FXO vs. NUMV ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to NuShares ESG Mid-Cap Value ETF (NUMV)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.96

Average Daily Volume

55,671

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

NUMV

NuShares ESG Mid-Cap Value ETF

NUMV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Mid-Cap Value Index.

Grade (RS Rating)

Last Trade

$36.76

Average Daily Volume

29,510

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	NUMV
30 Days	1.06%	3.35%
60 Days	2.62%	4.91%
90 Days	10.69%	11.33%
12 Months	38.10%	28.85%

11 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in NUMV	Overlap
ACGL	B	1.65%	0.11%	0.11%
AIZ	B	0.66%	1.44%	0.66%
ALLY	F	1.32%	0.97%	0.97%
CBOE	C	0.35%	1.71%	0.35%
CFG	D	0.67%	0.06%	0.06%
EQH	C	1.18%	0.23%	0.23%
FITB	B	0.68%	0.73%	0.68%
HBAN	B	1.29%	1.62%	1.29%
HIG	B	1.03%	2.01%	1.03%
NTRS	C	0.31%	0.68%	0.31%
STT	B	1.08%	0.72%	0.72%

FXO Overweight 90 Positions Relative to NUMV

Symbol	Grade	Weight
KKR	B	1.89%
JEF	C	1.87%
PGR	C	1.84%
MTG	B	1.78%
RNR	B	1.75%
NU	C	1.72%
CINF	C	1.72%
AMG	C	1.72%
BRK.A	C	1.69%
JHG	B	1.69%
GS	B	1.67%
AGO	D	1.57%
APO	B	1.54%
EG	B	1.52%
COLB	B	1.51%
MKL	C	1.5%
GL	D	1.49%
TROW	C	1.43%
WTM	F	1.42%
ALL	C	1.36%
MTB	C	1.35%
BPOP	C	1.32%
BRO	C	1.29%
TPG	C	1.28%
UNM	B	1.27%
WAL	B	1.26%
WBS	C	1.26%
RYAN	C	1.23%
FNB	D	1.22%
SEIC	B	1.22%
OZK	F	1.22%
L	D	1.21%
OMF	D	1.18%
MS	B	1.18%
LPLA	D	1.18%
LNC	C	1.17%
AIG	D	1.13%
AFL	A	1.08%
CMA	C	1.07%
BEN	F	1.06%
FCNCA	D	1.03%
TW	B	1.02%
EWBC	C	1.02%
CB	B	1.02%
ZION	D	1.0%
AXS	B	0.99%
AGNC	B	0.99%
AJG	D	0.98%
CNA	D	0.98%
AMP	B	0.97%
OWL	B	0.95%
FHN	D	0.92%
C	C	0.89%
CRBG	C	0.86%
VIRT	C	0.8%
PNFP	C	0.71%
FAF	B	0.7%
PB	D	0.69%
BK	B	0.68%
PNC	C	0.68%
USB	C	0.67%
BOKF	C	0.67%
HLI	C	0.67%
ARES	B	0.67%
RF	B	0.66%
FHB	D	0.66%
ORI	B	0.65%
WTFC	C	0.64%
SLM	C	0.6%
BAC	D	0.58%
WFC	D	0.53%
COIN	F	0.43%
BX	C	0.37%
KEY	C	0.35%
UWMC	D	0.35%
FNF	B	0.35%
MCO	C	0.33%
TRV	C	0.33%
AFG	C	0.32%
STWD	B	0.32%
XP	D	0.32%
SNV	D	0.32%
CFR	C	0.32%
MORN	C	0.31%
VOYA	B	0.31%
WRB	D	0.31%
JPM	D	0.3%
RGA	C	0.3%
MMC	C	0.3%
SCHW	D	0.25%

FXO Underweight 77 Positions Relative to NUMV

Symbol	Grade	Weight
OKE	C	-2.49%
URI	B	-2.41%
IRM	C	-2.02%
PHM	B	-2.0%
BKR	C	-1.97%
AWK	C	-1.89%
FSLR	C	-1.85%
IFF	A	-1.84%
CAH	C	-1.79%
ES	B	-1.74%
PFG	B	-1.73%
STE	B	-1.71%
ATO	B	-1.71%
LYB	D	-1.7%
AVTR	C	-1.67%
K	A	-1.65%
BXP	C	-1.64%
SOLV	D	-1.62%
WPC	C	-1.61%
BALL	C	-1.6%
NI	B	-1.6%
HST	D	-1.57%
ALLE	B	-1.57%
DOC	B	-1.56%
BR	C	-1.54%
WTW	B	-1.53%
NTAP	D	-1.52%
OC	C	-1.48%
HPE	C	-1.45%
BG	F	-1.44%
WTRG	D	-1.39%
EXPD	B	-1.38%
TRMB	C	-1.37%
CBRE	B	-1.33%
HOOD	C	-1.31%
PPG	C	-1.27%
ARE	C	-1.27%
HOLX	D	-1.24%
IPG	C	-1.21%
GPC	D	-1.16%
LKQ	F	-1.16%
KEYS	B	-1.15%
XYL	C	-1.12%
PNR	B	-1.09%
MKC	C	-0.92%
FOX	B	-0.91%
IR	B	-0.88%
AKAM	D	-0.87%
ULTA	D	-0.82%
APTV	D	-0.8%
CHD	C	-0.8%
STLD	C	-0.78%
MKTX	D	-0.72%
CCK	B	-0.69%
KMX	D	-0.68%
POOL	C	-0.66%
JBHT	D	-0.57%
NDAQ	C	-0.56%
CNH	C	-0.56%
HRL	F	-0.53%
CAG	B	-0.52%
DOV	B	-0.47%
DGX	B	-0.42%
BBWI	D	-0.34%
IEX	C	-0.32%
DFS	C	-0.29%
SYF	C	-0.21%
CHRW	B	-0.16%
CLX	C	-0.16%
WDC	C	-0.15%
J	A	-0.08%
REG	C	-0.03%
PARA	D	-0.03%
AVB	C	-0.02%
KIM	C	-0.02%
TTC	F	-0.02%
AVY	C	-0.01%