FXO vs. VMAX ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to Hartford US Value ETF (VMAX)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.27

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

VMAX

Hartford US Value ETF

VMAX Description

The fund generally invests at least 80% of its assets in securities of the index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$51.92

Average Daily Volume

Number of Holdings ^*

148

* may have additional holdings in another (foreign) market

Performance

Period	FXO	VMAX
30 Days	9.92%	3.35%
60 Days	13.83%	4.23%
90 Days	15.69%	5.95%
12 Months	52.15%

35 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in VMAX	Overlap
AXS	A	1.23%	0.32%	0.32%
BAC	A	0.67%	1.28%	0.67%
BK	A	0.62%	1.23%	0.62%
BPOP	B	1.45%	0.31%	0.31%
BRK.A	B	1.17%	0.93%	0.93%
C	A	0.99%	1.89%	0.99%
CB	C	0.9%	0.67%	0.67%
CFG	B	0.65%	0.21%	0.21%
CINF	A	1.66%	1.03%	1.03%
COLB	A	1.38%	0.11%	0.11%
CRBG	B	0.95%	0.2%	0.2%
EG	C	1.42%	0.03%	0.03%
FCNCA	A	1.06%	0.01%	0.01%
FHN	A	1.18%	0.1%	0.1%
FITB	A	0.64%	0.83%	0.64%
GS	A	1.8%	0.46%	0.46%
HBAN	A	1.08%	0.7%	0.7%
JHG	A	1.82%	1.02%	1.02%
JPM	A	0.66%	1.35%	0.66%
LNC	B	1.28%	1.57%	1.28%
MCO	B	0.92%	1.24%	0.92%
MKL	A	1.26%	0.26%	0.26%
MS	A	1.15%	0.2%	0.2%
MTB	A	1.09%	1.9%	1.09%
MTG	C	1.46%	0.55%	0.55%
OZK	B	1.28%	0.29%	0.29%
PGR	A	1.54%	0.12%	0.12%
PNC	B	0.65%	1.27%	0.65%
PRU	A	0.3%	0.39%	0.3%
RF	A	0.65%	1.15%	0.65%
STT	A	0.97%	1.32%	0.97%
TROW	B	1.67%	1.05%	1.05%
UNM	A	1.4%	0.37%	0.37%
USB	A	0.63%	1.46%	0.63%
WFC	A	1.17%	1.85%	1.17%

FXO Overweight 66 Positions Relative to VMAX

Symbol	Grade	Weight
JEF	A	1.81%
KKR	A	1.75%
AGO	B	1.74%
TPG	A	1.73%
WTM	A	1.72%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
WBS	A	1.48%
RNR	C	1.43%
BX	A	1.37%
SEIC	B	1.36%
FNB	A	1.35%
ACGL	D	1.35%
OMF	A	1.34%
HLI	B	1.34%
EQH	B	1.31%
RYAN	B	1.23%
L	A	1.21%
TW	A	1.2%
GL	B	1.19%
ALLY	C	1.17%
ZION	B	1.15%
EWBC	A	1.14%
CNA	B	1.14%
WTFC	A	1.1%
NTRS	A	1.07%
UWMC	D	1.02%
NU	C	1.01%
SOFI	A	0.98%
BRO	B	0.96%
SLM	A	0.95%
HIG	B	0.9%
AFL	B	0.89%
AMP	A	0.69%
CMA	A	0.68%
OWL	A	0.68%
FHB	A	0.68%
VIRT	B	0.67%
PB	A	0.66%
TRV	B	0.63%
BOKF	B	0.63%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
RJF	A	0.38%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	A	0.35%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
AJG	B	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	D	0.26%

FXO Underweight 113 Positions Relative to VMAX

Symbol	Grade	Weight
EOG	A	-2.07%
HPQ	B	-1.94%
CVS	D	-1.86%
STLD	B	-1.55%
T	A	-1.54%
NRG	B	-1.54%
VLO	C	-1.45%
SYF	B	-1.38%
META	D	-1.34%
MPC	D	-1.33%
MA	C	-1.33%
BBY	D	-1.25%
NFG	A	-1.2%
GOOGL	C	-1.19%
GAP	C	-1.17%
FDX	B	-1.16%
KR	B	-1.15%
VZ	C	-1.14%
LAMR	D	-1.13%
ELV	F	-1.1%
PYPL	B	-1.07%
BCC	B	-1.02%
ETR	B	-0.99%
NVDA	C	-0.99%
JNJ	D	-0.97%
TGT	F	-0.96%
HPE	B	-0.96%
DUK	C	-0.95%
APA	D	-0.93%
JXN	C	-0.93%
BLDR	D	-0.91%
XOM	B	-0.91%
SO	D	-0.87%
IRM	D	-0.86%
COP	C	-0.85%
SHW	A	-0.85%
GILD	C	-0.82%
VICI	C	-0.81%
DVN	F	-0.8%
UNH	C	-0.8%
DELL	C	-0.77%
CVX	A	-0.76%
NEE	D	-0.71%
WMT	A	-0.7%
CAT	B	-0.69%
ACI	C	-0.68%
HCA	F	-0.68%
RS	B	-0.67%
V	A	-0.66%
MO	A	-0.66%
AMT	D	-0.65%
OGN	D	-0.65%
AVT	C	-0.65%
QCOM	F	-0.64%
HUM	C	-0.63%
COF	B	-0.61%
CHRD	D	-0.58%
CMC	B	-0.57%
LOW	D	-0.56%
CTAS	B	-0.52%
TEX	D	-0.52%
SPG	B	-0.51%
MGY	A	-0.51%
SW	A	-0.51%
EQIX	A	-0.5%
PSX	C	-0.47%
CBT	C	-0.46%
GWW	B	-0.46%
NTAP	C	-0.44%
TMUS	B	-0.43%
ITW	B	-0.42%
MLI	C	-0.4%
R	B	-0.38%
AAPL	C	-0.34%
RHI	B	-0.33%
HD	A	-0.32%
NUE	C	-0.29%
SBAC	D	-0.28%
JKHY	D	-0.27%
DTE	C	-0.27%
AXP	A	-0.27%
RDN	C	-0.26%
CSCO	B	-0.26%
TJX	A	-0.25%
LNTH	D	-0.25%
MRK	F	-0.24%
MSCI	C	-0.23%
PHM	D	-0.22%
UFPI	B	-0.21%
XEL	A	-0.18%
M	D	-0.17%
LLY	F	-0.17%
NXPI	D	-0.16%
AMAT	F	-0.15%
DINO	D	-0.14%
CMI	A	-0.14%
CMCSA	B	-0.13%
CTSH	B	-0.13%
DKS	C	-0.11%
EXC	C	-0.11%
WY	D	-0.11%
HRB	D	-0.1%
OVV	B	-0.08%
AEP	D	-0.08%
IBM	C	-0.07%
CCI	D	-0.07%
ESNT	D	-0.05%
WFRD	D	-0.05%
CHX	C	-0.04%
FANG	D	-0.03%
SM	B	-0.02%
BKNG	A	-0.01%
WSM	B	-0.01%