PY vs. CDC ETF Comparison

Comparison of Principal Shareholder Yield Index ETF (PY) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

PY

Principal Shareholder Yield Index ETF

PY Description

The Principal Shareholder Yield Index ETF tracks an index of dividend-paying large- and midcap US stocks that are selected by several fundamental factors, including dividend yield and buyback yield. Holdings are equally weighted within two tiers.

Grade (RS Rating)

Last Trade

$51.93

Average Daily Volume

5,520

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$66.93

Average Daily Volume

29,843

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	PY	CDC
30 Days	4.03%	2.71%
60 Days	5.45%	4.04%
90 Days	7.68%	6.74%
12 Months	30.80%	24.06%

26 Overlapping Holdings

Symbol	Grade	Weight in PY	Weight in CDC	Overlap
ADM	D	0.65%	0.5%	0.5%
CMCSA	B	1.09%	1.1%	1.09%
CVS	D	0.78%	0.64%	0.64%
CVX	A	1.35%	1.25%	1.25%
DRI	B	0.76%	1.09%	0.76%
EMN	D	0.72%	0.96%	0.72%
FANG	D	0.75%	0.8%	0.75%
FITB	A	0.85%	0.89%	0.85%
GIS	D	0.65%	0.97%	0.65%
GPC	D	0.66%	0.8%	0.66%
HPQ	B	0.79%	0.69%	0.69%
HRL	D	0.65%	0.72%	0.65%
HSY	F	0.66%	0.94%	0.66%
KMB	D	0.69%	1.04%	0.69%
LYB	F	0.64%	0.98%	0.64%
MET	A	0.85%	1.18%	0.85%
MO	A	0.89%	1.21%	0.89%
MS	A	1.26%	1.18%	1.18%
PAYX	C	0.85%	1.26%	0.85%
PNC	B	0.96%	0.99%	0.96%
PRU	A	0.84%	1.0%	0.84%
PSX	C	0.79%	0.8%	0.79%
RF	A	0.85%	0.9%	0.85%
TAP	C	0.78%	1.09%	0.78%
VLO	C	0.8%	0.71%	0.71%
XOM	B	1.82%	1.18%	1.18%

PY Overweight 79 Positions Relative to CDC

Symbol	Grade	Weight
AAPL	C	3.82%
MSFT	F	3.5%
NVDA	C	3.38%
AVGO	D	2.35%
HD	A	1.58%
WFC	A	1.43%
CAT	B	1.18%
ACN	C	1.18%
AXP	A	1.13%
QCOM	F	1.07%
LOW	D	1.06%
BMY	B	1.05%
ADP	B	1.01%
DFS	B	1.0%
TT	A	1.0%
RTX	C	1.0%
AMP	A	0.99%
TJX	A	0.98%
TRGP	B	0.97%
SYF	B	0.97%
EQT	B	0.94%
BKR	B	0.94%
SNA	A	0.93%
DE	A	0.91%
BK	A	0.91%
CB	C	0.91%
ITW	B	0.9%
HPE	B	0.88%
LMT	D	0.88%
STLD	B	0.88%
MMC	B	0.88%
PNR	A	0.87%
TRV	B	0.86%
CSX	B	0.86%
SLB	C	0.85%
SPG	B	0.85%
RL	B	0.84%
KR	B	0.84%
FOXA	B	0.83%
FDX	B	0.83%
OTIS	C	0.82%
NKE	D	0.82%
ROK	B	0.82%
PLD	D	0.82%
CI	F	0.81%
AIG	B	0.81%
NDAQ	A	0.8%
CTSH	B	0.8%
CINF	A	0.79%
BR	A	0.79%
WTW	B	0.79%
AIZ	A	0.78%
DD	D	0.78%
MDLZ	F	0.77%
CF	B	0.77%
EBAY	D	0.77%
BEN	C	0.77%
MRO	B	0.76%
HAL	C	0.76%
AVB	B	0.75%
BBWI	D	0.75%
MPC	D	0.75%
HIG	B	0.75%
NDSN	B	0.74%
PPG	F	0.73%
ALLE	D	0.73%
SYY	B	0.72%
ESS	B	0.72%
OXY	D	0.72%
VICI	C	0.7%
MAA	B	0.7%
CPT	B	0.69%
EG	C	0.68%
INVH	D	0.67%
AOS	F	0.66%
ARE	D	0.66%
SBAC	D	0.66%
MKC	D	0.65%
SWKS	F	0.6%

PY Underweight 74 Positions Relative to CDC

Symbol	Grade	Weight
KMI	A	-1.62%
WMB	A	-1.46%
ETR	B	-1.44%
NI	A	-1.42%
PPL	B	-1.39%
OKE	A	-1.39%
PM	B	-1.37%
CSCO	B	-1.34%
SRE	A	-1.33%
DUK	C	-1.33%
EVRG	A	-1.29%
CME	A	-1.28%
SO	D	-1.25%
CMS	C	-1.24%
JNJ	D	-1.24%
T	A	-1.23%
PEP	F	-1.22%
LNT	A	-1.21%
FE	C	-1.2%
ED	D	-1.18%
PFG	D	-1.18%
WEC	A	-1.16%
AEE	A	-1.15%
MDT	D	-1.15%
CNP	B	-1.12%
STT	A	-1.1%
EIX	B	-1.09%
OMC	C	-1.09%
NTRS	A	-1.08%
DTE	C	-1.08%
EOG	A	-1.06%
CLX	B	-1.04%
TROW	B	-1.04%
XEL	A	-1.04%
AEP	D	-1.04%
MTB	A	-1.01%
CTRA	B	-1.01%
VZ	C	-1.01%
GILD	C	-0.99%
IBM	C	-0.97%
EXC	C	-0.97%
KHC	F	-0.95%
C	A	-0.95%
HBAN	A	-0.95%
ABBV	D	-0.95%
DOW	F	-0.94%
SJM	D	-0.93%
IPG	D	-0.93%
FNF	B	-0.92%
D	C	-0.92%
CPB	D	-0.92%
OWL	A	-0.91%
CAG	D	-0.88%
USB	A	-0.88%
GLW	B	-0.86%
IP	B	-0.84%
OVV	B	-0.82%
KVUE	A	-0.82%
DVN	F	-0.81%
UPS	C	-0.79%
BG	F	-0.77%
CRBG	B	-0.77%
CFG	B	-0.76%
AMGN	D	-0.74%
KEY	B	-0.73%
TGT	F	-0.68%
STX	D	-0.67%
MMM	D	-0.57%
BBY	D	-0.56%
ALLY	C	-0.56%
F	C	-0.55%
AES	F	-0.49%
DG	F	-0.4%
EL	F	-0.39%