%
DVAX	F	0.38%
YOU	F	0.38%
MCB	C	0.38%
BELFB	C	0.38%
COHU	F	0.38%
CRVL	A	0.37%
THRY	C	0.37%
IRWD	F	0.37%
AMPH	F	0.37%
EXTR	F	0.37%
DFIN	D	0.37%
HBB	D	0.37%
LMAT	A	0.37%
PETQ	C	0.36%
UIS	D	0.36%
FWRD	F	0.36%
OSG	B	0.36%
USNA	D	0.36%
SPFI	C	0.36%
PLPC	C	0.35%
FLWS	C	0.35%
MED	F	0.35%
CVEO	D	0.35%
IART	F	0.35%
FISI	C	0.35%
DAKT	B	0.35%
ZEUS	F	0.35%
GIC	F	0.35%
BCBP	C	0.35%
SSTK	F	0.35%
ATEN	A	0.35%
RGP	F	0.34%
BOX	D	0.34%
VREX	F	0.34%
SGH	F	0.34%
AIRS	F	0.34%
STAA	C	0.33%
MGNI	D	0.33%
NECB	B	0.33%
RLGT	F	0.33%
CIVB	D	0.33%
ANGO	D	0.32%
MCFT	F	0.32%
IMXI	D	0.32%
ZIP	F	0.32%
MYPS	D	0.32%
HSTM	B	0.32%
GNE	F	0.32%
LQDT	B	0.32%
PKBK	C	0.32%
CASS	D	0.32%
ARC	C	0.32%
VRA	B	0.31%
ANIP	D	0.31%
PETS	D	0.31%
UNTY	D	0.31%
BTMD	C	0.31%
MITK	C	0.31%
KRT	D	0.31%
NBN	B	0.31%
ACIC	C	0.3%
SGA	F	0.3%
ATRI	C	0.3%
OFLX	F	0.29%
ASRT	D	0.29%
CPRX	C	0.29%
BSIG	C	0.29%
CVGI	F	0.29%
DXLG	F	0.28%
RNGR	F	0.28%
NTGR	F	0.28%
POWW	D	0.28%
NVEC	D	0.28%
ANIK	D	0.28%
PKE	F	0.28%
TWI	F	0.28%
NATR	F	0.28%
AMSWA	F	0.28%
TRDA	C	0.28%
SPOK	D	0.28%
HCKT	F	0.28%
UTMD	F	0.27%
VPG	F	0.27%
EVBN	D	0.26%
IRMD	D	0.26%
IMMR	B	0.26%
HOFT	F	0.26%
CMT	D	0.26%
MNSB	F	0.25%
NRC	F	0.25%
CTKB	F	0.25%
EGRX	F	0.24%
JAKK	F	0.24%
OSUR	F	0.23%
TCMD	F	0.23%
VYGR	D	0.23%
MDXG	C	0.22%
CCRD	D	0.21%
INTT	F	0.2%
PBYI	D	0.2%
ZYXI	D	0.19%
LTRX	D	0.19%
PRTS	F	0.18%
ARCT	D	0.18%
RCMT	D	0.16%
DERM	F	0.16%
SMLR	F	0.14%
BWFG	F	0.13%
HBCP	C	0.12%
TZOO	D	0.12%
SURG	D	0.09%

SQLV Underweight 29 Positions Relative to ARKQ

Symbol	Grade	Weight
TSLA	D	-11.46%
TER	A	-9.08%
KTOS	B	-8.72%
PATH	D	-6.75%
TRMB	D	-6.1%
AVAV	A	-5.34%
DE	B	-3.59%
ACHR	F	-3.15%
TSM	B	-2.64%
RKLB	D	-2.24%
GOOG	B	-2.07%
NVDA	B	-2.05%
BLDE	C	-2.01%
U	F	-1.9%
AMD	D	-1.8%
QCOM	A	-1.66%
SNPS	C	-1.59%
ISRG	D	-1.59%
JOBY	D	-1.44%
TDY	D	-1.28%
ANSS	D	-1.2%
PLTR	D	-1.14%
LMT	B	-1.1%
CAT	C	-1.05%
OSPN	C	-0.69%
DDD	F	-0.67%
MTLS	D	-0.53%
VUZI	D	-0.31%
TWOU	F	-0.0%