FYC vs. RWR ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to SPDR DJ Wilshire REIT ETF (RWR)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.04

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

RWR

SPDR DJ Wilshire REIT ETF

RWR Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index. In seeking to track the performance of the Dow Jones U.S. Select REIT Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is designed to provide a measure of real estate securities that serve as proxies for direct real estate investing, in part by excluding securities whose value is not always closely tied to the value of the underlying real estate. It is non-diversified.

Grade (RS Rating)

Last Trade

$106.11

Average Daily Volume

328,265

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	RWR
30 Days	9.32%	0.48%
60 Days	10.25%	-0.61%
90 Days	13.41%	2.23%
12 Months	44.40%	27.65%

17 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in RWR	Overlap
AAT	B	0.36%	0.13%	0.13%
AIV	C	0.22%	0.11%	0.11%
CDP	C	0.24%	0.33%	0.24%
ELME	D	0.22%	0.14%	0.14%
EPR	C	0.22%	0.33%	0.22%
ESRT	C	0.33%	0.14%	0.14%
FCPT	C	0.23%	0.25%	0.23%
GNL	F	0.1%	0.14%	0.1%
GTY	A	0.23%	0.15%	0.15%
IIPR	D	0.27%	0.29%	0.27%
MAC	B	0.25%	0.41%	0.25%
NHI	D	0.32%	0.33%	0.32%
NSA	C	0.31%	0.29%	0.29%
NXRT	B	0.24%	0.1%	0.1%
SKT	A	0.26%	0.38%	0.26%
UE	B	0.38%	0.27%	0.27%
UMH	B	0.24%	0.13%	0.13%

FYC Overweight 223 Positions Relative to RWR

Symbol	Grade	Weight
RKLB	A	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	C	0.79%
ROAD	B	0.76%
IDCC	B	0.76%
STRL	A	0.75%
WWW	A	0.75%
TRUP	B	0.74%
QCRH	B	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	C	0.69%
USLM	A	0.69%
FTDR	B	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	C	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	B	0.64%
AMRX	C	0.64%
REVG	C	0.63%
SKYW	C	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	A	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	C	0.59%
AGIO	C	0.59%
CALM	A	0.58%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	B	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	C	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	C	0.54%
OSW	B	0.54%
PTGX	D	0.54%
PTCT	B	0.54%
PLMR	A	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	C	0.51%
NPAB	F	0.49%
CCOI	B	0.49%
LFST	B	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	C	0.47%
BCRX	D	0.47%
LITE	B	0.47%
FBP	C	0.47%
CENX	B	0.46%
VERX	A	0.45%
WTTR	A	0.43%
MBIN	F	0.43%
ASTH	F	0.43%
NMIH	C	0.43%
OSCR	D	0.43%
APOG	C	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	B	0.42%
NRIX	C	0.42%
SHAK	C	0.42%
MGNI	B	0.42%
RNG	C	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	C	0.4%
BGC	C	0.4%
SEMR	C	0.4%
WT	A	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	C	0.39%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	A	0.36%
KN	B	0.36%
OSIS	A	0.35%
BRC	D	0.34%
AMPH	F	0.33%
ICFI	F	0.33%
DOCN	C	0.33%
IOVA	F	0.32%
PMT	C	0.32%
ADUS	D	0.32%
FLNC	D	0.32%
CWT	C	0.32%
ASPN	F	0.32%
WRBY	A	0.31%
HLIT	D	0.3%
KNTK	A	0.3%
TWST	F	0.3%
BLFS	C	0.3%
HEES	C	0.29%
LGND	C	0.28%
BKD	F	0.28%
MGEE	B	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
LKFN	C	0.27%
OCUL	D	0.27%
EPAC	C	0.27%
AROC	A	0.27%
NEO	C	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	B	0.26%
AGYS	A	0.26%
AGM	B	0.26%
SWI	C	0.25%
ARQT	B	0.25%
ANIP	F	0.24%
TNDM	D	0.24%
IAS	C	0.24%
CPK	A	0.24%
GTX	C	0.23%
JJSF	C	0.23%
SXT	C	0.23%
DNLI	D	0.23%
KW	C	0.23%
CMPR	D	0.23%
SCS	C	0.23%
ACVA	B	0.23%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
CDRE	F	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	B	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	A	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	C	0.13%
ACAD	C	0.13%
CARS	C	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	D	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	F	0.11%
NSSC	D	0.11%
RRR	F	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 81 Positions Relative to RWR

Symbol	Grade	Weight
PLD	F	-9.67%
EQIX	A	-7.79%
SPG	A	-4.66%
WELL	A	-4.6%
PSA	C	-4.4%
DLR	B	-4.39%
O	C	-4.08%
EXR	C	-3.4%
AVB	B	-3.18%
VTR	B	-2.58%
EQR	C	-2.45%
ESS	B	-1.91%
INVH	D	-1.88%
MAA	B	-1.81%
ARE	F	-1.66%
KIM	A	-1.64%
DOC	C	-1.47%
SUI	C	-1.43%
UDR	B	-1.31%
ELS	C	-1.31%
CPT	B	-1.26%
HST	C	-1.2%
WPC	C	-1.18%
REG	A	-1.18%
AMH	C	-1.16%
BXP	C	-1.13%
CUBE	C	-1.06%
OHI	C	-1.01%
REXR	F	-0.9%
BRX	A	-0.85%
FRT	B	-0.84%
EGP	D	-0.82%
ADC	A	-0.75%
NNN	C	-0.75%
VNO	C	-0.68%
FR	D	-0.68%
RHP	B	-0.66%
STAG	D	-0.65%
KRG	B	-0.58%
TRNO	F	-0.58%
COLD	D	-0.56%
EPRT	B	-0.56%
CTRE	C	-0.49%
SLG	B	-0.48%
PECO	A	-0.47%
CUZ	B	-0.46%
IRT	A	-0.46%
KRC	B	-0.41%
APLE	B	-0.34%
HIW	C	-0.33%
BNL	D	-0.31%
PK	C	-0.3%
DEI	B	-0.3%
LXP	D	-0.27%
MPW	F	-0.25%
AKR	B	-0.25%
ROIC	A	-0.22%
EQC	B	-0.21%
SHO	D	-0.2%
DRH	B	-0.18%
VRE	B	-0.15%
PEB	D	-0.15%
RLJ	C	-0.15%
XHR	B	-0.15%
ALEX	B	-0.14%
JBGS	F	-0.13%
PDM	D	-0.12%
NTST	C	-0.12%
DEA	D	-0.12%
CSR	B	-0.11%
BDN	C	-0.09%
PGRE	F	-0.09%
INN	D	-0.07%
PLYM	F	-0.07%
HPP	F	-0.06%
SVC	F	-0.05%
CHCT	C	-0.05%
UHT	D	-0.05%
GMRE	F	-0.05%
DHC	F	-0.05%
CLDT	B	-0.04%