LVHD vs. NBCT ETF Comparison

Comparison of Legg Mason Low Volatility High Dividend ETF (LVHD) to Neuberger Berman Carbon Transition Infrastructure ETF (NBCT)

LVHD

Legg Mason Low Volatility High Dividend ETF

LVHD Description

The investment seeks to track the investment results of the QS Low Volatility High Dividend Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose the underlying index. The underlying index composed of equity securities of U.S. companies with relatively high yield and low price and earnings volatility.

Grade (RS Rating)

Last Trade

$40.82

Average Daily Volume

43,099

Number of Holdings ^*

118

* may have additional holdings in another (foreign) market

NBCT

Neuberger Berman Carbon Transition Infrastructure ETF

NBCT Description

Under normal market conditions, the fund invests at least 80% of its net assets (plus borrowing for investment purposes) in equity securities of carbon transition companies and infrastructure companies. It invests a significant portion of its assets in carbon transition companies, which the Managers consider to be those companies that have, or in the Portfolio Managers" view, are reasonably expected to have, at least 20% of their assets or revenue, committed to or derived from infrastructure that will facilitate global decarbonization and/or the reduction of other greenhouse gas emissions.

Grade (RS Rating)

Last Trade

$30.66

Average Daily Volume

13,227

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	LVHD	NBCT
30 Days	1.05%	-0.15%
60 Days	1.24%	4.26%
90 Days	4.51%	11.35%
12 Months	21.71%	42.98%

3 Overlapping Holdings

Symbol	Grade	Weight in LVHD	Weight in NBCT	Overlap
DTE	C	1.02%	1.85%	1.02%
DTM	B	0.42%	3.71%	0.42%
OKE	A	2.18%	2.12%	2.12%

LVHD Overweight 115 Positions Relative to NBCT

Symbol	Grade	Weight
MO	A	2.78%
MCD	D	2.71%
CVX	A	2.69%
HD	A	2.66%
USB	A	2.58%
CSCO	B	2.57%
LMT	D	2.54%
IBM	C	2.47%
PM	B	2.44%
SO	D	2.41%
PEP	F	2.39%
DUK	C	2.33%
MDLZ	F	2.32%
KO	D	2.3%
JNJ	D	2.29%
KDP	D	2.26%
HSY	F	2.14%
KMB	D	2.1%
AEP	D	2.07%
PAYX	C	2.07%
PNC	B	2.01%
GIS	D	1.87%
XEL	A	1.84%
EXC	C	1.83%
SYY	B	1.81%
K	A	1.76%
DRI	B	1.65%
ETR	B	1.65%
WEC	A	1.48%
VICI	C	1.4%
ED	D	1.28%
OMC	C	1.17%
LYB	F	1.16%
FANG	D	1.14%
PKG	A	1.06%
AEE	A	1.04%
NI	A	1.04%
HST	C	1.01%
EVRG	A	0.93%
IPG	D	0.9%
MAA	B	0.87%
KIM	A	0.84%
ESS	B	0.83%
EQR	B	0.8%
PNW	B	0.71%
LNT	A	0.67%
REG	B	0.63%
FNF	B	0.54%
WPC	D	0.53%
FRT	B	0.51%
ADC	B	0.5%
BRX	A	0.5%
CUBE	D	0.49%
GLPI	C	0.48%
OGE	B	0.37%
ONB	B	0.35%
WTRG	B	0.34%
NNN	D	0.33%
CTRE	D	0.31%
EPRT	B	0.31%
AFG	A	0.31%
STAG	F	0.31%
POR	C	0.31%
VLY	B	0.29%
MSM	C	0.28%
IDA	A	0.28%
SON	D	0.27%
DOC	D	0.26%
FNB	A	0.25%
NSA	D	0.25%
APLE	B	0.24%
OGS	A	0.23%
EPR	D	0.22%
BKH	A	0.22%
INSW	F	0.22%
HIW	D	0.2%
SR	A	0.19%
ALE	A	0.19%
FHI	A	0.17%
FIBK	A	0.17%
NJR	A	0.17%
FULT	A	0.17%
BOH	B	0.16%
UBSI	B	0.16%
BNL	D	0.15%
CBU	B	0.14%
FHB	A	0.14%
AVA	A	0.14%
AUB	B	0.13%
NWE	B	0.13%
ROIC	A	0.13%
NHI	D	0.13%
CNA	B	0.12%
LXP	D	0.12%
CVBF	A	0.12%
NTST	D	0.11%
FCPT	C	0.11%
PFS	B	0.1%
FRME	B	0.08%
DEA	D	0.08%
LTC	B	0.08%
NWN	A	0.08%
TOWN	B	0.07%
NBTB	B	0.07%
HOPE	B	0.07%
UVV	B	0.07%
FFBC	A	0.07%
UNIT	B	0.07%
GTY	B	0.07%
NWBI	B	0.07%
PINC	B	0.06%
AAT	B	0.06%
PFBC	B	0.06%
LADR	B	0.06%
FCF	A	0.06%

LVHD Underweight 20 Positions Relative to NBCT

Symbol	Grade	Weight
TRGP	B	-8.39%
EPD	A	-7.42%
ET	A	-7.32%
LNG	B	-6.69%
WMB	A	-5.18%
WES	C	-5.07%
SRE	A	-4.25%
CNP	B	-3.96%
CWEN	C	-3.78%
AR	B	-3.69%
AM	A	-3.45%
KNTK	B	-3.27%
NEE	D	-3.16%
XOM	B	-2.93%
PAGP	A	-2.9%
OXY	D	-2.86%
EQT	B	-2.29%
HESM	B	-1.93%
APD	A	-1.89%
LIN	D	-1.84%