NSCS vs. RFG ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to Guggenheim S&P Midcap 400 Pure Growth ETF (RFG)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$30.81

Average Daily Volume

138

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RFG

Guggenheim S&P Midcap 400 Pure Growth ETF

RFG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$52.61

Average Daily Volume

17,043

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	RFG
30 Days	11.34%	8.80%
60 Days	11.01%	6.30%
90 Days	11.34%	6.63%
12 Months	38.43%	34.64%

7 Overlapping Holdings

Symbol	Grade	Weight in NSCS	Weight in RFG	Overlap
ACHC	F	0.61%	0.35%	0.35%
AIT	A	1.75%	1.1%	1.1%
BYD	C	1.39%	0.58%	0.58%
HALO	F	0.76%	0.55%	0.55%
MTDR	B	1.24%	0.83%	0.83%
ONTO	D	0.95%	1.09%	0.95%
PRI	A	0.9%	1.06%	0.9%

NSCS Overweight 68 Positions Relative to RFG

Symbol	Grade	Weight
WTFC	A	2.5%
EVR	B	2.27%
PIPR	B	2.11%
MGNI	A	1.9%
BANR	B	1.87%
SSB	B	1.87%
NOG	A	1.84%
ESE	B	1.66%
LITE	B	1.58%
HQY	B	1.57%
SUM	B	1.56%
KTOS	B	1.56%
MMSI	B	1.55%
GDYN	B	1.54%
WK	B	1.5%
CMC	B	1.49%
FIBK	A	1.48%
EHC	B	1.42%
ACA	A	1.41%
FLR	B	1.4%
NPO	A	1.39%
HOMB	A	1.39%
QTWO	A	1.38%
AVNT	B	1.38%
ITRI	B	1.38%
AVAV	D	1.37%
RDNT	B	1.34%
MMS	F	1.33%
RBRK	A	1.32%
BKH	A	1.28%
SHOO	D	1.28%
TPH	D	1.27%
SHAK	C	1.27%
SIG	B	1.25%
PFBC	B	1.25%
STAG	F	1.23%
EGP	F	1.23%
GKOS	B	1.17%
PAR	B	1.16%
ARCB	C	1.16%
TROX	D	1.1%
BRBR	A	1.09%
KEX	C	1.05%
EVRI	A	1.05%
ZD	C	1.04%
ICHR	C	1.02%
LADR	B	0.9%
CVLT	B	0.85%
VBTX	B	0.85%
SLAB	D	0.84%
BOOT	D	0.83%
SR	A	0.82%
ESTA	D	0.77%
SIBN	F	0.76%
FROG	C	0.74%
CRNX	C	0.72%
INN	D	0.67%
KRYS	B	0.67%
INSM	C	0.63%
VTLE	C	0.61%
OPCH	D	0.54%
PCVX	D	0.54%
TTMI	B	0.53%
MDGL	B	0.52%
ATEC	C	0.5%
TCMD	A	0.48%
IMVT	F	0.43%
BPMC	C	0.32%

NSCS Underweight 79 Positions Relative to RFG

Symbol	Grade	Weight
CNX	A	-3.65%
DUOL	A	-3.18%
FIX	A	-2.75%
AAON	B	-2.56%
RYAN	B	-2.28%
TOL	B	-2.15%
EME	C	-2.07%
MUSA	A	-1.84%
APPF	B	-1.67%
PR	B	-1.67%
OC	A	-1.65%
BLD	D	-1.64%
H	B	-1.61%
KNSL	B	-1.6%
CLH	B	-1.56%
EXP	A	-1.55%
WING	D	-1.5%
MEDP	D	-1.41%
WFRD	D	-1.4%
ELF	C	-1.38%
LNTH	D	-1.31%
TXRH	C	-1.31%
DT	C	-1.29%
ANF	C	-1.27%
RS	B	-1.25%
RRC	B	-1.25%
EXEL	B	-1.24%
SSD	D	-1.24%
PK	B	-1.22%
FN	D	-1.22%
CHDN	B	-1.21%
LII	A	-1.17%
SAIA	B	-1.16%
VVV	F	-1.16%
NVT	B	-1.13%
OVV	B	-1.13%
RMBS	C	-1.11%
CASY	A	-1.11%
ESAB	B	-1.09%
UFPI	B	-1.08%
MANH	D	-1.05%
COKE	C	-1.05%
RBA	A	-1.02%
GTLS	B	-1.02%
TPX	B	-0.98%
LOPE	B	-0.97%
WSM	B	-0.96%
CHRD	D	-0.94%
NEU	C	-0.94%
FND	C	-0.93%
PLNT	A	-0.93%
VAL	D	-0.92%
SKX	D	-0.91%
WSO	A	-0.89%
ALTR	B	-0.89%
CR	A	-0.88%
WLK	D	-0.83%
RBC	A	-0.82%
CELH	F	-0.79%
HLNE	B	-0.79%
PSTG	D	-0.79%
OLED	D	-0.78%
CIVI	D	-0.77%
CROX	D	-0.76%
QLYS	C	-0.75%
LECO	B	-0.75%
TREX	C	-0.69%
LNW	D	-0.67%
PEN	B	-0.66%
VNT	B	-0.66%
ENSG	D	-0.62%
WMS	D	-0.62%
BCO	D	-0.6%
DBX	B	-0.59%
ARWR	F	-0.52%
CAR	C	-0.45%
FCN	D	-0.44%
FIVE	F	-0.34%
COTY	F	-0.34%