OUSM vs. PFI ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to PowerShares Dynamic Financial (PFI)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$40.89

Average Daily Volume

65,276

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

PFI

PowerShares Dynamic Financial

PFI Description

The PowerShares Dynamic Financial Sector Portfolio (Fund) is based on the Dynamic Financial Sector IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US financial services companies. These are companies that are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$47.86

Average Daily Volume

5,314

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	PFI
30 Days	-1.92%	-1.44%
60 Days	0.32%	0.23%
90 Days	4.13%	5.97%
12 Months	20.51%	24.24%

5 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in PFI	Overlap
EVR	B	1.43%	1.46%	1.43%
HLI	A	1.5%	1.67%	1.5%
MTG	C	1.29%	1.31%	1.29%
ORI	A	1.84%	1.33%	1.33%
PRI	D	1.71%	1.74%	1.71%

OUSM Overweight 100 Positions Relative to PFI

Symbol	Grade	Weight
WSM	A	3.4%
DKS	B	2.26%
LECO	D	2.25%
JNPR	D	2.16%
TW	B	2.13%
EHC	A	2.11%
OC	A	2.1%
TXRH	A	2.04%
CHE	F	2.0%
ITT	D	1.85%
TFX	F	1.79%
AOS	D	1.77%
OGN	B	1.7%
SEIC	C	1.67%
TPR	D	1.66%
NYT	B	1.64%
GNTX	D	1.61%
CASY	B	1.61%
MKTX	F	1.59%
TTC	D	1.58%
MUSA	D	1.54%
LFUS	C	1.53%
DCI	B	1.51%
BWA	B	1.49%
PINC	F	1.43%
BMI	A	1.4%
HRB	D	1.33%
RLI	D	1.33%
DLB	D	1.28%
RHI	F	1.26%
ESNT	D	1.25%
AVT	A	1.25%
RL	D	1.23%
SSD	D	1.23%
PDCO	F	1.22%
WU	C	1.17%
AIT	C	1.15%
UFPI	C	1.14%
WH	D	1.14%
LSTR	D	1.09%
RDN	C	1.08%
MLI	B	1.08%
VST	A	1.05%
BC	F	1.02%
POWI	D	0.99%
AAON	C	0.99%
INGR	C	0.99%
WTS	C	0.92%
PII	F	0.85%
HLNE	A	0.84%
EXPO	B	0.82%
VSH	C	0.76%
MSM	F	0.74%
CCOI	F	0.7%
CHH	D	0.68%
IDCC	C	0.67%
FLO	B	0.66%
TGNA	D	0.65%
APAM	D	0.62%
FHI	F	0.6%
SHOO	D	0.54%
COLM	B	0.53%
LANC	D	0.49%
CRI	F	0.49%
NI	A	0.47%
BRC	B	0.45%
CNS	D	0.4%
WDFC	D	0.4%
WTRG	B	0.39%
PNW	B	0.34%
GOLF	D	0.34%
CALM	D	0.32%
JJSF	F	0.27%
OGE	A	0.27%
LZB	F	0.26%
EIG	D	0.25%
KFRC	D	0.2%
SNDR	D	0.2%
REYN	D	0.2%
AMSF	F	0.19%
IDA	B	0.19%
NFG	A	0.19%
NJR	B	0.17%
POR	B	0.17%
UVV	B	0.16%
RGR	C	0.15%
OTTR	B	0.14%
OGS	B	0.14%
BKH	B	0.14%
SR	B	0.13%
WMK	D	0.13%
ALE	A	0.13%
NWE	B	0.12%
AVA	B	0.11%
MGEE	A	0.11%
AWR	C	0.1%
DHIL	C	0.09%
EBF	D	0.08%
CPK	B	0.07%
NWN	B	0.05%

OUSM Underweight 38 Positions Relative to PFI

Symbol	Grade	Weight
MA	D	-5.63%
KNSL	F	-5.04%
ARES	C	-4.74%
JPM	B	-4.15%
APO	D	-4.04%
V	D	-3.46%
KKR	D	-3.07%
COOP	A	-3.04%
COIN	D	-2.95%
AJG	C	-2.9%
FCNCA	B	-2.69%
AXP	B	-2.64%
MMC	D	-2.47%
BRO	C	-2.44%
PGR	B	-2.1%
AIG	A	-1.87%
HOOD	C	-1.86%
SPG	D	-1.84%
RHP	D	-1.73%
JXN	A	-1.71%
CB	C	-1.68%
PIPR	A	-1.58%
DFIN	A	-1.5%
VCTR	A	-1.5%
OMF	A	-1.48%
SFBS	C	-1.45%
BGC	B	-1.4%
AGO	D	-1.39%
AGM	A	-1.36%
SLG	B	-1.34%
RGA	A	-1.31%
ERIE	C	-1.31%
SKT	D	-1.28%
OFG	A	-1.22%
HCI	B	-1.22%
ENVA	B	-1.19%
RYAN	D	-1.15%
TREE	A	-1.13%