FTC vs. LVOL ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to American Century Low Volatility ETF (LVOL)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

LVOL

American Century Low Volatility ETF

LVOL Description

The investment seeks capital appreciation. The fund generally invests in common stocks of U.S. companies that have a market capitalization greater than $2 billion. It seeks to deliver a lower realized portfolio volatility than its benchmark, the S&P 500® Index, by utilizing a stock selection process that expands on traditional measures of price volatility by including measures of asymmetric volatility and seeking securities of businesses that demonstrate consistent cash-flows, stable operations, and strong balance sheets. The fund is an actively managed ETF that does not seek to replicate the performance of a specified index.

Grade (RS Rating)

Last Trade

$56.03

Average Daily Volume

251

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTC	LVOL
30 Days	9.08%	2.27%
60 Days	12.23%	3.47%
90 Days	15.96%	5.50%
12 Months	42.15%	22.98%

47 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in LVOL	Overlap
AAPL	C	0.33%	7.14%	0.33%
ADP	B	0.18%	0.31%	0.18%
ADSK	A	0.37%	0.78%	0.37%
AMGN	D	0.31%	0.13%	0.13%
AMP	A	0.8%	0.71%	0.71%
AMZN	C	0.38%	2.81%	0.38%
APH	A	0.37%	1.91%	0.37%
AVB	B	0.16%	0.24%	0.16%
BKNG	A	0.57%	0.2%	0.2%
BR	A	0.51%	0.3%	0.3%
BRK.A	B	0.49%	2.51%	0.49%
BSX	B	0.7%	1.12%	0.7%
CL	D	0.43%	0.87%	0.43%
COST	B	0.69%	1.78%	0.69%
CRM	B	0.2%	0.51%	0.2%
CTAS	B	0.7%	1.82%	0.7%
DOV	A	0.35%	0.78%	0.35%
ECL	D	0.47%	0.91%	0.47%
FAST	B	0.19%	0.55%	0.19%
FI	A	0.78%	1.03%	0.78%
GOOGL	C	0.17%	2.38%	0.17%
GWW	B	0.55%	0.55%	0.55%
HLT	A	0.53%	0.15%	0.15%
IBM	C	0.63%	0.42%	0.42%
IT	C	0.35%	0.45%	0.35%
ITW	B	0.17%	0.8%	0.17%
KMB	D	0.15%	0.53%	0.15%
KO	D	0.29%	0.19%	0.19%
LIN	D	0.15%	2.44%	0.15%
MA	C	0.17%	2.62%	0.17%
MCD	D	0.33%	0.52%	0.33%
MCO	B	0.49%	0.85%	0.49%
MMC	B	0.33%	1.84%	0.33%
MSCI	C	0.17%	0.16%	0.16%
MSI	B	0.73%	0.89%	0.73%
NOW	A	0.77%	0.35%	0.35%
NTAP	C	0.47%	0.39%	0.39%
OTIS	C	0.32%	0.38%	0.32%
PAYX	C	0.18%	1.29%	0.18%
PG	A	0.16%	2.68%	0.16%
PH	A	0.74%	0.36%	0.36%
PSA	D	0.44%	0.57%	0.44%
RSG	A	0.35%	1.03%	0.35%
SHW	A	0.68%	0.97%	0.68%
SPGI	C	0.48%	1.53%	0.48%
SYK	C	0.17%	0.58%	0.17%
WM	A	0.17%	0.85%	0.17%

FTC Overweight 139 Positions Relative to LVOL

Symbol	Grade	Weight
APP	B	1.81%
PLTR	B	1.32%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
VRT	B	1.01%
DASH	A	1.01%
FICO	B	1.0%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
KKR	A	0.96%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
UTHR	C	0.9%
BK	A	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
TT	A	0.88%
HEI	B	0.88%
URI	B	0.87%
CPNG	D	0.86%
ALL	A	0.86%
PGR	A	0.85%
BURL	A	0.85%
NRG	B	0.84%
THC	D	0.82%
VTR	C	0.82%
NVDA	C	0.81%
GRMN	B	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
ACGL	D	0.74%
GEN	B	0.73%
ORCL	B	0.73%
CEG	D	0.72%
PCG	A	0.71%
HCA	F	0.71%
PM	B	0.7%
BRO	B	0.7%
LII	A	0.68%
ANET	C	0.67%
META	D	0.67%
AVGO	D	0.66%
CAT	B	0.66%
PEG	A	0.65%
FSLR	F	0.65%
APO	B	0.64%
ERIE	D	0.63%
GE	D	0.63%
RMD	C	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
NEE	D	0.59%
TDG	D	0.59%
NFLX	A	0.57%
TTD	B	0.56%
DECK	A	0.54%
CASY	A	0.53%
ISRG	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
COIN	C	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
TJX	A	0.5%
HUBB	B	0.5%
CSL	C	0.49%
MANH	D	0.48%
SO	D	0.47%
LVS	C	0.47%
ICE	C	0.47%
UBER	D	0.46%
TSCO	D	0.46%
VLTO	D	0.45%
XYL	D	0.44%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
TSLA	B	0.4%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
PANW	C	0.38%
ARES	A	0.36%
MO	A	0.36%
ETN	A	0.36%
IR	B	0.35%
SPG	B	0.35%
ORLY	B	0.35%
ROL	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
CBOE	B	0.32%
RIVN	F	0.31%
VICI	C	0.31%
LLY	F	0.3%
BLD	D	0.3%
EXR	D	0.3%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
CRWD	B	0.2%
AON	A	0.18%
MKL	A	0.18%
DLR	B	0.18%
WDAY	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
CHD	B	0.17%
CMG	B	0.17%
VRTX	F	0.17%
WAT	B	0.17%
DKNG	B	0.17%
MU	D	0.16%
QCOM	F	0.16%
EQIX	A	0.16%
SBAC	D	0.15%
GLPI	C	0.15%
CCI	D	0.14%
A	D	0.14%
ZTS	D	0.14%
MTD	D	0.13%
KLAC	D	0.13%

FTC Underweight 51 Positions Relative to LVOL

Symbol	Grade	Weight
MSFT	F	-7.55%
V	A	-3.19%
CSCO	B	-2.62%
ACN	C	-2.46%
HD	A	-2.42%
JNJ	D	-2.14%
MDT	D	-1.64%
MRK	F	-1.45%
CTSH	B	-1.44%
INTU	C	-1.43%
ABT	B	-1.35%
HON	B	-1.31%
PTC	A	-1.26%
DOX	D	-1.21%
PEP	F	-1.0%
WMT	A	-0.87%
GD	F	-0.87%
EA	A	-0.77%
ROP	B	-0.75%
GOOG	C	-0.75%
LOW	D	-0.68%
TDY	B	-0.67%
HIG	B	-0.66%
CB	C	-0.64%
BLK	C	-0.63%
NDSN	B	-0.55%
VRSK	A	-0.46%
YUM	B	-0.43%
SNA	A	-0.41%
CMCSA	B	-0.41%
IEX	B	-0.32%
BMY	B	-0.27%
PKG	A	-0.25%
ABBV	D	-0.25%
CMI	A	-0.24%
ZBH	C	-0.22%
HOLX	D	-0.21%
FDS	B	-0.18%
MNST	C	-0.18%
AVY	D	-0.18%
MDLZ	F	-0.18%
VRSN	F	-0.18%
MAS	D	-0.18%
FFIV	B	-0.16%
TROW	B	-0.16%
JKHY	D	-0.14%
CW	B	-0.12%
GGG	B	-0.08%
LSTR	D	-0.08%
DCI	B	-0.08%
CHE	D	-0.07%