QQXT vs. ARKK ETF Comparison

Comparison of First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) to ARK Innovation ETF (ARKK)
QQXT

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

QQXT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ-100 Ex-Tech Sector Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is an equal-weighted index based on the securities of the NASDAQ-100 Index(R) that are not classified as "technology" according to the Industry Classification Benchmark ("ICB") classification system and, as a result, is a subset of the NASDAQ-100 Index(R). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$97.63

Average Daily Volume

5,164

Number of Holdings *

57

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.21

Average Daily Volume

6,881,833

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period QQXT ARKK
30 Days 4.80% 22.84%
60 Days 5.19% 19.75%
90 Days 6.88% 21.56%
12 Months 19.02% 26.83%
4 Overlapping Holdings
Symbol Grade Weight in QQXT Weight in ARKK Overlap
AMZN C 1.8% 1.59% 1.59%
ILMN D 1.7% 0.87% 0.87%
TSLA B 2.43% 14.91% 2.43%
TTD B 1.83% 1.89% 1.83%
QQXT Overweight 53 Positions Relative to ARKK
Symbol Grade Weight
BKNG A 2.11%
TTWO A 2.1%
NFLX A 2.06%
BKR B 2.04%
TMUS B 2.03%
EA A 2.01%
LULU C 2.01%
CHTR C 1.99%
MAR B 1.97%
FAST B 1.97%
WBD C 1.96%
PCAR B 1.93%
HON B 1.92%
CPRT A 1.88%
CSCO B 1.88%
PYPL B 1.88%
ODFL B 1.88%
ISRG A 1.87%
ORLY B 1.87%
XEL A 1.86%
DXCM D 1.85%
ADP B 1.84%
CMCSA B 1.83%
PAYX C 1.82%
VRSK A 1.81%
CTAS B 1.81%
GILD C 1.8%
SBUX A 1.79%
MNST C 1.78%
COST B 1.73%
VRTX F 1.72%
FANG D 1.72%
ABNB C 1.72%
CSX B 1.71%
EXC C 1.66%
CSGP D 1.62%
LIN D 1.62%
AEP D 1.61%
CCEP C 1.6%
PEP F 1.58%
ROST C 1.56%
GEHC F 1.56%
MELI D 1.55%
CEG D 1.54%
KHC F 1.52%
MDLZ F 1.47%
KDP D 1.42%
AMGN D 1.41%
IDXX F 1.41%
AZN D 1.38%
BIIB F 1.35%
REGN F 1.14%
MRNA F 1.03%
QQXT Underweight 28 Positions Relative to ARKK
Symbol Grade Weight
COIN C -9.34%
ROKU D -9.33%
RBLX C -6.36%
PLTR B -5.33%
HOOD B -4.82%
SHOP B -4.78%
CRSP D -4.63%
SQ B -4.24%
PATH C -2.68%
META D -2.42%
PD C -2.27%
DKNG B -2.15%
RXRX F -2.11%
NTLA F -2.09%
BEAM D -1.91%
TXG F -1.84%
TWST D -1.8%
VCYT B -1.73%
TER D -1.37%
SOFI A -1.2%
PINS D -1.14%
AMD F -1.13%
NTRA B -1.12%
ACHR B -1.07%
PACB F -0.63%
U C -0.48%
CERS C -0.36%
PRME F -0.14%
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