SMCP vs. RZG ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.33

Average Daily Volume

2,218

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.69

Average Daily Volume

5,569

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	RZG
30 Days	9.07%	10.08%
60 Days	7.44%	6.58%
90 Days	8.81%	6.55%
12 Months	37.91%	34.08%

20 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in RZG	Overlap
ACLS	F	0.62%	0.65%	0.62%
AEO	F	0.76%	0.36%	0.36%
AMR	C	0.82%	0.9%	0.82%
APLE	B	1.0%	0.35%	0.35%
BCC	B	0.97%	0.62%	0.62%
BMI	B	1.01%	0.68%	0.68%
CARG	C	1.14%	1.26%	1.14%
CEIX	A	1.14%	1.25%	1.14%
CPRX	C	0.99%	0.77%	0.77%
CRC	B	1.07%	0.73%	0.73%
FBP	B	0.94%	0.86%	0.86%
IDCC	A	1.15%	1.25%	1.15%
IPAR	B	0.9%	0.94%	0.9%
LBRT	D	0.73%	0.8%	0.73%
MARA	C	1.21%	0.94%	0.94%
MATX	C	1.11%	1.22%	1.11%
MHO	D	0.96%	0.87%	0.87%
MTH	D	0.89%	0.77%	0.77%
SIG	B	1.18%	0.64%	0.64%
SPSC	C	0.81%	0.56%	0.56%

SMCP Overweight 76 Positions Relative to RZG

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	B	1.51%
CORT	B	1.41%
RIOT	C	1.36%
TCBI	B	1.32%
SFM	A	1.29%
HQY	B	1.21%
CVBF	A	1.2%
TGNA	B	1.18%
JBT	B	1.17%
HTLF	B	1.16%
CADE	B	1.15%
UMBF	B	1.15%
KNF	A	1.14%
AX	A	1.13%
CATY	B	1.12%
ARCH	B	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	C	1.1%
VCYT	B	1.09%
HWC	B	1.09%
JXN	C	1.08%
FULT	A	1.07%
QLYS	C	1.07%
APAM	B	1.07%
ACIW	B	1.06%
FFBC	A	1.06%
BTU	B	1.05%
WTS	B	1.04%
WSFS	A	1.03%
TMHC	B	1.03%
SMPL	B	1.02%
IOSP	B	1.02%
CVLT	B	1.01%
UFPI	B	1.0%
COOP	B	1.0%
HNI	B	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	B	0.98%
CPK	A	0.97%
WHD	B	0.96%
ALKS	B	0.96%
WD	D	0.95%
CABO	C	0.95%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
RDN	C	0.91%
ENSG	D	0.91%
FCPT	C	0.91%
ENS	D	0.9%
POWI	D	0.9%
YOU	D	0.9%
NMIH	D	0.89%
ICFI	F	0.88%
KBH	D	0.87%
ASO	F	0.87%
BNL	D	0.87%
LANC	C	0.86%
ATKR	C	0.85%
HP	B	0.85%
LXP	D	0.85%
ESNT	D	0.84%
KRYS	B	0.84%
HALO	F	0.84%
PTEN	C	0.81%
FORM	D	0.79%
IIPR	D	0.79%
NEOG	F	0.78%
DIOD	D	0.76%
LNTH	D	0.73%
STNE	F	0.67%
STNG	F	0.65%
PAGS	F	0.55%

SMCP Underweight 110 Positions Relative to RZG

Symbol	Grade	Weight
TGTX	B	-1.92%
CNK	B	-1.86%
PRG	C	-1.77%
UFPT	B	-1.62%
POWL	C	-1.51%
HWKN	B	-1.48%
GPI	A	-1.46%
CSWI	A	-1.44%
SPNT	A	-1.36%
GRBK	D	-1.35%
GSHD	A	-1.31%
ADMA	B	-1.27%
CRS	A	-1.26%
CVCO	A	-1.2%
BOOT	D	-1.2%
NOG	A	-1.18%
HCC	B	-1.17%
SHAK	C	-1.14%
CALM	A	-1.1%
PATK	D	-1.1%
TBBK	B	-1.01%
LRN	A	-1.0%
MLI	C	-0.99%
IBP	D	-0.99%
CASH	A	-0.96%
GMS	B	-0.96%
ATGE	B	-0.93%
VVI	C	-0.91%
JOE	F	-0.9%
VCEL	B	-0.89%
HCI	C	-0.88%
VRRM	D	-0.87%
RWT	D	-0.86%
AMBC	C	-0.85%
CUBI	C	-0.84%
RDNT	B	-0.83%
PLMR	B	-0.82%
AZZ	B	-0.81%
ARCB	C	-0.79%
REX	D	-0.78%
CRVL	A	-0.77%
AVAV	D	-0.74%
CARS	B	-0.72%
OFG	B	-0.7%
HLX	B	-0.69%
OII	B	-0.69%
FTDR	A	-0.67%
SHO	C	-0.67%
URBN	C	-0.67%
WT	B	-0.66%
DVAX	C	-0.65%
LPG	F	-0.65%
EXPI	C	-0.64%
GKOS	B	-0.64%
ATI	D	-0.64%
PFBC	B	-0.63%
DRH	B	-0.63%
FSS	B	-0.63%
MOG.A	B	-0.6%
MGY	A	-0.6%
MTRN	C	-0.6%
TMDX	F	-0.6%
PLAY	D	-0.59%
ANIP	F	-0.59%
LQDT	B	-0.59%
ROCK	C	-0.59%
OTTR	C	-0.58%
EFC	C	-0.57%
AMPH	D	-0.57%
COLL	F	-0.56%
MYRG	B	-0.55%
AGYS	A	-0.55%
TFIN	A	-0.53%
MCRI	A	-0.53%
SM	B	-0.52%
VECO	F	-0.51%
RAMP	C	-0.49%
YELP	C	-0.48%
PARR	D	-0.48%
TDW	F	-0.47%
CCOI	B	-0.47%
SXI	B	-0.46%
ITGR	B	-0.45%
AWI	A	-0.44%
KTB	B	-0.44%
GES	F	-0.44%
FELE	B	-0.43%
WRLD	C	-0.43%
AROC	B	-0.43%
TRIP	F	-0.42%
RES	D	-0.42%
SHOO	D	-0.41%
ARLO	C	-0.4%
DV	C	-0.4%
MSGS	A	-0.39%
OXM	D	-0.38%
OSIS	B	-0.37%
ASTH	D	-0.37%
WDFC	B	-0.36%
ALG	B	-0.33%
PRGS	A	-0.32%
XPEL	C	-0.32%
TNC	D	-0.31%
PGNY	F	-0.3%
DFIN	D	-0.29%
NEO	C	-0.28%
PDFS	C	-0.27%
PRVA	B	-0.25%
CNMD	C	-0.18%
JACK	D	-0.14%