SMHB vs. OSCV ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to Opus Small Cap Value Plus ETF (OSCV)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.23

Average Daily Volume

38,479

Number of Holdings ^*

* may have additional holdings in another (foreign) market

OSCV

Opus Small Cap Value Plus ETF

OSCV Description

The investment seeks capital appreciation. The fund is an actively-managed exchange-traded fund ("ETF") that invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies. The fund's sub-adviser defines a small-capitalization company as an issuer whose market capitalization at the time of purchase is in the range of those found in the Russell 2000® Index. The fund will primarily invest in common stocks and real estate investment trusts ("REITs").

Grade (RS Rating)

Last Trade

$34.27

Average Daily Volume

56,403

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	OSCV
30 Days	-2.75%	-4.18%
60 Days	7.39%	0.33%
90 Days	-1.77%	3.57%
12 Months	48.69%	13.62%

3 Overlapping Holdings

Symbol	Grade	Weight in SMHB	Weight in OSCV	Overlap
CODI	D	0.72%	1.62%	0.72%
FCPT	C	1.0%	0.61%	0.61%
LADR	B	0.62%	0.95%	0.62%

SMHB Overweight 88 Positions Relative to OSCV

Symbol	Grade	Weight
SLG	A	4.87%
XRX	F	4.09%
DTM	A	3.81%
BXMT	F	3.43%
DSS	F	2.87%
TWO	B	2.87%
CIM	D	2.62%
ETRN	A	2.49%
BDN	A	2.41%
BGS	B	2.41%
SBRA	C	2.38%
EPR	D	2.34%
ABR	C	2.21%
APAM	D	2.02%
PAGP	A	1.88%
UNIT	B	1.86%
UWMC	C	1.84%
ARR	D	1.65%
NHI	A	1.64%
ORC	B	1.51%
CCOI	D	1.51%
PSEC	D	1.47%
IVR	C	1.43%
DEA	B	1.35%
PMT	B	1.35%
MFA	C	1.27%
RWT	D	1.24%
CTRE	A	1.16%
PETS	F	1.13%
MAIN	A	1.09%
HTGC	A	1.03%
ARI	B	1.02%
GNL	D	1.01%
EFC	C	1.0%
PDM	A	0.99%
GSBD	A	0.94%
NEWT	D	0.94%
NYMT	D	0.93%
LTC	A	0.91%
DX	C	0.89%
KREF	D	0.8%
VGR	D	0.79%
NWBI	D	0.77%
GBDC	A	0.73%
VNOM	A	0.65%
SCS	C	0.65%
RC	C	0.65%
ACRE	D	0.64%
TSLX	A	0.62%
HESM	D	0.59%
UVV	A	0.54%
OCSL	A	0.54%
AROC	A	0.53%
GMRE	F	0.5%
ILPT	F	0.49%
BRSP	D	0.49%
WSR	C	0.46%
ALX	D	0.45%
GTY	B	0.44%
OPI	F	0.4%
RMR	C	0.38%
NMFC	B	0.38%
UHT	D	0.36%
GPMT	D	0.34%
CSWC	A	0.34%
GOOD	A	0.33%
FSP	D	0.29%
TRTX	A	0.29%
TCPC	D	0.27%
AHH	B	0.27%
CGBD	A	0.25%
BCSF	A	0.24%
TPVG	D	0.23%
PFLT	A	0.23%
SLRC	A	0.23%
UVE	B	0.22%
BBDC	B	0.22%
KRO	A	0.2%
EBF	D	0.18%
GAIN	A	0.17%
PNNT	A	0.16%
OLP	A	0.16%
FDUS	A	0.16%
GLAD	A	0.15%
BFS	D	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	D	0.07%

SMHB Underweight 67 Positions Relative to OSCV

Symbol	Grade	Weight
ENSG	D	-2.85%
CHE	D	-2.54%
LECO	D	-2.46%
CASY	A	-2.38%
VVV	C	-2.31%
CHRD	A	-2.26%
KBH	C	-2.26%
TXRH	A	-2.23%
TTEK	A	-2.2%
NOG	A	-2.19%
OC	A	-1.9%
KAI	D	-1.85%
UFPI	C	-1.81%
ICFI	C	-1.77%
THG	D	-1.76%
FIX	B	-1.74%
PRI	D	-1.7%
ACA	C	-1.6%
EHC	A	-1.56%
KFRC	C	-1.51%
HP	B	-1.49%
OTTR	C	-1.45%
GNTX	C	-1.44%
EGP	F	-1.42%
CW	A	-1.42%
ATR	B	-1.35%
MUSA	A	-1.35%
SPNS	A	-1.33%
GGG	D	-1.26%
SBCF	D	-1.24%
CWT	C	-1.21%
LKFN	D	-1.21%
EFSC	D	-1.21%
BYD	F	-1.2%
POOL	C	-1.19%
EPRT	A	-1.18%
CIVI	A	-1.15%
LSTR	D	-1.13%
ASH	A	-1.11%
GPK	A	-1.1%
HCKT	D	-1.08%
GABC	D	-1.06%
HOMB	A	-1.05%
SYBT	B	-1.04%
OSBC	B	-1.03%
EVTC	C	-1.02%
NJR	A	-1.02%
WTBA	D	-0.99%
TRNO	F	-0.97%
CPA	D	-0.97%
KRP	A	-0.97%
SCI	C	-0.94%
AMH	B	-0.92%
BRKR	D	-0.91%
MSM	D	-0.88%
KMPR	D	-0.87%
DOX	D	-0.82%
RICK	F	-0.82%
ADC	B	-0.78%
HIFS	B	-0.76%
FELE	B	-0.75%
APLE	D	-0.73%
VAC	B	-0.71%
NSA	D	-0.69%
WASH	C	-0.68%
AUDC	C	-0.44%
CHCT	C	-0.4%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers