AIEQ vs. DFNV ETF Comparison

Comparison of AI Powered Equity ETF (AIEQ) to TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV)

AIEQ

AI Powered Equity ETF

AIEQ Description

The investment seeks capital appreciation. The fund is actively managed and invests primarily in equity securities listed on a U.S. exchange based on the results of a proprietary, quantitative model (the EquBot Model) developed by EquBot LLC (EquBot) that runs on the IBM Watson? platform. EquBot, the fund's sub-adviser, is a technology based company focused on applying artificial intelligence (AI) based solutions to investment analyses. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$41.04

Average Daily Volume

7,303

Number of Holdings ^*

136

* may have additional holdings in another (foreign) market

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.88

Average Daily Volume

20,590

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AIEQ	DFNV
30 Days	7.36%	5.72%
60 Days	9.84%	9.66%
90 Days	10.93%	12.32%
12 Months	33.64%	39.55%

18 Overlapping Holdings

Symbol	Grade	Weight in AIEQ	Weight in DFNV	Overlap
AMZN	C	3.9%	0.2%	0.2%
APP	B	1.73%	2.69%	1.73%
AVGO	D	3.35%	4.14%	3.35%
CRWD	B	2.94%	1.7%	1.7%
DASH	B	0.93%	1.53%	0.93%
ENPH	F	0.43%	0.3%	0.3%
ETSY	D	0.43%	0.42%	0.42%
GNRC	C	0.36%	0.5%	0.36%
HALO	F	0.25%	0.38%	0.25%
JAZZ	B	0.14%	0.44%	0.14%
NBIX	C	0.17%	0.53%	0.17%
PLTR	B	2.62%	2.33%	2.33%
PSTG	D	0.5%	0.68%	0.5%
QRVO	F	0.59%	0.29%	0.29%
SNOW	B	1.34%	1.17%	1.17%
TEAM	A	0.92%	1.38%	0.92%
TENB	C	0.16%	0.36%	0.16%
ZS	B	1.02%	0.98%	0.98%

AIEQ Overweight 118 Positions Relative to DFNV

Symbol	Grade	Weight
NVDA	B	4.07%
INTC	C	3.77%
GS	A	3.64%
GOOGL	C	3.4%
DIS	B	2.63%
ISRG	A	2.6%
NKE	F	2.52%
VRTX	D	2.27%
ELV	F	2.24%
APH	A	2.2%
CVX	A	2.09%
FI	A	2.08%
VST	A	1.88%
BA	F	1.65%
CHTR	C	1.38%
EMR	B	1.37%
FANG	C	1.32%
UPS	C	1.28%
EW	C	1.02%
LPLA	A	1.01%
HST	C	0.98%
F	C	0.95%
RCL	A	0.94%
DXCM	C	0.94%
LVS	B	0.89%
TDG	D	0.87%
HWM	A	0.82%
SQ	A	0.81%
HPE	B	0.77%
FSLR	F	0.77%
DFS	B	0.72%
EL	F	0.72%
BIIB	F	0.71%
WSM	C	0.66%
GPC	D	0.62%
STLD	B	0.62%
LNG	A	0.61%
CSL	C	0.59%
LYB	F	0.59%
GRMN	B	0.55%
OKTA	C	0.54%
MGM	D	0.54%
UHS	D	0.53%
XPO	B	0.51%
LII	A	0.49%
RHP	B	0.47%
LLY	F	0.42%
FCNCA	A	0.42%
SFM	A	0.39%
IEX	C	0.37%
AAP	D	0.36%
HRB	D	0.35%
AOS	F	0.34%
CTLT	C	0.33%
SNX	D	0.33%
FN	C	0.32%
ESTC	C	0.31%
GL	C	0.3%
EXP	B	0.29%
KBR	F	0.29%
RH	C	0.29%
BWXT	B	0.29%
GFS	C	0.27%
NVT	B	0.27%
HOG	D	0.27%
APA	D	0.24%
RYAN	A	0.24%
TECH	F	0.22%
OSK	C	0.22%
FLR	B	0.22%
TTC	C	0.22%
MTSI	B	0.21%
BPMC	B	0.21%
CMC	B	0.2%
BSY	F	0.19%
CNX	A	0.19%
HLI	A	0.19%
COOP	B	0.19%
SEE	C	0.18%
FIVN	C	0.18%
LNC	C	0.18%
HAE	C	0.18%
DCI	B	0.17%
EEFT	B	0.17%
VKTX	F	0.17%
ACI	C	0.17%
GMED	A	0.17%
CHRD	D	0.17%
LNTH	D	0.16%
DINO	D	0.16%
MAN	F	0.16%
MUR	D	0.15%
SUM	B	0.15%
ITCI	C	0.14%
OMF	A	0.14%
PRGO	C	0.14%
RIVN	F	0.14%
TREX	C	0.14%
POWI	F	0.14%
TDW	F	0.13%
ST	F	0.13%
CIVI	D	0.13%
ORA	B	0.13%
CHE	D	0.13%
SM	B	0.12%
HP	C	0.12%
LPX	B	0.12%
MSA	F	0.11%
VVV	D	0.11%
NOG	B	0.11%
TKR	D	0.11%
GATX	A	0.1%
EXPO	D	0.1%
AM	A	0.1%
CHX	C	0.07%
WFRD	D	0.07%
CFLT	B	0.07%
RIG	D	0.05%

AIEQ Underweight 81 Positions Relative to DFNV

Symbol	Grade	Weight
AAPL	C	-7.79%
CRM	B	-2.93%
NOW	A	-2.72%
ABBV	F	-2.59%
JNJ	C	-2.45%
ADBE	C	-2.35%
INTU	B	-2.3%
QCOM	F	-2.14%
IBM	C	-2.04%
BMY	B	-1.99%
PANW	B	-1.96%
GILD	C	-1.91%
UBER	F	-1.83%
SPOT	B	-1.8%
AMGN	F	-1.6%
FTNT	C	-1.58%
ANET	C	-1.58%
MSI	B	-1.52%
PYPL	B	-1.37%
TTD	B	-1.24%
MMM	D	-1.24%
ADSK	A	-1.24%
VRT	B	-1.22%
WDAY	B	-1.17%
DDOG	A	-1.14%
EA	A	-1.09%
VEEV	C	-1.04%
RBLX	C	-1.0%
UI	B	-0.97%
EXPE	B	-0.83%
NTAP	C	-0.81%
DOCU	B	-0.81%
ZM	C	-0.8%
MCHP	F	-0.79%
NTNX	B	-0.78%
RMD	C	-0.77%
PTC	B	-0.76%
MANH	D	-0.75%
DUOL	A	-0.72%
PINS	F	-0.7%
GEN	B	-0.68%
DT	D	-0.66%
FFIV	B	-0.6%
PCTY	C	-0.59%
VRSN	C	-0.57%
PEGA	B	-0.54%
JKHY	D	-0.51%
SWKS	F	-0.5%
SMAR	B	-0.5%
SOLV	D	-0.49%
CVLT	B	-0.48%
DBX	B	-0.48%
LYFT	C	-0.48%
HAS	D	-0.44%
NYT	D	-0.4%
PATH	C	-0.4%
MTCH	D	-0.4%
ALTR	B	-0.4%
QLYS	B	-0.39%
PI	D	-0.36%
BOX	B	-0.36%
MAT	D	-0.36%
CWAN	B	-0.33%
CRUS	D	-0.32%
ALKS	C	-0.3%
BL	B	-0.28%
IGT	F	-0.25%
ZETA	D	-0.24%
VERX	A	-0.23%
RNG	C	-0.22%
PLTK	B	-0.22%
PRGS	A	-0.21%
ALRM	C	-0.21%
ACAD	C	-0.2%
TDC	D	-0.2%
RPD	B	-0.19%
YELP	C	-0.18%
FLNC	D	-0.18%
YOU	D	-0.17%
PTGX	D	-0.17%
CMPR	D	-0.15%