SGDM vs. DWAS ETF Comparison

Comparison of Sprott Gold Miners ETF (SGDM) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)
SGDM

Sprott Gold Miners ETF

SGDM Description

The investment seeks results that correspond (before fees and expenses) generally to the performance of the Sprott Zacks Gold Miners Index. The index aims to track the performance of gold and silver mining companies whose stocks are traded on major U.S. exchanges. In addition to common stock or American Depository Receipts of gold mining companies, the index may include common stock or ADRs of silver mining companies. The fund will normally invest at least 90% of its net assets in securities that comprise the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.06

Average Daily Volume

30,554

Number of Holdings *

7

* may have additional holdings in another (foreign) market
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$100.69

Average Daily Volume

31,847

Number of Holdings *

182

* may have additional holdings in another (foreign) market
Performance
Period SGDM DWAS
30 Days -11.77% 8.33%
60 Days -4.84% 8.03%
90 Days -3.00% 9.12%
12 Months 28.14% 35.86%
1 Overlapping Holdings
Symbol Grade Weight in SGDM Weight in DWAS Overlap
CDE C 0.53% 0.34% 0.34%
SGDM Overweight 6 Positions Relative to DWAS
Symbol Grade Weight
NEM D 11.96%
GOLD C 8.34%
RGLD C 4.33%
ORLA C 4.06%
GFI D 1.2%
HMY D 0.45%
SGDM Underweight 181 Positions Relative to DWAS
Symbol Grade Weight
LMB B -1.64%
STRL A -1.57%
MOD A -1.55%
ADMA B -1.49%
KNTK A -1.18%
COOP B -1.1%
NUVL C -1.02%
AMSC B -0.95%
CRS B -0.92%
SFM A -0.89%
CSWI B -0.88%
UFPT C -0.88%
DFIN D -0.85%
HRTG C -0.82%
BELFB C -0.8%
RNA C -0.79%
CVNA B -0.78%
GRBK D -0.78%
BYRN B -0.74%
USLM A -0.74%
OSCR D -0.7%
CECO B -0.7%
NBN C -0.7%
USAP B -0.68%
GPI B -0.66%
VCTR B -0.64%
RXST F -0.61%
RDW A -0.61%
ATI C -0.61%
SKYW C -0.61%
MLI B -0.6%
AMRX C -0.6%
ENVA B -0.59%
PAY A -0.57%
AROC A -0.55%
HWKN B -0.54%
BMI B -0.54%
AGX B -0.53%
COMM D -0.52%
GVA A -0.51%
TPC C -0.51%
CCB A -0.5%
TDS B -0.49%
PCT C -0.49%
KRYS C -0.49%
VERX A -0.49%
PIPR A -0.49%
TRAK B -0.48%
IDCC B -0.48%
SKT A -0.48%
PRIM A -0.48%
ALSN B -0.47%
VSEC C -0.47%
CNX A -0.47%
JXN C -0.46%
CRVL B -0.46%
RUSHA C -0.46%
RDNT B -0.46%
CORT B -0.46%
QTWO A -0.45%
KTB B -0.45%
NECB C -0.45%
LPX B -0.44%
UTI B -0.44%
FSS B -0.44%
ROAD B -0.44%
AUR C -0.43%
HROW D -0.43%
BSIG A -0.43%
TGTX B -0.43%
PRDO B -0.43%
SKY A -0.43%
APLT C -0.43%
LMAT A -0.42%
SLVM B -0.42%
SNEX B -0.42%
CASH B -0.42%
TVTX C -0.42%
OFG B -0.42%
AGYS A -0.42%
APOG C -0.42%
MATX C -0.42%
AVAV C -0.41%
ESQ B -0.41%
SXI B -0.41%
RYAN A -0.41%
NRIX C -0.41%
NRIM A -0.41%
ZETA D -0.41%
NGVC A -0.41%
WT A -0.41%
INBK B -0.41%
ALKT B -0.41%
MLR C -0.4%
FRPT A -0.4%
AGM B -0.4%
RYTM C -0.4%
PRCT B -0.4%
BBSI B -0.4%
RYAM C -0.4%
GKOS B -0.4%
R B -0.4%
MMSI A -0.4%
SPNT B -0.39%
ACVA B -0.39%
RSI A -0.39%
AMAL B -0.39%
BDC C -0.39%
MOG.A B -0.39%
HURN C -0.39%
WEAV C -0.39%
CVLT B -0.39%
BGC C -0.39%
NPO A -0.38%
CVCO A -0.38%
OCUL D -0.38%
REVG C -0.38%
SLG B -0.38%
GOLF B -0.38%
INSM C -0.37%
DY D -0.37%
WLDN C -0.37%
PBI B -0.37%
TBBK B -0.37%
AXSM B -0.37%
VNO C -0.37%
AVAH B -0.37%
MHO D -0.37%
IMNM F -0.37%
DSGR C -0.36%
FBP C -0.36%
SMTC B -0.36%
NMRK C -0.36%
CRNX C -0.36%
KEX B -0.36%
SAVA C -0.35%
MTG C -0.35%
CDMO A -0.35%
BVS D -0.35%
CBT D -0.35%
ALHC C -0.35%
TREE F -0.34%
AQST D -0.34%
GIII D -0.34%
PLCE C -0.34%
CXT C -0.34%
SERA F -0.34%
AXGN C -0.33%
TPH D -0.33%
SWIM C -0.33%
TWST F -0.33%
PI D -0.33%
PNTG D -0.33%
KYMR D -0.33%
PTGX D -0.32%
GCI D -0.32%
VRNS D -0.32%
PATK C -0.32%
MBIN F -0.31%
KBH D -0.31%
ICFI F -0.31%
COGT D -0.3%
ALDX D -0.29%
MG D -0.29%
THRD F -0.29%
BOOT C -0.29%
MEC F -0.29%
LSEA D -0.28%
ATRO D -0.28%
DFH D -0.28%
PLUS F -0.28%
BKD F -0.27%
HBB F -0.25%
UWMC D -0.25%
RKT F -0.25%
MAX F -0.24%
TNDM D -0.23%
RDFN D -0.22%
IGMS F -0.19%
PHAT F -0.17%
NOVA F -0.12%
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