SMCP vs. CSB ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.16

Average Daily Volume

2,195

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$62.85

Average Daily Volume

12,585

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	CSB
30 Days	4.36%	6.62%
60 Days	4.30%	7.76%
90 Days	8.59%	8.24%
12 Months	34.05%	28.46%

12 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in CSB	Overlap
AEO	F	0.76%	0.66%	0.66%
APAM	B	1.07%	1.08%	1.07%
CABO	B	0.95%	0.72%	0.72%
CRC	A	1.07%	0.78%	0.78%
CVBF	A	1.2%	1.02%	1.02%
FFBC	B	1.06%	1.08%	1.06%
FULT	B	1.07%	0.99%	0.99%
HNI	A	0.99%	1.09%	0.99%
HP	C	0.85%	0.85%	0.85%
IPAR	B	0.9%	0.8%	0.8%
PTEN	C	0.81%	0.65%	0.65%
TGNA	B	1.18%	1.28%	1.18%

SMCP Overweight 84 Positions Relative to CSB

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	B	1.51%
CORT	B	1.41%
RIOT	C	1.36%
TCBI	B	1.32%
SFM	B	1.29%
HQY	A	1.21%
MARA	B	1.21%
SIG	C	1.18%
JBT	A	1.17%
HTLF	B	1.16%
CADE	B	1.15%
IDCC	B	1.15%
UMBF	B	1.15%
CEIX	B	1.14%
CARG	B	1.14%
KNF	B	1.14%
AX	B	1.13%
CATY	B	1.12%
ARCH	B	1.11%
MATX	B	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	B	1.1%
VCYT	B	1.09%
HWC	B	1.09%
JXN	C	1.08%
QLYS	C	1.07%
ACIW	B	1.06%
BTU	B	1.05%
WTS	B	1.04%
WSFS	B	1.03%
TMHC	C	1.03%
SMPL	B	1.02%
IOSP	C	1.02%
CVLT	A	1.01%
BMI	B	1.01%
APLE	B	1.0%
UFPI	C	1.0%
COOP	B	1.0%
CPRX	C	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	A	0.98%
BCC	C	0.97%
CPK	A	0.97%
WHD	B	0.96%
ALKS	C	0.96%
MHO	D	0.96%
WD	D	0.95%
FBP	B	0.94%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
RDN	D	0.91%
ENSG	D	0.91%
FCPT	C	0.91%
ENS	D	0.9%
POWI	D	0.9%
YOU	D	0.9%
NMIH	C	0.89%
MTH	D	0.89%
ICFI	F	0.88%
KBH	D	0.87%
ASO	F	0.87%
BNL	D	0.87%
LANC	D	0.86%
ATKR	D	0.85%
LXP	D	0.85%
ESNT	D	0.84%
KRYS	C	0.84%
HALO	F	0.84%
AMR	C	0.82%
SPSC	D	0.81%
FORM	F	0.79%
IIPR	F	0.79%
NEOG	D	0.78%
DIOD	F	0.76%
LBRT	F	0.73%
LNTH	C	0.73%
STNE	F	0.67%
STNG	D	0.65%
ACLS	F	0.62%
PAGS	F	0.55%

SMCP Underweight 85 Positions Relative to CSB

Symbol	Grade	Weight
DTM	A	-2.05%
IDA	A	-1.7%
FHI	B	-1.67%
SR	A	-1.47%
NJR	A	-1.43%
NFG	A	-1.42%
PNM	B	-1.42%
POR	C	-1.38%
KNTK	A	-1.37%
BKH	A	-1.37%
NWE	C	-1.37%
AWR	B	-1.36%
PINC	B	-1.35%
OGS	A	-1.32%
FLO	D	-1.32%
CALM	A	-1.3%
WEN	D	-1.28%
GEF	A	-1.24%
FHB	B	-1.22%
AVA	C	-1.22%
KMT	C	-1.2%
SON	D	-1.2%
MSM	D	-1.19%
ENR	A	-1.19%
AVT	C	-1.19%
SWX	A	-1.18%
ASB	B	-1.15%
SXT	C	-1.14%
SJW	F	-1.12%
BANR	B	-1.12%
NWBI	B	-1.12%
WMG	B	-1.09%
UBSI	B	-1.05%
BOH	B	-1.05%
TNL	B	-1.04%
SNV	B	-1.04%
WU	F	-1.03%
KTB	B	-1.03%
FRME	B	-1.02%
WKC	C	-1.0%
WSBC	B	-0.99%
MC	B	-0.97%
CAKE	B	-0.96%
AROC	A	-0.96%
SFNC	B	-0.96%
AUB	B	-0.95%
NOG	A	-0.93%
MAN	F	-0.93%
CCOI	B	-0.91%
OTTR	C	-0.91%
INDB	B	-0.91%
SEE	D	-0.89%
LNC	B	-0.89%
NAVI	F	-0.89%
TRN	B	-0.88%
PFS	B	-0.87%
BKE	B	-0.87%
VAC	C	-0.87%
FIBK	A	-0.86%
CRI	F	-0.84%
CWEN	C	-0.84%
UPBD	C	-0.84%
OZK	B	-0.81%
UGI	C	-0.81%
CRGY	A	-0.8%
PDCO	F	-0.79%
HEES	C	-0.78%
INSW	F	-0.77%
COLB	B	-0.76%
AESI	B	-0.75%
NSP	F	-0.74%
STRA	C	-0.72%
VLY	B	-0.71%
LCII	C	-0.68%
PII	F	-0.66%
PTVE	B	-0.63%
LEVI	F	-0.62%
JWN	D	-0.6%
M	F	-0.59%
CVI	D	-0.58%
MLKN	F	-0.57%
AAP	D	-0.54%
KSS	F	-0.49%
OGN	F	-0.47%
CC	C	-0.45%