QABA vs. RFDA ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to RiverFront Dynamic US Dividend Advantage ETF (RFDA)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.07

Average Daily Volume

9,793

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

RFDA

RiverFront Dynamic US Dividend Advantage ETF

RFDA Description

The Fund seeks to provide capital appreciation and dividend income. RiverFront Dynamic US Dividend Advantage is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$54.66

Average Daily Volume

1,683

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	RFDA
30 Days	6.34%	0.63%
60 Days	-0.22%	0.61%
90 Days	6.38%	5.65%
12 Months	36.11%	27.78%

7 Overlapping Holdings

Symbol	Grade	Weight in QABA	Weight in RFDA	Overlap
FULT	B	1.76%	0.65%	0.65%
HAFC	A	0.38%	1.06%	0.38%
HTBK	D	0.32%	0.88%	0.32%
THFF	B	0.27%	0.9%	0.27%
TRST	D	0.34%	0.88%	0.34%
VBTX	B	0.81%	0.71%	0.71%
WASH	B	0.32%	1.03%	0.32%

QABA Overweight 114 Positions Relative to RFDA

Symbol	Grade	Weight
CBSH	A	4.31%
WTFC	B	4.13%
FFIN	D	2.87%
UMBF	A	2.81%
UBSI	A	2.74%
OZK	B	2.74%
HWC	A	2.43%
IBOC	B	2.09%
TFSL	B	1.97%
TCBI	B	1.96%
BANF	B	1.96%
FIBK	B	1.82%
CATY	A	1.79%
FHB	A	1.67%
WSFS	D	1.64%
SFNC	A	1.6%
WAFD	D	1.51%
CVBF	B	1.49%
TBBK	D	1.46%
INDB	B	1.45%
TOWN	D	1.34%
FFBC	A	1.32%
PPBI	B	1.31%
SBCF	B	1.26%
BANR	A	1.21%
FRME	C	1.15%
TRMK	B	1.15%
TFIN	B	1.14%
NBTB	D	1.14%
MBIN	F	1.1%
EFSC	B	1.08%
SYBT	B	1.06%
WSBC	A	0.98%
CLBK	D	0.97%
CASH	A	0.95%
FBNC	D	0.93%
CHCO	A	0.93%
NWBI	C	0.92%
LKFN	B	0.91%
HOPE	D	0.84%
SASR	A	0.8%
STBA	D	0.8%
TCBK	C	0.79%
SRCE	C	0.79%
BUSE	D	0.76%
WABC	B	0.75%
QCRH	B	0.72%
DCOM	B	0.65%
RBCAA	B	0.64%
GABC	A	0.64%
PFBC	B	0.62%
PEBO	B	0.6%
OCFC	A	0.57%
AMAL	B	0.56%
SBSI	D	0.54%
BHRB	C	0.52%
FMBH	D	0.51%
BRKL	A	0.51%
CTBI	B	0.51%
CNOB	D	0.51%
BFC	B	0.5%
CFFN	A	0.48%
PFC	A	0.47%
UVSP	B	0.45%
CCB	A	0.44%
EGBN	A	0.44%
FCBC	D	0.42%
HFWA	A	0.42%
CFB	D	0.42%
ORRF	A	0.4%
BFST	A	0.4%
OSBC	B	0.4%
HBNC	A	0.38%
MBWM	D	0.38%
NBN	A	0.37%
IBCP	D	0.37%
GSBC	C	0.37%
SMBC	B	0.36%
FSBC	B	0.35%
CAC	A	0.33%
MOFG	C	0.33%
HTBI	D	0.32%
CCBG	A	0.32%
PGC	A	0.31%
HIFS	B	0.31%
CASS	B	0.31%
ESQ	A	0.3%
SPFI	C	0.3%
CCNE	B	0.29%
NFBK	C	0.28%
HONE	D	0.28%
FMNB	D	0.28%
MPB	B	0.28%
MSBI	A	0.27%
AROW	A	0.26%
SHBI	B	0.26%
KRNY	B	0.25%
BCAL	B	0.25%
FFIC	B	0.24%
CARE	B	0.23%
NECB	B	0.22%
EBTC	B	0.22%
TCBX	A	0.22%
RBB	D	0.22%
BWB	C	0.22%
BSRR	D	0.22%
FISI	D	0.21%
NRIM	D	0.2%
NEWT	B	0.19%
BMRC	A	0.19%
FLIC	C	0.16%
FRST	F	0.16%
WSBF	B	0.16%
INBK	C	0.16%

QABA Underweight 62 Positions Relative to RFDA

Symbol	Grade	Weight
NVDA	B	-10.59%
AAPL	C	-8.4%
MSFT	D	-8.16%
AMZN	A	-4.04%
GOOG	A	-2.29%
PRDO	B	-1.96%
IBM	C	-1.86%
HRB	D	-1.81%
CSCO	B	-1.76%
FIS	B	-1.72%
HPE	A	-1.71%
AM	C	-1.67%
USB	B	-1.65%
ORI	D	-1.57%
PEG	B	-1.54%
CWEN	C	-1.42%
KMI	B	-1.41%
EOG	D	-1.39%
APOG	A	-1.35%
PBI	A	-1.32%
CRGY	B	-1.29%
SKT	B	-1.24%
QCOM	D	-1.24%
V	A	-1.22%
TJX	D	-1.22%
XOM	C	-1.17%
GMRE	D	-1.17%
UHT	D	-1.17%
BGS	C	-1.16%
MYE	F	-1.03%
NRC	F	-1.0%
FHN	B	-0.94%
DLX	F	-0.94%
UVE	C	-0.93%
EGY	F	-0.89%
JWN	C	-0.85%
GNK	D	-0.8%
AMGN	C	-0.79%
GOOGL	A	-0.79%
MO	A	-0.77%
LMT	D	-0.77%
METC	F	-0.75%
PAYX	B	-0.7%
OMF	A	-0.7%
KO	D	-0.69%
VLY	A	-0.67%
MPW	D	-0.64%
CPT	D	-0.64%
ETD	F	-0.63%
INVH	F	-0.62%
WU	F	-0.61%
TGNA	B	-0.6%
GEF	B	-0.59%
EVRG	C	-0.57%
FNB	A	-0.55%
MSM	D	-0.55%
UPBD	D	-0.5%
PM	A	-0.47%
PDM	C	-0.46%
DVN	F	-0.44%
STWD	D	-0.42%
RC	F	-0.35%