HSMV vs. SAEF ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to Schwab Ariel ESG ETF (SAEF)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$28.88

Average Daily Volume

2,765

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	SAEF
30 Days	4.88%	8.53%
60 Days	5.46%	9.20%
90 Days	6.96%	11.05%
12 Months	27.49%	40.04%

7 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in SAEF	Overlap
FAF	A	0.4%	2.41%	0.4%
GNTX	C	0.99%	1.76%	0.99%
KFY	B	0.29%	0.97%	0.29%
LFUS	F	0.24%	1.57%	0.24%
MIDD	C	0.28%	1.71%	0.28%
MSGS	A	1.4%	1.26%	1.26%
PBH	A	0.76%	2.04%	0.76%

HSMV Overweight 140 Positions Relative to SAEF

Symbol	Grade	Weight
ATR	B	2.09%
DTM	B	2.06%
SEIC	B	1.89%
ORI	A	1.76%
IDA	A	1.65%
INGR	B	1.65%
OGE	B	1.59%
POST	C	1.56%
CTRE	D	1.54%
RLI	B	1.42%
ADC	B	1.34%
DCI	B	1.33%
CACI	D	1.29%
FHI	A	1.26%
AMH	D	1.24%
NJR	A	1.24%
AM	A	1.21%
NFG	A	1.18%
FLO	D	1.17%
CHE	D	1.16%
NWE	B	1.13%
OHI	C	1.08%
AFG	A	1.08%
POR	C	1.07%
GGG	B	1.06%
NNN	D	1.01%
GLPI	C	0.99%
NYT	C	0.95%
BKH	A	0.9%
EHC	B	0.9%
MMS	F	0.89%
FCPT	C	0.86%
DLB	B	0.85%
CBSH	A	0.83%
ELS	C	0.81%
MSA	D	0.8%
EPR	D	0.79%
PRI	A	0.78%
IDCC	A	0.77%
AVA	A	0.76%
LSTR	D	0.76%
EFC	C	0.76%
KBR	F	0.75%
PECO	A	0.74%
LOPE	B	0.74%
ENSG	D	0.73%
AWR	B	0.72%
OGS	A	0.72%
SF	B	0.72%
RPM	A	0.68%
SLGN	A	0.68%
RNR	C	0.67%
CPK	A	0.67%
CW	B	0.67%
RGA	A	0.67%
AGO	B	0.67%
ESNT	D	0.67%
JHG	A	0.66%
EPRT	B	0.65%
MDU	D	0.64%
AMG	B	0.63%
CDP	C	0.63%
EGP	F	0.63%
SCI	B	0.62%
PRGS	A	0.58%
ACM	A	0.57%
FELE	B	0.56%
GATX	A	0.56%
CHH	A	0.56%
MTG	C	0.55%
SBRA	C	0.55%
COLM	B	0.55%
NMIH	D	0.55%
RS	B	0.54%
BCPC	B	0.53%
FLS	B	0.52%
CWT	D	0.51%
FNF	B	0.51%
EPC	D	0.49%
AVT	C	0.49%
FCN	D	0.49%
BRX	A	0.48%
BWXT	B	0.48%
MUSA	A	0.47%
LANC	C	0.46%
JEF	A	0.46%
PFGC	B	0.45%
FR	C	0.45%
CHDN	B	0.45%
ARW	D	0.45%
PB	A	0.45%
CNO	A	0.44%
MSM	C	0.44%
LAMR	D	0.43%
ENR	B	0.43%
RYN	D	0.42%
BLKB	B	0.41%
RDN	C	0.4%
FNB	A	0.38%
ITT	A	0.38%
CLH	B	0.38%
EXEL	B	0.38%
ASH	D	0.36%
GPK	C	0.36%
ABM	B	0.36%
BJ	A	0.36%
COOP	B	0.35%
G	B	0.35%
IOSP	B	0.35%
SAIC	F	0.35%
LXP	D	0.34%
RGLD	C	0.34%
EVR	B	0.34%
LECO	B	0.34%
JAZZ	B	0.33%
CSL	C	0.33%
MAN	D	0.32%
KEX	C	0.31%
AGCO	D	0.31%
JJSF	B	0.31%
ONB	B	0.31%
R	B	0.3%
MTN	C	0.29%
ALV	C	0.29%
EVTC	B	0.28%
OSK	B	0.28%
ORA	B	0.27%
PLXS	B	0.27%
CASY	A	0.26%
LII	A	0.26%
HRB	D	0.26%
FSS	B	0.24%
CUBE	D	0.24%
AIN	C	0.24%
IRT	A	0.23%
HXL	D	0.22%
CRI	D	0.21%
REXR	F	0.2%
PCH	D	0.19%
NSA	D	0.13%

HSMV Underweight 50 Positions Relative to SAEF

Symbol	Grade	Weight
OSW	A	-4.39%
BCO	D	-4.21%
NCLH	B	-3.64%
FI	A	-3.4%
LIND	C	-3.32%
KKR	A	-2.42%
GNRC	B	-2.41%
ZBRA	B	-2.3%
NVT	B	-2.29%
JLL	D	-2.28%
GS	A	-2.24%
REZI	A	-2.14%
NTRS	A	-2.09%
FICO	B	-2.08%
MAT	D	-1.81%
KMT	B	-1.8%
CBRE	B	-1.79%
CRL	C	-1.78%
KEYS	A	-1.65%
WEX	D	-1.54%
KN	B	-1.53%
MTB	A	-1.53%
DNB	B	-1.5%
AXTA	A	-1.41%
MSI	B	-1.41%
MANU	C	-1.41%
NVST	B	-1.31%
MAS	D	-1.29%
BIO	D	-1.28%
ZBH	C	-1.25%
ADTN	A	-1.24%
LH	C	-1.23%
MHK	D	-1.22%
IPG	D	-1.22%
SSD	D	-1.21%
ST	F	-1.21%
SNA	A	-1.19%
BRC	D	-1.16%
ATGE	B	-1.15%
AFL	B	-1.13%
MSGE	F	-1.1%
BWA	D	-1.09%
KMX	B	-0.98%
SJM	D	-0.94%
PGR	A	-0.92%
REYN	D	-0.91%
LESL	C	-0.86%
HCKT	B	-0.83%
PARA	C	-0.56%
PHIN	A	-0.28%