FXO vs. DBND ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to DoubleLine Opportunistic Bond ETF (DBND)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.27

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

DBND

DoubleLine Opportunistic Bond ETF

DBND Description

Under normal circumstances, the Advisor intends to invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in fixed income instruments or other investments with economic characteristics similar to fixed income instruments. It may invest in fixed income instruments of any credit quality, including those that are at the time of investment unrated or rated BB+ or lower by S&P or Ba1 or lower by Moody?s or the equivalent by any other nationally recognized statistical rating organization. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$45.71

Average Daily Volume

49,311

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	DBND
30 Days	9.92%	-0.43%
60 Days	13.83%	-2.71%
90 Days	15.69%	-1.64%
12 Months	52.15%	6.86%

5 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in DBND	Overlap
BAC	A	0.67%	0.56%	0.56%
DFS	B	0.36%	0.49%	0.36%
GS	A	1.8%	0.66%	0.66%
JPM	A	0.66%	0.62%	0.62%
OMF	A	1.34%	0.16%	0.16%

FXO Overweight 96 Positions Relative to DBND

Symbol	Grade	Weight
JHG	A	1.82%
JEF	A	1.81%
KKR	A	1.75%
AGO	B	1.74%
TPG	A	1.73%
WTM	A	1.72%
TROW	B	1.67%
CINF	A	1.66%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
WBS	A	1.48%
MTG	C	1.46%
BPOP	B	1.45%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
COLB	A	1.38%
BX	A	1.37%
SEIC	B	1.36%
FNB	A	1.35%
ACGL	D	1.35%
HLI	B	1.34%
EQH	B	1.31%
LNC	B	1.28%
OZK	B	1.28%
MKL	A	1.26%
RYAN	B	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	B	1.19%
FHN	A	1.18%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
ZION	B	1.15%
MS	A	1.15%
EWBC	A	1.14%
CNA	B	1.14%
WTFC	A	1.1%
MTB	A	1.09%
HBAN	A	1.08%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	A	0.98%
STT	A	0.97%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
HIG	B	0.9%
CB	C	0.9%
AFL	B	0.89%
AMP	A	0.69%
CMA	A	0.68%
OWL	A	0.68%
FHB	A	0.68%
VIRT	B	0.67%
PB	A	0.66%
PNC	B	0.65%
RF	A	0.65%
CFG	B	0.65%
FITB	A	0.64%
TRV	B	0.63%
BOKF	B	0.63%
USB	A	0.63%
BK	A	0.62%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
RJF	A	0.38%
APO	B	0.38%
SF	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	A	0.35%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
PRU	A	0.3%
AJG	B	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	D	0.26%

FXO Underweight 48 Positions Relative to DBND

Symbol	Grade	Weight
UPST	B	-1.79%
COMM	D	-0.77%
BNS	A	-0.68%
ABBV	D	-0.61%
DLTR	F	-0.59%
T	A	-0.48%
CVS	D	-0.42%
CCI	D	-0.38%
BMO	A	-0.38%
MAR	B	-0.38%
CMCSA	B	-0.38%
OC	A	-0.37%
NTAP	C	-0.37%
SO	D	-0.36%
BA	F	-0.35%
KMI	A	-0.35%
ARCC	A	-0.35%
MO	A	-0.34%
DKS	C	-0.34%
GM	B	-0.34%
SYY	B	-0.33%
RPRX	D	-0.32%
EXPE	B	-0.3%
ORCL	B	-0.3%
WTW	B	-0.29%
HCA	F	-0.29%
CCL	B	-0.26%
AAL	B	-0.19%
COTY	F	-0.19%
PENN	C	-0.19%
PFGC	B	-0.19%
POST	C	-0.18%
PK	B	-0.18%
GFF	A	-0.18%
MODV	C	-0.18%
SPH	B	-0.18%
UAL	A	-0.18%
PCG	A	-0.18%
NRG	B	-0.17%
VSCO	B	-0.17%
CHTR	C	-0.17%
CACC	D	-0.16%
UBER	D	-0.16%
BALY	C	-0.16%
SSP	F	-0.16%
OMI	F	-0.16%
GPOR	B	-0.16%
EXC	C	-0.09%