CDL vs. FXO ETF Comparison

Comparison of Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF (CDL) to First Trust Financials AlphaDEX (FXO)

CDL

Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF

CDL Description

The investment seeks to provide investment results that match the performance of the CEMP US Large Cap High Dividend 100 Volatility Weighted Index. The index is an unmanaged index that was created by the fund's investment advisor and generally consists of the common stock of the 100 highest dividend yielding stocks of the CEMP US Large Cap 500 Volatility Weighted Index, which consists of the common stock of the 500 largest companies by market capitalization that have their headquarters in the U.S. and the stock of which trades on U.S. exchanges. Normally the fund invests at least 80% of its assets in the stocks of U.S. issuers included in the index.

Grade (RS Rating)

Last Trade

$67.28

Average Daily Volume

16,415

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.46

Average Daily Volume

58,334

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	CDL	FXO
30 Days	3.46%	3.89%
60 Days	6.53%	4.52%
90 Days	11.09%	12.19%
12 Months	25.25%	37.52%

18 Overlapping Holdings

Symbol	Grade	Weight in CDL	Weight in FXO	Overlap
ALLY	D	0.48%	1.3%	0.48%
BEN	F	0.5%	1.05%	0.5%
BK	A	1.23%	0.69%	0.69%
C	D	0.94%	0.85%	0.85%
CFG	C	0.68%	0.66%	0.66%
CRBG	D	0.89%	0.89%	0.89%
FITB	B	0.74%	0.67%	0.67%
FNF	B	1.05%	0.36%	0.36%
HBAN	B	0.75%	1.29%	0.75%
KEY	B	0.54%	0.34%	0.34%
MS	C	0.92%	1.19%	0.92%
MTB	A	0.77%	1.31%	0.77%
NTRS	B	0.71%	0.31%	0.31%
PNC	A	0.91%	0.68%	0.68%
RF	B	0.71%	0.65%	0.65%
STT	B	0.88%	1.05%	0.88%
TROW	D	0.7%	1.43%	0.7%
USB	B	0.63%	0.66%	0.63%

CDL Overweight 82 Positions Relative to FXO

Symbol	Grade	Weight
PM	C	1.75%
KO	B	1.74%
KMB	D	1.52%
K	A	1.5%
DUK	B	1.44%
WMB	B	1.44%
LMT	B	1.43%
KMI	A	1.42%
PEG	A	1.4%
SO	A	1.4%
MO	C	1.38%
PEP	D	1.32%
ED	C	1.31%
ABBV	C	1.29%
PPL	B	1.29%
JNJ	C	1.28%
LNT	B	1.25%
CMS	B	1.23%
SRE	B	1.23%
ETR	A	1.23%
GIS	B	1.22%
FE	C	1.21%
NI	B	1.21%
WEC	B	1.2%
OKE	B	1.18%
GLW	B	1.18%
EVRG	B	1.17%
IBM	A	1.16%
EIX	C	1.15%
CME	C	1.15%
PAYX	C	1.15%
DTE	B	1.15%
MDT	C	1.14%
XEL	B	1.13%
AEP	C	1.12%
IP	C	1.12%
CAG	C	1.09%
CPB	B	1.08%
KHC	C	1.07%
PRU	C	1.07%
AEE	A	1.07%
AMGN	B	1.06%
DRI	B	1.06%
MET	A	1.05%
CSCO	B	1.04%
HPQ	D	1.04%
NEE	C	1.0%
EXC	B	0.99%
GILD	B	0.99%
TXN	C	0.99%
T	C	0.98%
LYB	F	0.97%
XOM	D	0.96%
OMC	B	0.96%
PFG	B	0.96%
BMY	C	0.94%
D	B	0.93%
BBY	C	0.91%
PFE	C	0.9%
DOW	D	0.89%
CLX	C	0.88%
CVX	D	0.86%
VZ	B	0.84%
EOG	D	0.81%
APD	B	0.78%
COP	D	0.78%
HPE	D	0.77%
PSX	D	0.76%
FANG	D	0.76%
UPS	F	0.74%
CTRA	D	0.73%
VLO	F	0.69%
IPG	C	0.68%
VTRS	D	0.67%
AES	C	0.64%
DVN	D	0.64%
HRL	D	0.62%
ADM	D	0.62%
CVS	F	0.59%
DINO	F	0.54%
F	F	0.52%
WBA	F	0.21%

CDL Underweight 83 Positions Relative to FXO

Symbol	Grade	Weight
PGR	A	-1.88%
JEF	B	-1.81%
MTG	B	-1.79%
KKR	A	-1.79%
CINF	C	-1.79%
RNR	B	-1.78%
NU	B	-1.77%
BRK.A	C	-1.74%
ACGL	B	-1.71%
AMG	C	-1.68%
JHG	B	-1.67%
GS	C	-1.64%
AGO	C	-1.57%
EG	C	-1.56%
MKL	C	-1.53%
GL	C	-1.49%
APO	B	-1.49%
WTM	D	-1.48%
COLB	B	-1.42%
ALL	B	-1.39%
BRO	C	-1.37%
BPOP	C	-1.31%
RYAN	C	-1.31%
UNM	B	-1.27%
L	D	-1.25%
TPG	B	-1.23%
SEIC	C	-1.23%
FNB	D	-1.2%
WBS	D	-1.2%
WAL	B	-1.18%
AIG	D	-1.18%
LPLA	F	-1.16%
OZK	D	-1.16%
EQH	C	-1.15%
AFL	C	-1.14%
LNC	D	-1.13%
OMF	D	-1.09%
AJG	D	-1.08%
HIG	B	-1.08%
CB	B	-1.06%
CMA	A	-1.05%
TW	B	-1.03%
AXS	B	-1.02%
FCNCA	D	-1.02%
CNA	D	-1.02%
AGNC	B	-1.01%
EWBC	D	-1.0%
ZION	D	-0.98%
AMP	B	-0.96%
FHN	D	-0.92%
OWL	C	-0.91%
VIRT	C	-0.83%
FAF	C	-0.72%
PB	B	-0.7%
AIZ	B	-0.69%
PNFP	A	-0.69%
ORI	B	-0.67%
HLI	A	-0.67%
BOKF	B	-0.66%
FHB	D	-0.65%
ARES	A	-0.64%
WTFC	C	-0.62%
SLM	D	-0.6%
BAC	D	-0.58%
WFC	D	-0.52%
COIN	F	-0.44%
UWMC	D	-0.38%
CBOE	C	-0.37%
BX	B	-0.35%
MCO	A	-0.34%
TRV	B	-0.34%
MMC	C	-0.33%
WRB	C	-0.33%
XP	D	-0.32%
VOYA	B	-0.32%
AFG	B	-0.32%
SNV	C	-0.32%
RGA	B	-0.31%
MORN	B	-0.31%
CFR	C	-0.31%
STWD	B	-0.31%
JPM	D	-0.3%
SCHW	D	-0.25%