FXO vs. KBE ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to SPDR S&P Bank ETF (KBE)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$45.53

Average Daily Volume

78,222

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

KBE

SPDR S&P Bank ETF

KBE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of publicly traded national money centers and leading regional banks. In seeking to track the performance of the S&P Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$45.55

Average Daily Volume

2,471,682

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	KBE
30 Days	-1.85%	0.18%
60 Days	2.92%	3.85%
90 Days	3.01%	-0.80%
12 Months	28.40%	32.26%

38 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in KBE	Overlap
APO	B	1.75%	1.49%	1.49%
BAC	A	1.0%	1.46%	1.0%
BK	A	0.99%	1.46%	0.99%
BOKF	A	0.98%	0.65%	0.65%
BPOP	A	0.69%	1.44%	0.69%
C	A	1.37%	1.49%	1.37%
CBSH	A	0.34%	1.25%	0.34%
CFG	A	0.95%	1.42%	0.95%
CFR	A	0.34%	1.49%	0.34%
CMA	A	1.33%	1.43%	1.33%
COLB	C	1.37%	1.34%	1.34%
CRBG	B	0.31%	1.65%	0.31%
EQH	A	0.97%	1.59%	0.97%
EWBC	B	0.94%	1.4%	0.94%
FCNCA	A	1.72%	1.48%	1.48%
FHB	B	0.99%	0.74%	0.74%
FHN	B	1.34%	1.4%	1.34%
FITB	A	0.69%	1.41%	0.69%
FNB	B	1.34%	1.18%	1.18%
HBAN	A	1.35%	1.45%	1.35%
JPM	B	0.66%	1.44%	0.66%
KEY	C	0.31%	1.43%	0.31%
MTB	A	1.4%	1.45%	1.4%
MTG	C	1.57%	1.48%	1.48%
NTRS	B	0.66%	1.46%	0.66%
OZK	A	1.76%	1.42%	1.42%
PB	B	0.66%	1.41%	0.66%
PNC	A	0.68%	1.46%	0.68%
PNFP	C	0.94%	1.42%	0.94%
RF	B	0.91%	1.44%	0.91%
SNV	C	0.63%	1.39%	0.63%
USB	C	0.64%	1.42%	0.64%
VOYA	D	0.31%	1.47%	0.31%
WAL	C	0.92%	1.38%	0.92%
WBS	D	1.23%	1.4%	1.23%
WFC	A	0.73%	1.49%	0.73%
WTFC	B	0.95%	1.45%	0.95%
ZION	B	0.95%	1.41%	0.95%

FXO Overweight 63 Positions Relative to KBE

Symbol	Grade	Weight
PGR	A	1.79%
ACGL	A	1.76%
SLM	A	1.74%
OWL	A	1.72%
CINF	A	1.69%
KKR	C	1.69%
JHG	C	1.68%
BRK.A	C	1.68%
AMG	C	1.67%
UNM	B	1.67%
WTM	B	1.66%
RNR	C	1.62%
EG	D	1.61%
NU	C	1.59%
TROW	D	1.59%
AGO	D	1.57%
OMF	A	1.37%
ALLY	A	1.36%
L	B	1.36%
MKL	D	1.35%
AIG	B	1.33%
STT	B	1.33%
BRO	C	1.31%
AMP	C	1.29%
RYAN	D	1.28%
BEN	D	1.25%
KNSL	D	1.23%
ARES	B	1.02%
VIRT	A	1.02%
LPLA	B	1.0%
AFL	B	0.97%
HIG	A	0.96%
CB	C	0.95%
SEIC	C	0.92%
LNC	C	0.89%
PRI	C	0.85%
GS	A	0.7%
MORN	D	0.68%
RGA	A	0.68%
ORI	A	0.68%
TPG	C	0.68%
FAF	D	0.66%
AXS	C	0.66%
WTW	C	0.66%
UWMC	C	0.61%
RKT	C	0.6%
GL	D	0.45%
RJF	B	0.33%
MS	A	0.33%
SF	A	0.33%
JEF	B	0.33%
FNF	C	0.32%
STWD	D	0.32%
CBOE	C	0.32%
TW	C	0.32%
TRV	C	0.31%
AIZ	C	0.31%
AFG	C	0.31%
AJG	C	0.31%
PRU	C	0.31%
WRB	D	0.3%
BLK	C	0.3%
XP	F	0.26%

FXO Underweight 53 Positions Relative to KBE

Symbol	Grade	Weight
JXN	A	-1.63%
RDN	C	-1.5%
COOP	A	-1.47%
AX	B	-1.43%
TFC	A	-1.43%
ASB	B	-1.42%
CADE	B	-1.42%
BANC	C	-1.4%
ONB	B	-1.39%
SSB	C	-1.37%
VLY	D	-1.36%
TCBI	D	-1.29%
NYCB	F	-1.28%
ESNT	C	-1.27%
BKU	B	-1.26%
GBCI	C	-1.16%
HOMB	B	-1.15%
WD	C	-1.07%
UBSI	D	-1.05%
BOH	C	-1.03%
HWC	A	-1.02%
PFSI	B	-1.02%
FBP	A	-0.95%
ABCB	B	-0.92%
FIBK	B	-0.88%
TBBK	D	-0.84%
UMBF	B	-0.84%
UCBI	C	-0.79%
FULT	B	-0.77%
CVBF	D	-0.74%
NMIH	B	-0.73%
FFIN	C	-0.68%
INDB	C	-0.67%
CBU	D	-0.63%
WSFS	A	-0.62%
PPBI	D	-0.59%
IBOC	A	-0.55%
SFBS	C	-0.54%
CATY	F	-0.5%
EBC	D	-0.49%
SBCF	D	-0.49%
AUB	D	-0.48%
HTH	D	-0.48%
IBTX	F	-0.45%
WAFD	B	-0.45%
SFNC	D	-0.44%
BANR	C	-0.42%
FRME	B	-0.39%
FFBC	B	-0.37%
TRMK	A	-0.35%
RNST	C	-0.34%
LKFN	C	-0.32%
WSBC	D	-0.25%