SURI vs. DWAS ETF Comparison

Comparison of Simplify Exchange Traded Funds Simplify Propel Opportunities ETF (SURI) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)
SURI

Simplify Exchange Traded Funds Simplify Propel Opportunities ETF

SURI Description

The fund is an actively managed exchange-traded fund. The Sub-Adviser concentrates the fund's investments (i.e., invests more than 25% of its net assets) in the securities of issuers in the biotechnology, pharmaceuticals, healthcare technology, and life science tools and services industries. The Sub-Adviser employs an actively managed opportunistic multi-asset strategy that focuses on common stock, preferred stock, convertible bonds, structured notes, corporate notes and bonds, and ETFs that primarily invest in the preceding security types. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.82

Average Daily Volume

19,901

Number of Holdings *

10

* may have additional holdings in another (foreign) market
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$87.06

Average Daily Volume

55,684

Number of Holdings *

182

* may have additional holdings in another (foreign) market
Performance
Period SURI DWAS
30 Days -6.64% -1.99%
60 Days -11.27% -3.60%
90 Days 11.68% 3.12%
12 Months 16.82% 24.94%
3 Overlapping Holdings
Symbol Grade Weight in SURI Weight in DWAS Overlap
APLT D 17.32% 0.28% 0.28%
FULC D 3.97% 0.3% 0.3%
RNA A 2.88% 0.48% 0.48%
SURI Overweight 7 Positions Relative to DWAS
Symbol Grade Weight
PAGP B 22.64%
TCRX B 7.52%
MDGL D 5.62%
PHAT C 5.01%
AKRO F 4.85%
ATHA F 3.7%
HIGH A 2.65%
SURI Underweight 179 Positions Relative to DWAS
Symbol Grade Weight
MOD B -1.65%
TDW A -1.52%
LFMD A -1.39%
STRL D -1.32%
TRNS A -1.29%
NUVL D -1.26%
POWL B -1.23%
ALPN A -1.22%
COOP A -1.18%
DFIN A -1.16%
LMB C -1.11%
ANF C -1.07%
UFPT A -1.0%
VERA C -0.97%
IMNM D -0.95%
RRR D -0.93%
ADMA A -0.92%
KAI D -0.9%
HRTG C -0.82%
RXST A -0.79%
SERA B -0.76%
HRI D -0.71%
PLAY D -0.69%
CBZ D -0.66%
GRBK C -0.65%
ATI B -0.61%
ALG D -0.6%
GTX C -0.58%
BYRN B -0.58%
WIRE A -0.57%
ZEUS F -0.56%
USAP A -0.55%
GMS C -0.54%
IESC B -0.53%
BCC D -0.52%
VCTR A -0.52%
CSWI A -0.52%
MYRG F -0.51%
TREE A -0.5%
BMI A -0.5%
ARQT D -0.5%
AROC B -0.49%
TPC A -0.49%
KRYS D -0.47%
RYI F -0.47%
MACK B -0.46%
SKYW A -0.46%
EVER A -0.46%
ARCB F -0.45%
GHM B -0.45%
FSS C -0.45%
SMHI D -0.45%
IDYA D -0.45%
GKOS A -0.44%
BECN B -0.44%
AMRX A -0.44%
MAX C -0.43%
BKD A -0.43%
CVNA A -0.43%
RDNT A -0.43%
JXN A -0.43%
SPRY C -0.43%
AVAV B -0.43%
SLVM A -0.42%
NBN C -0.42%
CRAI B -0.42%
CLSK C -0.42%
SFM A -0.42%
OFG A -0.42%
TRAK B -0.42%
SILK B -0.42%
MLI B -0.42%
UTI A -0.41%
MOG.A A -0.41%
HWKN A -0.41%
MRUS C -0.41%
EVH F -0.41%
GES B -0.41%
HCI B -0.41%
DFH D -0.41%
EZPW C -0.41%
CMPR D -0.41%
KTB B -0.41%
USLM A -0.41%
SKT D -0.41%
MBIN C -0.4%
GVA A -0.4%
VECO B -0.4%
ESQ C -0.4%
NRIX D -0.4%
ENVA B -0.4%
APPF C -0.4%
PIPR A -0.4%
CHX D -0.4%
ORIC D -0.4%
CACC D -0.39%
COLL C -0.39%
BGC B -0.39%
CRNX A -0.39%
SKY D -0.39%
KOP F -0.39%
INBK C -0.39%
BSIG C -0.39%
LBRT B -0.39%
ARLO A -0.39%
IBP C -0.39%
ANDE B -0.39%
AMSC C -0.39%
VSEC A -0.39%
GFF C -0.39%
MATX B -0.39%
AGM A -0.39%
FRPT C -0.38%
PLAB C -0.38%
SXI C -0.38%
ESAB B -0.38%
VERX D -0.38%
CRVL C -0.38%
ANIP C -0.38%
GOLF D -0.38%
PACK B -0.38%
ROAD D -0.38%
ASPN A -0.38%
MHO D -0.37%
VVV B -0.37%
ORN D -0.37%
ALSN D -0.37%
DXPE B -0.37%
FELE D -0.37%
DYN D -0.37%
NPO D -0.37%
SPNT C -0.37%
LQDA D -0.37%
GPOR C -0.37%
ASO D -0.37%
CDRE D -0.37%
ICFI C -0.37%
ACVA D -0.36%
SXC D -0.36%
KYMR D -0.36%
CELC D -0.36%
CDLX B -0.36%
NR C -0.36%
LPX D -0.36%
SUM D -0.36%
KURA D -0.36%
BZH D -0.36%
KRUS B -0.36%
RYAN D -0.36%
KROS D -0.35%
ACMR D -0.35%
QUIK D -0.35%
MDXG D -0.35%
CUBI D -0.35%
KD D -0.35%
BLZE D -0.35%
PAY B -0.35%
RUSHA D -0.35%
ARHS D -0.34%
LYRA F -0.34%
FOR D -0.34%
SMID D -0.34%
SGBX D -0.34%
MTRN F -0.34%
AGO D -0.34%
VRNS D -0.34%
MTRX D -0.33%
PARR F -0.32%
LSEA F -0.32%
ANNX D -0.31%
BWMN F -0.3%
SOUN D -0.3%
PCT F -0.3%
HEES F -0.29%
KOD D -0.26%
AQST D -0.25%
OCUL D -0.24%
FATE D -0.23%
IRON F -0.22%
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