DFNV vs. SMOT ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to VanEck MorVanEck Morningstar SMID Moat ETFningstar SMID Moat ETF (SMOT)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.99

Average Daily Volume

20,580

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMOT

VanEck MorVanEck Morningstar SMID Moat ETFningstar SMID Moat ETF

SMOT Description

VanEck Morningstar SMID Moat ETF is an exchange traded fund launched and managed by Van Eck Associates Corporation. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It seeks to track the performance of the Morningstar US Small-Mid Cap Moat Focus Index, by using full replication technique. VanEck Morningstar SMID Moat ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$36.84

Average Daily Volume

72,156

Number of Holdings ^*

104

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	SMOT
30 Days	8.99%	5.56%
60 Days	10.78%	6.66%
90 Days	13.77%	8.54%
12 Months	41.35%	29.96%

17 Overlapping Holdings

Symbol	Grade	Weight in DFNV	Weight in SMOT	Overlap
ADSK	A	1.24%	0.79%	0.79%
DASH	A	1.52%	1.68%	1.52%
EXPE	B	0.84%	1.75%	0.84%
FFIV	B	0.59%	0.83%	0.59%
HAS	D	0.44%	1.18%	0.44%
LYFT	C	0.46%	1.52%	0.46%
MAT	D	0.36%	0.64%	0.36%
MCHP	D	0.78%	0.51%	0.51%
PINS	D	0.69%	0.61%	0.61%
RBLX	C	0.99%	0.69%	0.69%
RMD	C	0.8%	0.64%	0.64%
SMAR	A	0.51%	0.67%	0.51%
SWKS	F	0.51%	0.5%	0.5%
VEEV	C	0.95%	1.22%	0.95%
WDAY	B	1.12%	0.74%	0.74%
ZM	B	0.75%	0.72%	0.72%
ZS	C	0.95%	0.77%	0.77%

DFNV Overweight 82 Positions Relative to SMOT

Symbol	Grade	Weight
AAPL	C	8.05%
AVGO	D	3.96%
APP	B	3.13%
CRM	B	2.84%
NOW	A	2.71%
ABBV	D	2.59%
JNJ	D	2.48%
PLTR	B	2.42%
ADBE	C	2.24%
INTU	C	2.15%
IBM	C	2.11%
QCOM	F	2.09%
BMY	B	2.0%
PANW	C	1.94%
GILD	C	1.86%
SPOT	B	1.84%
UBER	D	1.82%
CRWD	B	1.74%
AMGN	D	1.56%
ANET	C	1.55%
MSI	B	1.53%
FTNT	C	1.51%
VRT	B	1.37%
TEAM	A	1.36%
PYPL	B	1.35%
DDOG	A	1.22%
TTD	B	1.22%
MMM	D	1.22%
SNOW	C	1.17%
EA	A	1.13%
UI	A	1.0%
NTAP	C	0.85%
DOCU	A	0.79%
NTNX	A	0.76%
PTC	A	0.75%
DUOL	A	0.75%
MANH	D	0.72%
PSTG	D	0.69%
GEN	B	0.67%
DT	C	0.63%
VRSN	F	0.57%
PCTY	B	0.55%
PEGA	A	0.53%
NBIX	C	0.53%
JKHY	D	0.51%
GNRC	B	0.48%
SOLV	C	0.48%
CVLT	B	0.47%
DBX	B	0.47%
JAZZ	B	0.42%
ALTR	B	0.41%
ETSY	D	0.4%
MTCH	D	0.4%
PATH	C	0.39%
QLYS	C	0.39%
NYT	C	0.39%
PI	D	0.36%
CWAN	B	0.35%
BOX	B	0.35%
TENB	C	0.35%
ENPH	F	0.32%
CRUS	D	0.32%
ZETA	D	0.32%
QRVO	F	0.3%
HALO	F	0.3%
ALKS	B	0.29%
BL	B	0.26%
VERX	B	0.24%
PLTK	B	0.23%
IGT	F	0.23%
ALRM	C	0.22%
PRGS	A	0.21%
RNG	B	0.21%
TDC	D	0.21%
FLNC	C	0.2%
RPD	C	0.19%
AMZN	C	0.19%
ACAD	D	0.19%
PTGX	C	0.17%
YELP	C	0.17%
YOU	D	0.17%
CMPR	D	0.14%

DFNV Underweight 87 Positions Relative to SMOT

Symbol	Grade	Weight
LAD	A	-1.82%
CCL	B	-1.75%
SQ	B	-1.73%
DFS	B	-1.7%
LYV	A	-1.69%
NCLH	B	-1.66%
COF	B	-1.65%
LPLA	A	-1.62%
CG	A	-1.6%
TPR	B	-1.58%
WH	B	-1.53%
WCC	B	-1.51%
SEIC	B	-1.47%
ABG	B	-1.46%
NET	B	-1.46%
NI	A	-1.42%
SMG	D	-1.38%
TRU	D	-1.36%
KMX	B	-1.35%
SSNC	B	-1.33%
ALLE	D	-1.3%
CTSH	B	-1.3%
CTVA	C	-1.29%
BC	C	-1.28%
OMC	C	-1.27%
DD	D	-1.25%
EMN	D	-1.24%
SEE	C	-1.21%
LFUS	F	-1.18%
GNTX	C	-1.15%
RVTY	F	-1.13%
CCI	D	-1.1%
WU	D	-1.08%
LYB	F	-1.07%
ST	F	-1.07%
IFF	D	-1.04%
CNC	D	-1.03%
IQV	D	-1.03%
DOW	F	-1.02%
ALSN	B	-0.99%
HII	D	-0.98%
RJF	A	-0.86%
CMA	A	-0.83%
TFC	A	-0.79%
ETR	B	-0.75%
JLL	D	-0.75%
LH	C	-0.74%
INCY	C	-0.74%
GTLS	B	-0.73%
GPN	B	-0.72%
VNT	B	-0.72%
ESTC	C	-0.71%
WEC	A	-0.71%
EVRG	A	-0.69%
IVZ	B	-0.68%
OTIS	C	-0.67%
DKNG	B	-0.67%
ZBH	C	-0.66%
MAS	D	-0.66%
ROK	B	-0.66%
FBIN	D	-0.64%
HES	B	-0.64%
MKTX	D	-0.64%
POR	C	-0.64%
WMG	C	-0.64%
KVUE	A	-0.63%
BWA	D	-0.63%
AN	C	-0.63%
FTV	C	-0.6%
EFX	F	-0.6%
WYNN	D	-0.59%
MSM	C	-0.59%
GEHC	F	-0.58%
RPRX	D	-0.57%
A	D	-0.56%
DVN	F	-0.54%
KHC	F	-0.54%
CPB	D	-0.54%
IPG	D	-0.54%
TNET	D	-0.53%
DINO	D	-0.53%
CRL	C	-0.52%
BAX	D	-0.51%
BBWI	D	-0.48%
TER	D	-0.48%
IONS	F	-0.48%
CE	F	-0.37%