SMCP vs. DEEP ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Roundhill Acquirers Deep Value ETF (DEEP)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.16

Average Daily Volume

2,195

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DEEP

Roundhill Acquirers Deep Value ETF

DEEP Description

The investment seeks to track the performance, before fees and expenses, of the Acquirers Deep Value Index (the “index”). The index was established in 2020 by Acquirers Funds LLC and tracks the performance of a portfolio of 20 of the most undervalued, fundamentally strong stocks drawn from the largest 500 stocks listed in the United States meeting certain liquidity thresholds. Under normal circumstances, at least 80% of the fund’s total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.57

Average Daily Volume

3,111

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	DEEP
30 Days	4.36%	2.17%
60 Days	4.30%	0.19%
90 Days	8.59%	2.31%
12 Months	34.05%	10.86%

1 Overlapping Holdings

	Symbol	Grade	Weight in SMCP	Weight in DEEP	Overlap
	ARCH	B	1.11%	1.24%	1.11%

SMCP Overweight 95 Positions Relative to DEEP

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	B	1.51%
CORT	B	1.41%
RIOT	C	1.36%
TCBI	B	1.32%
SFM	B	1.29%
HQY	A	1.21%
MARA	B	1.21%
CVBF	A	1.2%
TGNA	B	1.18%
SIG	C	1.18%
JBT	A	1.17%
HTLF	B	1.16%
CADE	B	1.15%
IDCC	B	1.15%
UMBF	B	1.15%
CEIX	B	1.14%
CARG	B	1.14%
KNF	B	1.14%
AX	B	1.13%
CATY	B	1.12%
MATX	B	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	B	1.1%
VCYT	B	1.09%
HWC	B	1.09%
JXN	C	1.08%
FULT	B	1.07%
CRC	A	1.07%
QLYS	C	1.07%
APAM	B	1.07%
ACIW	B	1.06%
FFBC	B	1.06%
BTU	B	1.05%
WTS	B	1.04%
WSFS	B	1.03%
TMHC	C	1.03%
SMPL	B	1.02%
IOSP	C	1.02%
CVLT	A	1.01%
BMI	B	1.01%
APLE	B	1.0%
UFPI	C	1.0%
COOP	B	1.0%
CPRX	C	0.99%
HNI	A	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	A	0.98%
BCC	C	0.97%
CPK	A	0.97%
WHD	B	0.96%
ALKS	C	0.96%
MHO	D	0.96%
WD	D	0.95%
CABO	B	0.95%
FBP	B	0.94%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
RDN	D	0.91%
ENSG	D	0.91%
FCPT	C	0.91%
ENS	D	0.9%
POWI	D	0.9%
YOU	D	0.9%
IPAR	B	0.9%
NMIH	C	0.89%
MTH	D	0.89%
ICFI	F	0.88%
KBH	D	0.87%
ASO	F	0.87%
BNL	D	0.87%
LANC	D	0.86%
ATKR	D	0.85%
HP	C	0.85%
LXP	D	0.85%
ESNT	D	0.84%
KRYS	C	0.84%
HALO	F	0.84%
AMR	C	0.82%
PTEN	C	0.81%
SPSC	D	0.81%
FORM	F	0.79%
IIPR	F	0.79%
NEOG	D	0.78%
DIOD	F	0.76%
AEO	F	0.76%
LBRT	F	0.73%
LNTH	C	0.73%
STNE	F	0.67%
STNG	D	0.65%
ACLS	F	0.62%
PAGS	F	0.55%

SMCP Underweight 95 Positions Relative to DEEP

Symbol	Grade	Weight
SMLR	A	-1.87%
IGIC	B	-1.29%
BMRC	B	-1.25%
PGC	A	-1.25%
RYI	C	-1.21%
HSII	B	-1.18%
METC	C	-1.18%
PRDO	B	-1.16%
NATR	B	-1.15%
HCKT	B	-1.14%
MCFT	C	-1.13%
PFBC	B	-1.13%
BSIG	A	-1.13%
RCMT	C	-1.13%
NRP	B	-1.12%
TTEC	F	-1.12%
BBW	B	-1.11%
BHLB	B	-1.1%
GPRK	C	-1.1%
VSTO	A	-1.1%
VBTX	B	-1.1%
BXC	B	-1.09%
PLPC	B	-1.09%
BKE	B	-1.09%
DXLG	D	-1.08%
HELE	C	-1.08%
AMCX	C	-1.07%
HLF	C	-1.07%
EPM	A	-1.06%
INMD	C	-1.06%
NX	C	-1.06%
UPBD	C	-1.05%
DMLP	A	-1.05%
PLAB	C	-1.04%
DAC	B	-1.04%
MBUU	C	-1.03%
XPEL	C	-1.03%
HTBK	B	-1.03%
DHIL	A	-1.03%
SBH	B	-1.02%
AMPY	F	-1.02%
UAN	B	-1.02%
ITRN	B	-1.02%
WGO	D	-1.02%
WINA	B	-1.02%
OFLX	D	-1.02%
LPRO	C	-1.01%
DHT	D	-0.99%
WLKP	A	-0.99%
NUS	C	-0.99%
UTMD	F	-0.98%
IMKTA	C	-0.98%
USNA	C	-0.98%
SMP	C	-0.98%
WTI	F	-0.97%
INVA	D	-0.97%
WNC	D	-0.97%
MED	D	-0.97%
MOV	D	-0.97%
NVEC	D	-0.96%
GIII	F	-0.96%
SD	D	-0.95%
SWBI	D	-0.95%
TH	C	-0.94%
KFRC	D	-0.93%
IIIN	C	-0.92%
WRLD	D	-0.92%
FF	F	-0.92%
PARR	F	-0.92%
RGR	F	-0.91%
IRWD	F	-0.9%
ETD	D	-0.9%
LESL	D	-0.9%
RMAX	D	-0.89%
LEGH	D	-0.89%
RMR	F	-0.88%
JOUT	F	-0.87%
DFIN	D	-0.87%
NRC	F	-0.86%
ODP	F	-0.85%
JBSS	F	-0.85%
RGP	F	-0.84%
HZO	F	-0.83%
GIC	F	-0.82%
HVT	F	-0.79%
MYE	F	-0.79%
CRCT	F	-0.78%
LPG	F	-0.78%
HOV	D	-0.77%
CLFD	F	-0.74%
SIGA	F	-0.72%
HDSN	F	-0.72%
ASC	D	-0.67%
CCRN	F	-0.66%
AMN	F	-0.52%