OUSM vs. FXZ ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust Materials AlphaDEX Fund (FXZ)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$40.38

Average Daily Volume

60,492

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

FXZ

First Trust Materials AlphaDEX Fund

FXZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Materials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the materials and processing sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.66

Average Daily Volume

37,145

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	FXZ
30 Days	-4.63%	-4.69%
60 Days	0.37%	2.18%
90 Days	2.94%	2.41%
12 Months	16.79%	10.90%

0 Overlapping Holdings

	Symbol	Grade	Weight in OUSM	Weight in FXZ	Overlap

OUSM Overweight 105 Positions Relative to FXZ

Symbol	Grade	Weight
WSM	B	3.4%
LECO	D	2.36%
JNPR	D	2.27%
CHE	D	2.16%
DKS	A	2.15%
TW	C	2.13%
EHC	A	2.05%
OC	A	2.02%
TXRH	A	1.97%
AOS	B	1.85%
ORI	A	1.84%
TFX	F	1.8%
ITT	B	1.78%
PRI	D	1.74%
TPR	D	1.7%
SEIC	C	1.68%
OGN	A	1.65%
NYT	D	1.63%
MKTX	F	1.62%
CASY	A	1.58%
GNTX	C	1.58%
TTC	D	1.55%
MUSA	A	1.54%
DCI	A	1.52%
LFUS	D	1.51%
HLI	C	1.49%
BWA	B	1.49%
PINC	D	1.46%
EVR	D	1.46%
HRB	D	1.35%
BMI	A	1.34%
SSD	D	1.32%
RLI	C	1.31%
RHI	F	1.29%
MTG	B	1.27%
DLB	D	1.27%
ESNT	C	1.25%
PDCO	D	1.25%
AIT	D	1.18%
RL	C	1.18%
AVT	A	1.17%
WU	B	1.14%
UFPI	C	1.13%
WH	D	1.09%
BC	F	1.07%
LSTR	D	1.06%
RDN	C	1.06%
INGR	C	1.01%
MLI	A	1.0%
VST	A	0.96%
AAON	A	0.94%
WTS	D	0.94%
POWI	D	0.93%
PII	F	0.9%
HLNE	B	0.82%
MSM	D	0.74%
VSH	C	0.71%
EXPO	A	0.69%
CCOI	D	0.68%
TGNA	F	0.67%
CHH	D	0.67%
FLO	A	0.66%
IDCC	C	0.65%
FHI	F	0.65%
APAM	D	0.63%
SHOO	C	0.53%
CRI	F	0.51%
COLM	B	0.51%
LANC	D	0.49%
NI	A	0.47%
BRC	A	0.45%
CNS	C	0.41%
WDFC	F	0.41%
WTRG	B	0.38%
PNW	A	0.35%
GOLF	C	0.35%
CALM	B	0.34%
OGE	A	0.28%
LZB	D	0.27%
JJSF	F	0.27%
EIG	C	0.25%
AMSF	F	0.21%
KFRC	C	0.2%
SNDR	F	0.2%
REYN	C	0.2%
IDA	A	0.19%
NFG	A	0.19%
POR	A	0.18%
NJR	A	0.17%
UVV	A	0.16%
RGR	B	0.15%
WMK	B	0.14%
ALE	A	0.14%
OTTR	C	0.14%
OGS	B	0.14%
BKH	A	0.14%
SR	A	0.13%
NWE	A	0.12%
MGEE	A	0.11%
AWR	D	0.1%
AVA	A	0.1%
DHIL	C	0.09%
EBF	D	0.08%
CPK	A	0.07%
NWN	A	0.05%

OUSM Underweight 37 Positions Relative to FXZ

Symbol	Grade	Weight
NUE	D	-4.84%
CF	C	-4.73%
MOS	F	-4.73%
STLD	D	-4.63%
FMC	F	-4.57%
CE	C	-4.51%
ALB	F	-4.26%
LYB	B	-3.44%
TKR	D	-3.43%
EMN	B	-3.39%
RS	D	-3.35%
VVV	C	-3.28%
CLF	F	-3.21%
OLN	C	-3.2%
ASH	A	-2.95%
WLK	B	-2.94%
APD	C	-2.9%
ECL	C	-2.85%
NEU	D	-2.78%
IP	F	-2.67%
FAST	C	-2.62%
SCCO	A	-1.83%
FCX	A	-1.82%
DOW	B	-1.72%
RGLD	A	-1.71%
LIN	D	-1.68%
AVY	B	-1.66%
HUN	D	-1.62%
SMG	B	-1.59%
MP	C	-0.97%
AA	A	-0.94%
NEM	A	-0.91%
CC	C	-0.88%
IFF	A	-0.86%
ESI	D	-0.83%
RBC	D	-0.79%
HXL	D	-0.75%