CZA vs. FXO ETF Comparison

Comparison of Guggenheim Mid-Cap Core ETF (CZA) to First Trust Financials AlphaDEX (FXO)

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$112.45

Average Daily Volume

3,102

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.27

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	CZA	FXO
30 Days	3.26%	9.92%
60 Days	5.04%	13.83%
90 Days	7.69%	15.69%
12 Months	30.18%	52.15%

13 Overlapping Holdings

Symbol	Grade	Weight in CZA	Weight in FXO	Overlap
AIZ	A	0.73%	0.31%	0.31%
BPOP	B	0.46%	1.45%	0.46%
BRO	B	1.98%	0.96%	0.96%
CINF	A	1.53%	1.66%	1.53%
CNA	B	0.85%	1.14%	0.85%
CRBG	B	1.16%	0.95%	0.95%
FNB	A	0.4%	1.35%	0.4%
NTRS	A	1.44%	1.07%	1.07%
PFG	D	1.3%	0.29%	0.29%
SEIC	B	0.67%	1.36%	0.67%
STT	A	1.86%	0.97%	0.97%
VOYA	B	0.5%	0.59%	0.5%
WRB	A	1.53%	0.61%	0.61%

CZA Overweight 81 Positions Relative to FXO

Symbol	Grade	Weight
VMC	B	2.4%
WAB	B	2.18%
AVB	B	2.11%
ETR	B	2.06%
WTW	B	2.04%
XYL	D	1.94%
EQR	B	1.86%
PPG	F	1.84%
DOV	A	1.77%
LYB	F	1.73%
FTV	C	1.7%
KEYS	A	1.7%
VLTO	D	1.62%
AEE	A	1.58%
ES	D	1.46%
LPLA	A	1.43%
TDY	B	1.41%
IFF	D	1.41%
PKG	A	1.38%
LDOS	C	1.38%
CSL	C	1.31%
ESS	B	1.3%
J	F	1.3%
CHKP	D	1.27%
FOX	A	1.24%
AER	B	1.24%
JBHT	C	1.2%
BAH	F	1.16%
PNR	A	1.12%
IEX	B	1.11%
BAX	D	1.1%
TRMB	B	1.1%
WMG	C	1.1%
MAS	D	1.09%
WLK	D	1.05%
GGG	B	0.99%
UDR	B	0.95%
AMCR	D	0.94%
ACM	A	0.94%
WES	C	0.93%
GLPI	C	0.89%
REG	B	0.85%
PFGC	B	0.83%
LOGI	D	0.81%
NVT	B	0.8%
WPC	D	0.79%
ITT	A	0.79%
EMN	D	0.76%
RRX	B	0.76%
BWXT	B	0.72%
ATR	B	0.71%
CHDN	B	0.69%
AOS	F	0.66%
WWD	B	0.65%
CACI	D	0.64%
ALSN	B	0.64%
EHC	B	0.62%
CR	A	0.61%
INGR	B	0.58%
KNTK	B	0.58%
TFX	F	0.58%
CHE	D	0.53%
IVZ	B	0.5%
ESAB	B	0.48%
BLCO	D	0.47%
OSK	B	0.46%
FLS	B	0.46%
MDU	D	0.45%
ESI	A	0.43%
AWI	A	0.43%
IDA	A	0.41%
ESNT	D	0.39%
COLD	D	0.39%
SLGN	A	0.38%
SIGI	C	0.38%
SNDR	B	0.35%
CWEN	C	0.35%
RRR	D	0.34%
ACT	D	0.34%
ST	F	0.31%
FLO	D	0.3%

CZA Underweight 88 Positions Relative to FXO

Symbol	Grade	Weight
JHG	A	-1.82%
JEF	A	-1.81%
GS	A	-1.8%
KKR	A	-1.75%
AGO	B	-1.74%
TPG	A	-1.73%
WTM	A	-1.72%
TROW	B	-1.67%
BEN	C	-1.62%
AMG	B	-1.6%
ALL	A	-1.56%
PGR	A	-1.54%
WBS	A	-1.48%
MTG	C	-1.46%
RNR	C	-1.43%
EG	C	-1.42%
UNM	A	-1.4%
COLB	A	-1.38%
BX	A	-1.37%
ACGL	D	-1.35%
OMF	A	-1.34%
HLI	B	-1.34%
EQH	B	-1.31%
LNC	B	-1.28%
OZK	B	-1.28%
MKL	A	-1.26%
RYAN	B	-1.23%
AXS	A	-1.23%
L	A	-1.21%
TW	A	-1.2%
GL	B	-1.19%
FHN	A	-1.18%
WFC	A	-1.17%
BRK.A	B	-1.17%
ALLY	C	-1.17%
ZION	B	-1.15%
MS	A	-1.15%
EWBC	A	-1.14%
WTFC	A	-1.1%
MTB	A	-1.09%
HBAN	A	-1.08%
FCNCA	A	-1.06%
UWMC	D	-1.02%
NU	C	-1.01%
C	A	-0.99%
SOFI	A	-0.98%
SLM	A	-0.95%
MCO	B	-0.92%
HIG	B	-0.9%
CB	C	-0.9%
AFL	B	-0.89%
AMP	A	-0.69%
CMA	A	-0.68%
OWL	A	-0.68%
FHB	A	-0.68%
VIRT	B	-0.67%
BAC	A	-0.67%
PB	A	-0.66%
JPM	A	-0.66%
PNC	B	-0.65%
RF	A	-0.65%
CFG	B	-0.65%
FITB	A	-0.64%
TRV	B	-0.63%
BOKF	B	-0.63%
USB	A	-0.63%
BK	A	-0.62%
ORI	A	-0.61%
WAL	B	-0.61%
RJF	A	-0.38%
APO	B	-0.38%
SF	B	-0.36%
DFS	B	-0.36%
CFR	B	-0.36%
PNFP	B	-0.36%
CBSH	A	-0.35%
KEY	B	-0.33%
MORN	B	-0.31%
AIG	B	-0.3%
PRU	A	-0.3%
AJG	B	-0.3%
RGA	A	-0.3%
AFG	A	-0.3%
STWD	C	-0.28%
FAF	A	-0.28%
FNF	B	-0.28%
XP	F	-0.27%
AGNC	D	-0.26%