FTXO vs. GINX ETF Comparison

Comparison of First Trust Nasdaq Bank ETF (FTXO) to SGI Enhanced Global Income ETF (GINX)

FTXO

First Trust Nasdaq Bank ETF

FTXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depository receipts that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and weighted based upon their cumulative score on three investing factors: volatility, value and growth. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.17

Average Daily Volume

42,331

Number of Holdings ^*

50

* may have additional holdings in another (foreign) market

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.59

Average Daily Volume

7,089

Number of Holdings ^*

93

* may have additional holdings in another (foreign) market

Performance

Period	FTXO	GINX
30 Days	11.81%	-0.93%
60 Days	16.64%	-0.98%
90 Days	17.19%	-1.34%
12 Months	61.47%

5 Overlapping Holdings

	Symbol	Grade	Weight in FTXO	Weight in GINX	Overlap
	BAC	A	7.85%	0.56%	0.56%
	BPOP	C	0.9%	0.54%	0.54%
	C	A	7.58%	4.18%	4.18%
	CFG	B	3.77%	0.59%	0.59%
	JPM	A	7.5%	0.55%	0.55%

FTXO Overweight 45 Positions Relative to GINX

	Symbol	Grade	Weight
	WFC	A	8.67%
	USB	A	7.42%
	MTB	A	4.32%
	PNC	B	3.91%
	HBAN	A	3.72%
	FCNCA	A	3.69%
	FITB	B	3.54%
	RF	A	3.32%
	KEY	B	2.55%
	WBS	A	1.98%
	FHN	A	1.93%
	EWBC	A	1.6%
	PB	B	1.48%
	PNFP	B	1.35%
	WAL	B	1.22%
	COLB	B	1.16%
	ZION	B	1.15%
	SSB	B	1.14%
	WTFC	A	1.13%
	ONB	C	1.1%
	BOKF	B	1.05%
	SNV	C	1.04%
	OZK	B	0.99%
	UBSI	B	0.97%
	CFR	B	0.83%
	HWC	B	0.79%
	HOMB	A	0.78%
	ABCB	B	0.73%
	UMBF	B	0.69%
	CBSH	B	0.62%
	CATY	B	0.6%
	SFBS	B	0.52%
	IBOC	B	0.52%
	FULT	A	0.52%
	BANF	B	0.51%
	BKU	A	0.51%
	AX	B	0.51%
	CBU	B	0.5%
	FFIN	B	0.5%
	FFBC	B	0.49%
	WSFS	B	0.49%
	PRK	B	0.49%
	TBBK	C	0.46%
	WAFD	B	0.45%
	FBP	C	0.43%

FTXO Underweight 88 Positions Relative to GINX

	Symbol	Grade	Weight
	TAK	D	-3.79%
	INFY	C	-3.7%
	CL	D	-3.68%
	NGG	D	-3.63%
	META	D	-3.44%
	GOOG	C	-3.25%
	UMC	F	-3.15%
	LLY	F	-3.04%
	WCC	B	-3.01%
	QCOM	F	-2.48%
	NTES	C	-2.15%
	MRK	D	-2.11%
	UPS	C	-2.04%
	WIT	B	-1.85%
	LPX	B	-1.62%
	NVO	F	-1.51%
	CBRE	B	-1.37%
	NICE	D	-1.36%
	KOF	F	-1.32%
	CSX	C	-1.3%
	CWEN	C	-1.1%
	LRCX	F	-1.09%
	BRK.A	B	-0.99%
	UNP	C	-0.95%
	KO	D	-0.93%
	MBI	B	-0.92%
	ABBV	F	-0.88%
	PGR	A	-0.78%
	IBN	C	-0.76%
	BBVA	D	-0.75%
	BK	A	-0.66%
	WF	C	-0.62%
	MCK	A	-0.6%
	AXP	A	-0.57%
	TPR	B	-0.57%
	ALL	A	-0.56%
	AEP	C	-0.56%
	TSN	B	-0.55%
	EOG	A	-0.55%
	UFPI	C	-0.54%
	FDX	B	-0.54%
	CIG	B	-0.54%
	MKL	A	-0.54%
	EVRG	A	-0.53%
	TJX	A	-0.53%
	EQH	C	-0.53%
	PRU	A	-0.52%
	SWX	B	-0.52%
	IX	F	-0.52%
	INGR	C	-0.52%
	BBWI	C	-0.52%
	CIB	B	-0.51%
	APH	A	-0.51%
	PSX	C	-0.51%
	JXN	C	-0.51%
	PBR	D	-0.51%
	MA	B	-0.51%
	NFG	A	-0.5%
	UHS	D	-0.5%
	VIPS	F	-0.5%
	COST	A	-0.5%
	TGT	F	-0.5%
	DE	B	-0.49%
	OXY	D	-0.49%
	SAN	D	-0.49%
	DD	C	-0.49%
	ASR	D	-0.49%
	LMT	D	-0.48%
	RPRX	D	-0.48%
	HCA	F	-0.48%
	DUK	C	-0.48%
	SAP	B	-0.48%
	LOGI	D	-0.48%
	RDY	F	-0.47%
	UL	D	-0.47%
	ELV	F	-0.47%
	RIO	D	-0.47%
	BABA	D	-0.46%
	TSM	B	-0.46%
	SHG	C	-0.46%
	AMAT	F	-0.45%
	ZTO	F	-0.44%
	JD	D	-0.44%
	SNN	D	-0.44%
	HMC	F	-0.43%
	TLK	D	-0.43%
	REGN	F	-0.4%
	MPWR	F	-0.31%

FTXO: Top Represented Industries & Keywords

Industries: Banks - Regional - US Banks - Global Savings & Cooperative Banks

Keywords: Bank Banking Commercial Banking Deposit Products Commercial Bank Cash Management Real Estate Loans Cash Management Services Trust Services S&P 500 Individual Retirement Account Internet Banking Investment Bank Banking Services Deposit Services Financial Products Wealth Management Services Asset Management Services Investment Banking Mobile Banking

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Drug Manufacturers - Major Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services

Keywords: S&P 500 Bank Banking Nasdaq 100 Investment Banking Natural Gas Financial Products Insurance Cash Management Electricity Investment Bank Pharmaceutical Products Integrated Circuits Investment Product Securities Brokerage Semiconductor Asset Management Asset Management Services Commercial Banking Computing