FXR vs. SMN ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to ProShares UltraShort Basic Materials (SMN)
FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings *

137

* may have additional holdings in another (foreign) market
SMN

ProShares UltraShort Basic Materials

SMN Description The investment seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the Dow Jones U.S. Basic MaterialsSM Index. The fund invests in derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times the inverse (-2x) of the daily return of the index. The index measures the performance of the basic materials sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$13.56

Average Daily Volume

3,852

Number of Holdings *

43

* may have additional holdings in another (foreign) market
Performance
Period FXR SMN
30 Days 7.85% 3.94%
60 Days 9.12% 1.90%
90 Days 12.26% -1.90%
12 Months 40.52% -23.79%
5 Overlapping Holdings
Symbol Grade Weight in FXR Weight in SMN Overlap
ATI D 0.38% 0.37% 0.37%
AXTA A 0.25% 1.0% 0.25%
DOW F 0.37% 6.27% 0.37%
PPG F 0.42% 4.81% 0.42%
RPM A 0.25% 1.53% 0.25%
FXR Overweight 132 Positions Relative to SMN
Symbol Grade Weight
AXON A 1.77%
SYF B 1.52%
WCC B 1.45%
AAON B 1.44%
SNA A 1.44%
FICO B 1.4%
MDU D 1.38%
PCAR B 1.36%
G B 1.35%
EME C 1.35%
GPN B 1.33%
FIX A 1.32%
HWM A 1.32%
OSK B 1.3%
FOUR B 1.3%
OC A 1.29%
AL B 1.27%
PWR A 1.27%
HEI B 1.24%
AXP A 1.24%
URI B 1.23%
TT A 1.23%
LPX B 1.22%
CNH C 1.12%
ALSN B 1.1%
SON D 1.08%
LMT D 1.08%
GTES A 1.07%
GNRC B 1.06%
FI A 1.06%
VNT B 1.04%
R B 1.03%
TTEK F 1.02%
MLM B 0.99%
SNDR B 0.97%
EXP A 0.96%
FDX B 0.96%
CTAS B 0.95%
ADTN A 0.93%
MSM C 0.9%
CSL C 0.9%
CXT B 0.89%
TXT D 0.88%
BERY B 0.88%
GPK C 0.87%
BC C 0.87%
MMM D 0.87%
VSTS C 0.86%
TRU D 0.86%
BAH F 0.86%
COF B 0.86%
TDG D 0.85%
AGCO D 0.85%
GE D 0.85%
AYI B 0.84%
BLDR D 0.84%
BWXT B 0.83%
AWI A 0.82%
PKG A 0.77%
TDY B 0.76%
ZBRA B 0.75%
JBHT C 0.75%
NVT B 0.74%
DOV A 0.74%
KEX C 0.74%
KNX B 0.73%
DCI B 0.73%
LII A 0.72%
SLGN A 0.72%
EEFT B 0.72%
CSX B 0.72%
SHW A 0.71%
CAT B 0.69%
MIDD C 0.68%
HII D 0.67%
SSD D 0.67%
DE A 0.66%
VLTO D 0.65%
SPR D 0.65%
EFX F 0.63%
BLD D 0.63%
WU D 0.62%
SAIA B 0.56%
SQ B 0.56%
ESAB B 0.54%
GXO B 0.52%
CMI A 0.51%
GWW B 0.51%
PYPL B 0.5%
RHI B 0.5%
LECO B 0.49%
PNR A 0.49%
ATR B 0.49%
IEX B 0.48%
J F 0.48%
AZEK A 0.45%
GD F 0.44%
UPS C 0.44%
SEE C 0.44%
CNM D 0.43%
TTC D 0.43%
FTV C 0.43%
CARR D 0.42%
AMCR D 0.41%
FCN D 0.39%
AOS F 0.37%
WMS D 0.37%
EMR A 0.27%
FLS B 0.26%
ADP B 0.25%
CW B 0.25%
PH A 0.25%
HON B 0.25%
AME A 0.25%
VMC B 0.25%
LHX C 0.24%
WAB B 0.24%
WWD B 0.23%
ITT A 0.23%
GGG B 0.23%
UNP C 0.22%
KEYS A 0.22%
ALLE D 0.22%
MSA D 0.22%
JKHY D 0.22%
NDSN B 0.22%
LSTR D 0.22%
BALL D 0.21%
EXPD D 0.21%
LFUS F 0.21%
MAS D 0.21%
FBIN D 0.19%
FXR Underweight 38 Positions Relative to SMN
Symbol Grade Weight
LIN D -18.22%
APD A -8.28%
ECL D -7.77%
DD D -7.23%
NEM D -5.65%
LYB F -3.74%
CTVA C -3.36%
FCX D -2.96%
NUE C -2.59%
IFF D -2.28%
CE F -2.25%
FMC D -2.05%
EMN D -1.67%
CF B -1.59%
ALB C -1.36%
RS B -1.28%
MOS F -1.21%
RGLD C -1.17%
STLD B -1.13%
HUN F -0.74%
ASH D -0.73%
SMG D -0.7%
VVV F -0.64%
NGVT B -0.55%
NEU C -0.55%
AA B -0.52%
OLN D -0.45%
CC C -0.45%
ESI A -0.44%
SXT B -0.44%
CMC B -0.41%
FUL F -0.4%
CBT C -0.4%
WLK D -0.39%
CRS A -0.35%
X C -0.28%
WOR F -0.24%
BTU B -0.1%
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