HELX vs. FDM ETF Comparison

Comparison of Franklin Genomic Advancements ETF (HELX) to First Trust DJ Select MicroCap ETF (FDM)

HELX

Franklin Genomic Advancements ETF

HELX Description

Seeks capital appreciation by investing in innovative companies related to genomic-based technologies designed to enhance the quality of life. Provides access to companies benefitting from or facilitating the use of new research including DNA sequencing, gene editing and personalized medicine Uses bottom-up fundamental research conducted by dedicated, industry-specific analysts to identify disruptive business models at the right stage for investment Actively managed by a seasoned portfolio management team that is based in Silicon Valley and has a long history of investing in the craft of innovation

Grade (RS Rating)

Last Trade

$30.64

Average Daily Volume

723

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.07

Average Daily Volume

4,417

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

Performance

Period	HELX	FDM
30 Days	-4.39%	-0.63%
60 Days	-6.31%	0.33%
90 Days	1.87%	4.79%
12 Months	1.42%	23.11%

1 Overlapping Holdings

	Symbol	Grade	Weight in HELX	Weight in FDM	Overlap
	VYGR	D	1.11%	0.62%	0.62%

HELX Overweight 53 Positions Relative to FDM

Symbol	Grade	Weight
MEDP	D	7.98%
TMO	C	4.91%
VRTX	C	4.78%
REGN	C	4.55%
DHR	C	4.25%
LLY	C	4.24%
KRYS	C	4.09%
BRKR	F	3.2%
NTRA	A	2.96%
AZN	A	2.55%
CRL	D	2.49%
IONS	D	2.33%
CDNS	D	2.22%
CTVA	B	2.22%
A	C	2.21%
RCKT	D	2.11%
MRNA	A	2.08%
EXAS	F	1.96%
QGEN	B	1.91%
BNTX	C	1.72%
ICLR	D	1.57%
SRPT	B	1.54%
FDMT	C	1.35%
ALNY	D	1.32%
NTLA	F	1.23%
IQV	D	1.21%
AZTA	D	1.08%
RGEN	D	1.05%
RARE	D	1.0%
LH	F	0.99%
TECH	B	0.87%
NBIX	A	0.81%
CRSP	D	0.8%
INSM	D	0.75%
BMY	F	0.73%
TWST	C	0.72%
BIO	D	0.64%
BEAM	F	0.62%
LGND	C	0.61%
BBIO	D	0.57%
CDMO	B	0.55%
AVTR	D	0.54%
SDGR	F	0.51%
UTHR	A	0.5%
DVAX	D	0.49%
SLP	A	0.43%
RXRX	F	0.36%
ARE	C	0.31%
DOCS	D	0.28%
FTRE	C	0.18%
VCYT	D	0.15%
OLK	C	0.12%
TXG	F	0.1%

HELX Underweight 152 Positions Relative to FDM

Symbol	Grade	Weight
POWL	B	-2.27%
ACMR	D	-2.06%
SCSC	B	-1.76%
CRAI	A	-1.71%
VSEC	A	-1.7%
CGEM	A	-1.51%
GNK	A	-1.5%
CRGY	F	-1.49%
SXC	D	-1.46%
REX	B	-1.43%
BBSI	B	-1.35%
MYE	A	-1.35%
HAYN	B	-1.26%
VVI	C	-1.23%
CECO	B	-1.22%
DCO	A	-1.21%
IDT	B	-1.18%
EGY	B	-1.15%
CLW	A	-1.11%
DXPE	A	-1.1%
AMBC	C	-1.1%
ZEUS	D	-1.08%
UVSP	A	-1.04%
BELFB	B	-0.98%
UWMC	B	-0.98%
BRY	B	-0.97%
EZPW	B	-0.96%
MLR	A	-0.93%
OSBC	B	-0.92%
LEU	B	-0.92%
ARHS	D	-0.91%
HCKT	F	-0.9%
WSR	B	-0.89%
MBWM	A	-0.88%
KE	C	-0.88%
CFB	C	-0.87%
TTI	F	-0.87%
IBCP	A	-0.86%
PLOW	D	-0.85%
HTBK	D	-0.81%
BFST	D	-0.8%
GATO	B	-0.79%
GSBC	A	-0.75%
TITN	F	-0.75%
LMB	B	-0.75%
SD	B	-0.74%
RICK	F	-0.73%
DENN	F	-0.72%
NPK	A	-0.71%
AVNW	F	-0.71%
AMAL	A	-0.71%
DHIL	B	-0.71%
VPG	C	-0.7%
HVT	F	-0.69%
CCB	B	-0.69%
LYTS	A	-0.68%
HDSN	F	-0.67%
HTBI	A	-0.66%
CYH	B	-0.66%
CENT	C	-0.65%
LQDT	D	-0.65%
OSUR	D	-0.65%
BHB	A	-0.64%
THFF	A	-0.64%
SMBC	D	-0.64%
BBW	A	-0.63%
CWCO	D	-0.62%
OLP	A	-0.6%
CCBG	C	-0.6%
ODC	B	-0.59%
KRNY	F	-0.58%
NBN	B	-0.57%
SIGA	A	-0.57%
RMR	A	-0.57%
CSV	C	-0.57%
GNE	F	-0.57%
PAHC	A	-0.56%
BOOM	F	-0.54%
ARTNA	D	-0.54%
GLRE	A	-0.54%
NWPX	C	-0.53%
OSG	B	-0.53%
KODK	D	-0.52%
SPFI	A	-0.52%
SPOK	F	-0.52%
AVD	B	-0.51%
ESQ	B	-0.5%
MCFT	F	-0.5%
MOFG	D	-0.49%
LINC	A	-0.49%
JOUT	D	-0.45%
AMPY	B	-0.44%
SOI	B	-0.44%
BSRR	A	-0.44%
NEWT	D	-0.43%
NRIM	B	-0.43%
FSBC	D	-0.42%
PBPB	F	-0.42%
PANL	B	-0.41%
HBT	B	-0.4%
RM	B	-0.39%
WTI	F	-0.38%
ONEW	D	-0.38%
FET	B	-0.37%
LOCO	D	-0.37%
NECB	A	-0.37%
MVBF	F	-0.37%
FSBW	C	-0.36%
BCML	F	-0.35%
INSE	F	-0.35%
CVLY	A	-0.34%
TSBK	C	-0.33%
OBT	B	-0.32%
OMER	B	-0.32%
AFCG	A	-0.31%
PKOH	B	-0.31%
NATH	D	-0.3%
EPM	F	-0.29%
KFS	A	-0.29%
GENC	A	-0.29%
IPI	C	-0.29%
RLGT	D	-0.29%
PLBC	B	-0.28%
OVLY	B	-0.27%
CMT	D	-0.24%
LEGH	D	-0.24%
TSQ	A	-0.24%
FF	B	-0.24%
MEC	A	-0.24%
MPX	B	-0.23%
STKS	C	-0.23%
QUAD	D	-0.23%
RNGR	F	-0.23%
INTT	F	-0.22%
OCN	C	-0.22%
LSEA	F	-0.21%
HNRG	F	-0.21%
ATLC	D	-0.21%
EVC	D	-0.21%
CMPO	A	-0.2%
III	F	-0.17%
RCMT	D	-0.17%
KLXE	F	-0.16%
MNSB	D	-0.15%
REI	B	-0.14%
HGBL	F	-0.13%
BGFV	F	-0.13%
ASRT	D	-0.13%
TUSK	F	-0.12%
CCRD	B	-0.12%
TZOO	D	-0.09%
CMBM	F	-0.07%