FXO vs. RDVY ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to First Trust NASDAQ Rising Dividend Achievers ETF (RDVY)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$45.34

Average Daily Volume

76,038

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

RDVY

First Trust NASDAQ Rising Dividend Achievers ETF

RDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fees and expenses) of the NASDAQ US Rising Dividend Achievers Index. The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in securities that comprise the index. The index is composed of the securities of 50 companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future. The index is designed to provide access to a diversified portfolio of small, mid and large capitalization income producing securities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$53.27

Average Daily Volume

712,878

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	RDVY
30 Days	-3.55%	-4.59%
60 Days	1.76%	-0.11%
90 Days	5.53%	3.88%
12 Months	31.92%	23.02%

12 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in RDVY	Overlap
AFL	A	0.97%	1.96%	0.97%
BAC	A	1.0%	2.06%	1.0%
CB	B	0.95%	1.95%	0.95%
EQH	A	0.97%	2.1%	0.97%
EWBC	A	0.94%	1.94%	0.94%
FITB	A	0.69%	1.98%	0.69%
HIG	C	0.96%	1.99%	0.96%
JPM	A	0.66%	1.94%	0.66%
MTB	A	1.4%	2.02%	1.4%
MTG	B	1.57%	1.9%	1.57%
RF	B	0.91%	2.03%	0.91%
SLM	A	1.74%	2.06%	1.74%

FXO Overweight 89 Positions Relative to RDVY

Symbol	Grade	Weight
PGR	A	1.79%
OZK	A	1.76%
ACGL	A	1.76%
APO	C	1.75%
OWL	A	1.72%
FCNCA	A	1.72%
CINF	B	1.69%
KKR	C	1.69%
JHG	C	1.68%
BRK.A	C	1.68%
AMG	C	1.67%
UNM	A	1.67%
WTM	A	1.66%
RNR	C	1.62%
EG	D	1.61%
NU	C	1.59%
TROW	D	1.59%
AGO	D	1.57%
COLB	B	1.37%
OMF	A	1.37%
C	A	1.37%
ALLY	B	1.36%
L	A	1.36%
MKL	B	1.35%
HBAN	A	1.35%
FHN	A	1.34%
FNB	B	1.34%
CMA	B	1.33%
AIG	A	1.33%
STT	C	1.33%
BRO	C	1.31%
AMP	C	1.29%
RYAN	B	1.28%
BEN	F	1.25%
WBS	D	1.23%
KNSL	F	1.23%
ARES	B	1.02%
VIRT	A	1.02%
LPLA	A	1.0%
BK	A	0.99%
FHB	A	0.99%
BOKF	A	0.98%
WTFC	C	0.95%
ZION	A	0.95%
CFG	A	0.95%
PNFP	D	0.94%
SEIC	C	0.92%
WAL	C	0.92%
LNC	D	0.89%
PRI	D	0.85%
WFC	A	0.73%
GS	A	0.7%
BPOP	A	0.69%
MORN	D	0.68%
PNC	A	0.68%
RGA	A	0.68%
ORI	A	0.68%
TPG	C	0.68%
NTRS	C	0.66%
FAF	D	0.66%
PB	A	0.66%
AXS	C	0.66%
WTW	C	0.66%
USB	C	0.64%
SNV	C	0.63%
UWMC	C	0.61%
RKT	C	0.6%
GL	D	0.45%
CFR	B	0.34%
CBSH	A	0.34%
RJF	B	0.33%
MS	A	0.33%
SF	A	0.33%
JEF	B	0.33%
FNF	C	0.32%
STWD	D	0.32%
CBOE	C	0.32%
TW	B	0.32%
KEY	C	0.31%
TRV	C	0.31%
VOYA	B	0.31%
AIZ	C	0.31%
AFG	C	0.31%
CRBG	B	0.31%
AJG	C	0.31%
PRU	B	0.31%
WRB	D	0.3%
BLK	D	0.3%
XP	F	0.26%

FXO Underweight 38 Positions Relative to RDVY

Symbol	Grade	Weight
EOG	B	-2.19%
MGY	B	-2.19%
XOM	B	-2.17%
JXN	A	-2.14%
COF	A	-2.13%
CHK	B	-2.13%
DFS	B	-2.11%
ELV	A	-2.08%
NUE	D	-2.06%
CRC	D	-2.03%
AXP	A	-2.03%
MLI	A	-2.03%
RS	D	-2.03%
OMC	A	-2.02%
WSM	A	-2.01%
STLD	D	-2.01%
ODFL	F	-2.01%
CSCO	D	-2.0%
SYF	A	-1.99%
LRCX	D	-1.99%
AMAT	D	-1.99%
MSFT	C	-1.98%
LEN	D	-1.98%
GRMN	A	-1.97%
QCOM	C	-1.97%
AAPL	F	-1.97%
NKE	F	-1.96%
PCAR	D	-1.96%
DHI	D	-1.96%
MA	D	-1.95%
V	C	-1.95%
CF	D	-1.94%
KLAC	C	-1.92%
IPG	F	-1.91%
RDN	C	-1.9%
SNA	D	-1.84%
CTSH	D	-1.82%
ACN	F	-1.72%