FXO vs. TSME ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to Thrivent Small-Mid Cap ESG ETF (TSME)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.42

Average Daily Volume

54,562

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

TSME

Thrivent Small-Mid Cap ESG ETF

TSME Description

Thrivent Small-Mid Cap ESG ETF is an exchange traded fund launched and managed by Thrivent Asset Management, LLC. It invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across diversified market capitalization, within the market capitalization range of the Russell 2500 Index or the S&P MidCap Index. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis to create its portfolio. Thrivent Small-Mid Cap ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$39.34

Average Daily Volume

57,352

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	TSME
30 Days	7.73%	7.14%
60 Days	12.20%	8.05%
90 Days	14.01%	11.01%
12 Months	49.93%	40.50%

5 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in TSME	Overlap
ACGL	C	1.35%	1.21%	1.21%
FNB	A	1.35%	1.65%	1.35%
OMF	A	1.34%	1.62%	1.34%
RJF	A	0.38%	1.56%	0.38%
TPG	A	1.73%	1.7%	1.7%

FXO Overweight 96 Positions Relative to TSME

Symbol	Grade	Weight
JHG	B	1.82%
JEF	A	1.81%
GS	A	1.8%
KKR	A	1.75%
AGO	B	1.74%
WTM	A	1.72%
TROW	B	1.67%
CINF	A	1.66%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
WBS	A	1.48%
MTG	C	1.46%
BPOP	C	1.45%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
COLB	B	1.38%
BX	A	1.37%
SEIC	B	1.36%
HLI	A	1.34%
EQH	C	1.31%
LNC	C	1.28%
OZK	B	1.28%
MKL	A	1.26%
RYAN	A	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	C	1.19%
FHN	A	1.18%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
ZION	B	1.15%
MS	A	1.15%
EWBC	A	1.14%
CNA	C	1.14%
WTFC	A	1.1%
MTB	A	1.09%
HBAN	A	1.08%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	B	0.98%
STT	B	0.97%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
HIG	B	0.9%
CB	C	0.9%
AFL	B	0.89%
AMP	A	0.69%
CMA	B	0.68%
OWL	A	0.68%
FHB	B	0.68%
VIRT	A	0.67%
BAC	A	0.67%
PB	B	0.66%
JPM	A	0.66%
PNC	B	0.65%
RF	A	0.65%
CFG	B	0.65%
FITB	B	0.64%
TRV	B	0.63%
BOKF	B	0.63%
USB	A	0.63%
BK	A	0.62%
WRB	A	0.61%
ORI	A	0.61%
WAL	B	0.61%
VOYA	B	0.59%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
CFR	B	0.36%
PNFP	B	0.36%
CBSH	B	0.35%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
PRU	A	0.3%
AJG	A	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	C	0.26%

FXO Underweight 57 Positions Relative to TSME

Symbol	Grade	Weight
FICO	B	-2.17%
NVR	D	-2.1%
TKR	D	-2.09%
NSIT	F	-2.08%
SN	D	-2.03%
LH	B	-1.97%
BANR	B	-1.85%
NVT	B	-1.84%
MOD	A	-1.82%
TSCO	D	-1.8%
EFSC	B	-1.79%
RRX	B	-1.77%
PATK	C	-1.77%
PWR	A	-1.77%
TECH	F	-1.75%
SKY	A	-1.73%
LFUS	D	-1.73%
WH	B	-1.72%
GTES	A	-1.72%
NI	A	-1.7%
ZBRA	B	-1.65%
TRU	D	-1.63%
SNV	C	-1.61%
STLD	B	-1.59%
CECO	B	-1.55%
ESI	B	-1.54%
BELFB	C	-1.54%
TFIN	B	-1.52%
SAIA	B	-1.49%
EMN	C	-1.47%
CNM	D	-1.47%
LMB	B	-1.46%
B	A	-1.45%
WMS	F	-1.45%
KD	B	-1.45%
FTI	A	-1.44%
ICLR	D	-1.44%
NSA	C	-1.42%
ASGN	F	-1.41%
WCC	B	-1.4%
REXR	F	-1.39%
EXR	C	-1.37%
SUM	B	-1.33%
GO	C	-1.21%
GPI	B	-1.21%
ALGN	D	-1.2%
ENTG	D	-1.16%
KNSL	B	-1.14%
NGVT	B	-1.12%
DAR	C	-1.09%
COHR	B	-1.06%
HAE	C	-1.05%
IBP	D	-1.03%
COTY	F	-1.03%
PGNY	F	-0.94%
MRVI	F	-0.94%
LSCC	D	-0.64%