SMCP vs. MRGR ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to ProShares Merger ETF (MRGR)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.80

Average Daily Volume

1,759

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MRGR

ProShares Merger ETF

MRGR Description

The investment seeks investment results, before fees and expenses, that track the performance of the S&P Merger Arbitrage Index (the "index"). The fund is designed to track the performance of the index and provide exposure to a global merger arbitrage strategy. The index, and by extension the fund, seeks to produce consistent, positive returns in virtually all market environments, although there are no assurances it will achieve this result. The fund is non-diversified. The index seeks to provide a risk arbitrage strategy that exploits commonly observed price changes associated with a global selection of publicly announced mergers, acquisitions and other corporate reorganizations. Historically, the index has exhibited market neutral characteristics, lower volatility compared to the S&P 500, and a low correlation to S&P 500 returns.

Grade (RS Rating)

Last Trade

$41.95

Average Daily Volume

714

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	MRGR
30 Days	4.79%	1.06%
60 Days	9.24%	3.11%
90 Days	6.67%	4.09%
12 Months	36.06%	7.71%

1 Overlapping Holdings

	Symbol	Grade	Weight in SMCP	Weight in MRGR	Overlap
	HTLF	B	1.03%	3.04%	1.03%

SMCP Overweight 96 Positions Relative to MRGR

Symbol	Grade	Weight
LUMN	C	1.45%
SIG	C	1.28%
STRL	B	1.25%
CORT	B	1.19%
YOU	C	1.15%
KNF	B	1.13%
MHO	C	1.11%
ASO	D	1.1%
TCBI	B	1.1%
IIPR	C	1.09%
TGNA	B	1.08%
TMHC	C	1.08%
PRMW	B	1.07%
WTS	C	1.07%
MTH	C	1.06%
HQY	B	1.06%
BTU	B	1.06%
MARA	F	1.05%
NHI	C	1.04%
WD	C	1.04%
VCYT	C	1.04%
UFPI	C	1.04%
BMI	A	1.04%
UMBF	C	1.03%
NMIH	B	1.03%
TPH	C	1.03%
JXN	A	1.03%
BCC	C	1.03%
SFM	A	1.03%
FCPT	C	1.02%
NPO	C	1.02%
APLE	B	1.02%
APAM	B	1.02%
JBT	B	1.02%
BNL	C	1.02%
LNTH	C	1.02%
MATX	C	1.01%
CEIX	B	1.01%
PBH	D	1.01%
ESNT	A	1.01%
ACIW	A	1.01%
MMSI	C	1.0%
MGEE	C	1.0%
KBH	D	1.0%
CPK	C	1.0%
KFY	C	1.0%
IOSP	F	1.0%
MWA	A	1.0%
CVBF	B	0.99%
ENS	B	0.99%
ICFI	C	0.99%
HNI	B	0.99%
BUR	D	0.99%
COOP	B	0.99%
CADE	B	0.99%
CARG	C	0.99%
CRC	B	0.99%
SMPL	D	0.99%
ALKS	B	0.98%
LXP	D	0.98%
QLYS	F	0.98%
FBP	B	0.98%
ARCH	D	0.98%
AEO	C	0.97%
POWI	F	0.97%
FORM	D	0.97%
HWC	D	0.97%
CATY	B	0.97%
FULT	D	0.96%
RDN	D	0.96%
RIOT	F	0.95%
ENSG	D	0.95%
FFBC	D	0.95%
HALO	D	0.94%
CVLT	B	0.94%
IDCC	A	0.94%
WSFS	D	0.94%
NEOG	F	0.93%
IPAR	D	0.93%
CPRX	C	0.93%
AX	D	0.92%
DIOD	F	0.92%
SPSC	D	0.91%
WHD	A	0.9%
KRYS	D	0.89%
AMR	F	0.89%
ACLS	F	0.89%
STNG	B	0.88%
LANC	F	0.87%
CABO	F	0.86%
LBRT	D	0.84%
ATKR	F	0.83%
STNE	F	0.82%
PTEN	F	0.79%
HP	D	0.79%
PAGS	F	0.66%

SMCP Underweight 27 Positions Relative to MRGR

Symbol	Grade	Weight
IBTX	B	-2.68%
INFN	C	-2.52%
DFS	A	-2.5%
EDR	A	-2.46%
SQSP	A	-2.39%
SMAR	A	-2.36%
K	B	-2.35%
EVRI	A	-2.35%
ENV	C	-2.33%
PETQ	A	-2.33%
VGR	B	-2.32%
JNPR	C	-2.32%
SRCL	B	-2.32%
RCM	B	-2.32%
TELL	B	-2.32%
INST	C	-2.32%
PRFT	A	-2.31%
HCP	A	-2.3%
ALE	A	-2.29%
CTLT	A	-2.24%
AXNX	A	-2.24%
ANSS	D	-2.22%
SPR	D	-2.2%
MRO	B	-2.06%
RVNC	F	-1.89%
HES	D	-1.8%
CHX	C	-1.75%